Feb 14, 2022

Andrew Campbell of Charles Schwab & Co.

DID ANDREW TAYLOR CAMPBELL CAUSE YOU INVESTMENT LOSSES? Andrew Campbell Of Charles Schwab & Co., Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Andrew Campbell of Charles Schwab & Co., Inc.? Andrew Campbell (CRD #5976630) who is currently registered with Charles Schwab & Co., Inc. and located in Westlake, Texas is a subject of one of our many securities industry sales practice abuse investigations. Andrew Campbell Customer Complaints Andrew Campbell has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Andrew Campbell’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Andrew Campbell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Andrew Campbell’s recommendation to sell Cash Secured Equity Puts was unsuitable Customer alleged unauthorized trading by Andrew Campbell Andrew Campbell Red Flags & Your Rights As An Investor Of course, Andrew Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Campbell at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Andrew Campbell If you have questions about Charles Schwab & Co., Inc.and/or Andrew Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Andrew Roybal of LPL Financial LLC

DID ANDREW RICARDO ROYBAL CAUSE YOU INVESTMENT LOSSES? Andrew Roybal Of LPL Financial LLC And Formerly With Unionbanc Investment Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Andrew Roybal of LPL Financial LLC? Andrew Roybal (CRD #2675889) who is currently registered with LPL Financial LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Andrew Roybal was associated with Unionbanc Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Roybal Customer Complaints Andrew Roybal has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Andrew Roybal’s 4 customer complaints were settled in favor of investors. Two of Andrew Roybal’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Andrew Roybal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow instructions with regard to manage account. Failure to disclose the risk of loss of principal in connection with a mutual fund investment. Misrepresentation and unsuitable investment recommendations into a variable annuity. Customer alleged that a variable universal life insurance policy was misrepresented. Andrew Roybal Red Flags & Your Rights As An Investor Of course, Andrew Roybal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Roybal at LPL Financial LLC and Unionbanc Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Roybal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Unionbanc Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andrew Roybal If you have questions about Andrew Roybal at LPL Financial LLC, Unionbanc Investment Services, LLC and/or Andrew Roybal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Andrew Massaro of National Securities Corporation

DID ANDREW P. MASSARO CAUSE YOU INVESTMENT LOSSES? Andrew Massaro Of National Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Massaro of National Securities Corporation? Andrew Massaro (CRD #6551913) who is currently registered with National Securities Corporation and located in South Norwalk, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Andrew Massaro Customer Complaint Andrew Massaro has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations.Andrew Massaro’s customer complaint was settled in favor of the investors. Andrew Massaro Red Flags & Your Rights As An Investor Of course, Andrew Massaro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Massaro at National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Andrew Massaro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Andrew Massaro If you have questions about National Securities Corporation and/or Andrew Massaro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Andrew Schwartz of Hightower Securities, LLC

DID ANDREW KOEBEL SCHWARTZ III CAUSE YOU INVESTMENT LOSSES? Andrew Schwartz Of Hightower Securities, LLC And Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Schwartz of Hightower Securities, LLC? Andrew Schwartz (CRD #2725117) who is currently registered with Hightower Securities, LLC and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Hightower Securities, Andrew Schwartz was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Schwartz Customer Complaint Andrew Schwartz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Andrew Schwartz, without customer’s consent, reallocated invested his money into 2 illiquid real estate investments.  Andrew Schwartz’s customer complaint was denied and, to date, the customer has not taken any further action. Andrew Schwartz Red Flags & Your Rights As An Investor Of course, Andrew Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Schwartz at Hightower Securities and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Andrew Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities and MML Investors Services also raises questions about the brokerage firm’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Andrew Schwartz If you have questions about Hightower Securities, MML Investors Services and/or Andrew Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Andrew Lee of Wedbush Securities Inc.

DID ANDREW H. LEE CAUSE YOU INVESTMENT LOSSES? Andrew Lee Of Wedbush Securities Inc. And Formerly With Merrill Lynch Pierce Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Lee of Wedbush Securities Inc.? Andrew Lee (CRD #2257654) who is currently registered with Wedbush Securities Inc. and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wedbush Securities Inc., Andrew Lee was associated with Merrill Lynch Pierce Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Lee Customer Complaint Andrew Lee has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Andrew Lee made unsuitable investment recommendations. Andrew Lee’s customer complaint was settled in favor of the investors. Andrew Lee Red Flags & Your Rights As An Investor Of course, Andrew Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Lee at Wedbush Securities Inc. and Merrill Lynch Pierce Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Andrew Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities Inc. and Merrill Lynch Pierce Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. Due To Andrew Lee If you have questions about Wedbush Securities Inc., Merrill Lynch Pierce Fenner & Smith Incorporated and/or Andrew Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Andrew Hedberg of U.S. Bancorp Investments, Inc.

