Mar 4, 2022

Louis Taylor of Wells Fargo Clearing Services

DID LOUIS EDWARD TAYLOR CAUSE YOU INVESTMENT LOSSES? Louis Taylor Of Wells Fargo Clearing Services And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Louis Taylor of Wells Fargo Clearing Services? Louis Taylor (CRD #5417321) who is currently registered with Wells Fargo Clearing Services and located in Bloomington, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Louis Taylor was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Louis Taylor Customer Complaint Louis Taylor has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client’s attorney alleged the margin loan associated with the account was fraudulently opened by Louis Taylor. He further alleged there was no document authorized by the decedent in the creation of the loan and the Louis Taylor did nothing to address the increasing margin debt. Louis Taylor’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Louis Taylor Red Flags & Your Rights As An Investor Of course, Louis Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Taylor at Wells Fargo Clearing Services and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Louis Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Louis Taylor If you have questions about Wells Fargo Clearing Services, UBS Financial Services, and/or Louis Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Erik Teig of Thrivent Investment Management

DID ERIK ERVIN MONS TEIG CAUSE YOU INVESTMENT LOSSES? Erik Teig Of Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Erik Teig of Thrivent Investment Management? Erik Teig (CRD #6458912) who is currently registered with Thrivent Investment Management and located in Boise, Idaho is a subject of one of our many securities industry sales practice abuse investigations. Erik Teig Customer Complaint Erik Teig has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the variable universal life insurance policy purchased was not issued as requested. Erik Teig’s customer complaint was settled in favor of the investors. Erik Teig Red Flags & Your Rights As An Investor Of course, Erik Teig did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erik Teig at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Erik Teig has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Erik Teig If you have questions about Thrivent Investment Management and/or Erik Teig and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Carlos Temperan of MML Investors Services

DID CARLOS ALBERTO TEMPERAN CAUSE YOU INVESTMENT LOSSES? Carlos Temperan Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Carlos Temperan of MML Investors Services? Carlos Temperan (CRD #5793874) who is currently registered with MML Investors Services and located in Ft. Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Carlos Temperan Customer Complaint Carlos Temperan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customers alleged that the representative, Carlos Temperan misrepresented the Minimum Guaranteed Interest Rate on their variable annuity contracts during the sale. Carlos Temperan’s customer complaint was denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Carlos Temperan Red Flags & Your Rights As An Investor Of course, Carlos Temperan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carlos Temperan at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Carlos Temperan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Carlos Temperan If you have questions about MML Investors Services and/or Carlos Temperan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Dustin Terry of Center Street Securities

DID DUSTIN WAYNE TERRY CAUSE YOU INVESTMENT LOSSES? Dustin Terry Of Center Street Securities, Clear Harbor Wealth Management And Formerly With Center Street Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Dustin Terry of Center Street Securities? Dustin Terry (CRD #5487877) who is currently registered with Center Street Securities, Clear Harbor Wealth Management and located in Miramar Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Center Street Securities and Clear Harbor Wealth Management, Dustin Terry was associated with Center Street Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dustin Terry Customer Complaint Dustin Terry has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable, illiquid products. The customer complaint filed against Dustin Terry’s current employer Center Street Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Dustin Terry Red Flags & Your Rights As An Investor Of course, Dustin Terry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Terry at Center Street Securities, Clear Harbor Wealth Management, and Center Street Advisors on alert to review carefully the activity and performance of their accounts and question whether Dustin Terry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Clear Harbor Wealth Management, and Center Street Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Center Street Securities Due To Dustin Terry If you have questions about Center Street Securities, Clear Harbor Wealth Management, Center Street Advisors, and/or Dustin Terry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Eric Tharp of TIAA-CREF Individual & Institutional Services

DID ERIC NOLAN THARP CAUSE YOU INVESTMENT LOSSES? Eric Tharp Of TIAA-CREF Individual & Institutional Services And Formerly With Santander Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Tharp of TIAA-CREF Individual & Institutional Services? Eric Tharp (CRD #6059458) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Mechanicsburg, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to TIAA-CREF Individual & Institutional Services, Eric Tharp was associated with Santander Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Tharp Customer Complaint Eric Tharp has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the investment was unsuitable. Client stated that she advised the representative, Eric Tharp that she was a conservative investor and did not want to be subject to significant loss in the account. Eric Tharp’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Eric Tharp Red Flags & Your Rights As An Investor Of course, Eric Tharp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Tharp at TIAA-CREF Individual & Institutional Services and Santander Securities on alert to review carefully the activity and performance of their accounts and question whether Eric Tharp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services and Santander Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Eric Tharp If you have questions about TIAA-CREF Individual & Institutional Services, Santander Securities, and/or Eric Tharp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Greg Thogersen of UBS Financial Services

DID GREG ALAN THOGERSEN CAUSE YOU INVESTMENT LOSSES? Greg Thogersen Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Greg Thogersen of UBS Financial Services? Greg Thogersen (CRD #4662712) who is currently registered with UBS Financial Services and located in Stuart, Florida is a subject of one of our many securities industry sales practice abuse investigations. Greg Thogersen Customer Complaint Greg Thogersen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were his financial advisor, Greg Thogersen, sold him various structured notes with a misleading upside and downside principle protection assurance. The client further alleged he was told his principal would be protected and only the interest dividend would be the only variable at risk. The client finally alleged his portfolio was exposed to very high risk with these structured notes. Greg Thogersen’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Greg Thogersen Red Flags & Your Rights As An Investor Of course, Greg Thogersen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Greg Thogersen at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Greg Thogersen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Greg Thogersen If you have questions about UBS Financial Services and/or Greg Thogersen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Archie Thompson of Synovus Securities

DID ARCHIE LEE THOMPSON JR CAUSE YOU INVESTMENT LOSSES? Archie Thompson Of Synovus Securities And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Archie Thompson of Synovus Securities? Archie Thompson (CRD #4425686) who is currently registered with Synovus Securities and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Synovus Securities, Archie Thompson was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Archie Thompson Customer Complaint Archie Thompson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Archie Thompson did not follow instructions to execute an exchange of Puerto Rico Sales Tax Bonds. Complaint: Client alleged that the financial advisor did not follow client’s email instruction to exchange his bonds prior to exchange deadline. Archie Thompson’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Archie Thompson Red Flags & Your Rights As An Investor Of course, Archie Thompson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Archie Thompson at Synovus Securities and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Archie Thompson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Synovus Securities and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Synovus Securities Due To Archie Thompson If you have questions about Synovus Securities, Wells Fargo Clearing Services, and/or Archie Thompson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Richard Tinker of Northwestern Mutual Investment Services

DID RICHARD EARL TINKER CAUSE YOU INVESTMENT LOSSES? Richard Tinker Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Tinker of Northwestern Mutual Investment Services? Richard Tinker (CRD #6427064) who is currently registered with Northwestern Mutual Investment Services and located in Addison, Texas is a subject of one of our many securities industry sales practice abuse investigations. Richard Tinker Customer Complaint Richard Tinker has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were complainant alleged that when he rolled over his 401k to a Northwestern Mutual Investment Services (NMIS) IRA Rollover account, he lost the tax advantages of converting to a Roth IRA. In addition, he alleged that the fixed annuity that he bought was not suitable for him, and the guaranteed interest rate was not disclosed. Lastly, he alleged that his confidential, personal information was shared with another individual without his permission. Richard Tinker’s customer complaint was settled in favor of the investors. Richard Tinker Red Flags & Your Rights As An Investor Of course, Richard Tinker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Tinker at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Richard Tinker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Richard Tinker If you have questions about Northwestern Mutual Investment Services and/or Richard Tinker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Eric Szczurowski of Ameriprise Financial Services

DID ERIC WILLIAM SZCZUROWSKI CAUSE YOU INVESTMENT LOSSES? Eric Szczurowski Of Ameriprise Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Eric Szczurowski of Ameriprise Financial Services? Eric Szczurowski (CRD #4672167) who is currently registered with Ameriprise Financial Services and located in Hauppauge, New York is a subject of one of our many securities industry sales practice abuse investigations. Eric Szczurowski Customer Complaints Eric Szczurowski has been the subject of 3 customer complaints that we know about. Two of Eric Szczurowski’s 3 customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against  Ameriprise Financial Services for investment losses caused by Eric Szczurowski’s alleged misconduct. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Eric Szczurowski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged Eric Szczurowski put the client into a variable annuity without his knowledge or consent. The clients alleged Eric Szczurowski failed to disclose the surrender charge schedule at the time of sale of their annuity. Claimants alleged that Eric Szczurowski recommended they purchase unsuitable and high-commission Multi-Index Life insurance policies. Eric Szczurowski Red Flags & Your Rights As An Investor Of course, Eric Szczurowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Szczurowski at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Eric Szczurowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Eric Szczurowski If you have questions about Ameriprise Financial Services and/or Eric Szczurowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Daniel Szmyrko of Pruco Securities

DID DANIEL SZMYRKO CAUSE YOU INVESTMENT LOSSES? Daniel Szmyrko Of Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Szmyrko of Pruco Securities? Daniel Szmyrko (CRD #5847389) who is currently registered with Pruco Securities and located in Pittsford, New York is a subject of one of our many securities industry sales practice abuse investigations. Daniel Szmyrko Customer Complaint Daniel Szmyrko has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were regarding the purchase of a variable universal life policy, the client alleged that the representative, Daniel Szmyrko sold her a risky and very expensive retirement policy that was unsuitable for her and did not have the flexibility that she requested. The customer complaint filed against Daniel Szmyrko’s current employer Pruco Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Daniel Szmyrko Red Flags & Your Rights As An Investor Of course, Daniel Szmyrko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Szmyrko at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Daniel Szmyrko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Daniel Szmyrko If you have questions about Pruco Securities and/or Daniel Szmyrko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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