DID ANDREW DAVID HEDBERG CAUSE YOU INVESTMENT LOSSES? Andrew Hedberg Of U.S. Bancorp Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Hedberg of U.S. Bancorp Investments, Inc.? Andrew Hedberg (CRD #6757914) who is currently registered with U.S. Bancorp Investments, Inc. and located in Minnetonka, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Andrew Hedberg Customer Complaint Andrew Hedberg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Andrew Hedberg made an unauthorized transaction in the mutual fund. Andrew Hedberg’s customer complaint was denied and, to date, the customer has not taken any further action. Andrew Hedberg Red Flags & Your Rights As An Investor Of course, Andrew Hedberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Hedberg at U.S. Bancorp Investments, Inc.on alert to review carefully the activity and performance of their accounts and question whether Andrew Hedberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Andrew Hedberg If you have questions about U.S. Bancorp Investments, Inc. and/or Andrew Hedberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Alan Silverman of MML Investors Services, LLC

DID ALAN LEE SILVERMAN CAUSE YOU INVESTMENT LOSSES? Alan Silverman Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Alan Silverman Customer Complaints Alan Silverman has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Alan Silverman’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Alan Silverman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alan Silverman Red Flags & Your Rights As An Investor Of course, Alan Silverman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Silverman at MML Investors Services, LLC and MSI Financial Services, Inc.on alert to review carefully the activity and performance of their accounts and question whether Alan Silverman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Alan Silverman If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc., and/or Alan Silverman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2022

Anastasios Belesis formerly with John Thomas Financial

DID ANASTASIOS P. BELESIS CAUSE YOU INVESTMENT LOSSES? Anastasios Belesis Formerly With John Thomas Financial Has 12 Customer Complaints For Alleged Broker Misconduct Who is Anastasios Belesis formerly with John Thomas Financial? Anastasios Belesis (CRD #2707354) who was formerly registered with John Thomas Financial and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Anastasios Beesis has since been permanently barred by the SEC for violations of the securities laws related to the offer and sale of Liberty Silver securities. Anastasios Belesis Customer Complaints Anastasios Belesis has been the subject of 12 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Five of Anastasios Belesis’ customer complaints resulted in Awards in favor of investors. Three of Anastasios Belesis’ 12 customer complaints were settled in favor of investors. Two of Anastasios Belesis’ customer complaints were denied and, to date, the customers have not taken any further action. There are currently 2 pending customer complaints filed against Anastasios Belesis’ former employer John Thomas Financial for investment losses caused by the alleged misconduct. Allegations Against Anastasios Belesis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of fiduciary duty, negligence, churning, breach of contract, fraud, related to common stock transactions resulting in an arbitration award. Securities fraud, common law fraud, negligence, gross negligence, churning and misrepresentation resulting in a $600,000 arbitration award. Churning, unsuitable investment recommendations, common law fraud, breach of contract, and breach of fiduciary duty resulting in an arbitration award over $250,000. Anastasios Belesis Red Flags & Your Rights As An Investor Of course, Anastasios Belesis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anastasios Belesis at John Thomas Financial on alert to review carefully the activity and performance of their accounts and question whether Anastasios Belesis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at John Thomas Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At John Thomas Financial Due To Anastasios Belesis If you have questions about John Thomas Financial and/or Anastasios Belesis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2022

Amir Navab formerly with RBC Capital Markets, LLC

DID AMIR NAVAB CAUSE YOU INVESTMENT LOSSES? Amir Navab Formerly With RBC Capital Markets, LLC And Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is Amir Navab formerly with RBC Capital Markets, LLC? Amir Navab (CRD #2437020) who was formerly registered with RBC Capital Markets, LLC and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets, LLC, Amir Navab was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Amir Navab Customer Complaints Amir Navab has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Amir Navab’s 5 customer complaints were settled in favor of investors. One of Amir Navab’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Amir Navab A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations related to a structured product investment. Misrepresentations, omissions, fraud, negligence, breach of fiduciary duty, breach of contract and unsuitable recommendations to invest in Lehman Brothers structured products. Unsuitable investment recommendations of auction rate securities. Negligence, unsuitable investment recommendations, breach of fiduciary duty, fraud, misrepresentation, churning, over-concentration and unauthorized trading. Amir Navab Red Flags & Your Rights As An Investor Of course, Amir Navab did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amir Navab at RBC Capital Markets, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Amir Navab has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Amir Navab If you have questions about RBC Capital Markets, LLC, Morgan Stanley and/or Amir Navab and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2022

Aly Mady formerly with Edward Jones

DID ALY N. MADY CAUSE YOU INVESTMENT LOSSES? Aly Mady Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Aly Mady formerly with Edward Jones? Aly Mady (CRD #7041623) who was formerly registered with Edward Jones and located in Brooklyn, New York is a subject of one of our many securities industry sales practice abuse investigations. Aly Mady Customer Complaint Aly Mady has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Aly Mady misrepresented the 529 plan investment options to the customer.  Aly Mady’s customer complaint was settled in favor of the investors. Aly Mady Red Flags & Your Rights As An Investor Of course, Aly Mady did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aly Mady at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Aly Mady has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Aly Mady If you have questions about Edward Jones and/or Aly Mady and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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