Mar 1, 2022

Brent Bunger of Lion Street Financial, LLC

DID BRENT CHARLES BUNGER CAUSE YOU INVESTMENT LOSSES? Brent Bunger Of Lion Street Financial, LLC And Formerly With NFP Advisor Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brent Bunger of Lion Street Financial, LLC? Brent Bunger (CRD #1488149) who is currently registered with Lion Street Financial, LLC and located in Los Gatos, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lion Street Financial, LLC, Brent Bunger was associated with NFP Advisor Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brent Bunger Customer Complaints Brent Bunger has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Brent Bunger’s 2 customer complaints was settled in favor of investors. There is currently 1 pending customer complaint filed against Brent Bunger’s former employer Legacy Capital Group California, Inc. for investment losses caused by the alleged misconduct. Allegations Against Brent Bunger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations, material misrepresentations and claims of elderly abuse. Fraud, negligent misrepresentation, negligent infliction of emotional distress, breach of fiduciary duty, negligence, and claims of elderly abuse related to insurance, mutual funds, options, and real estate securities. Brent Bunger Red Flags & Your Rights As An Investor Of course, Brent Bunger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of  Brent Bunger at Lion Street Financial, LLC and NFP Advisor Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Brent Bunger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lion Street Financial, LLC and NFP Advisor Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lion Street Financial, LLC Due To Brent Bunger If you have questions about Lion Street Financial, LLC, NFP Advisor Services, LLC and/or Brent Bunger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 28, 2022

Brenden Gilliam of Vanguard Marketing Corporation

DID BRENDEN CLARKE GILLIAM CAUSE YOU INVESTMENT LOSSES? Brenden Gilliam Of Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Brenden Gilliam of Vanguard Marketing Corporation? Brenden Gilliam (CRD #6064223) who is currently registered with Vanguard Marketing Corporation and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Brenden Gilliam Customer Complaint Brenden Gilliam has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brenden Gilliam gave poor advice regarding transfer of funds from a brokerage account to money market investment. Brenden Gilliam’s customer complaint was denied and, to date, the customer has not taken any further action. Brenden Gilliam Red Flags & Your Rights As An Investor Of course, Brenden Gilliam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brenden Gilliam at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Brenden Gilliam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Brenden Gilliam If you have questions about Vanguard Marketing Corporation and/or Brenden Gilliam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2022

Brenda Perrotti of Morgan Stanley

DID BRENDA L. PERROTTI CAUSE YOU INVESTMENT LOSSES? Brenda Perrotti Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Brenda Perrotti of Morgan Stanley? Brenda Perrotti (CRD #2300759) who is currently registered with Morgan Stanley and located in Lancaster, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.   Brenda Perrotti Customer Complaint Brenda Perrotti has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brenda Perrotti failed to customers instructions with respect to purchase of a mutual fund. Brenda Perrotti’s customer complaint was denied and, to date, the customer has not taken any further action. Brenda Perrotti Red Flags & Your Rights As An Investor Of course, Brenda Perrotti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brenda Perrotti at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Brenda Perrotti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Brenda Perrotti If you have questions about Morgan Stanley and/or Brenda Perrotti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2022

Brandon Whaley of J.P. Morgan Securities LLC

DID BRANDON T. WHALEY CAUSE YOU INVESTMENT LOSSES? Brandon Whaley Of J.P. Morgan Securities LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brandon Whaley of J.P. Morgan Securities LLC? Brandon Whaley (CRD #6091906) who is currently registered with J.P. Morgan Securities LLC and located in Ocala, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Brandon Whaley was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Brandon Whaley Customer Complaints Brandon Whaley has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Brandon Whaley’s 2 customer complaints weresettled in favor of investors. Allegations Against Brandon Whaley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentation regarding managed accounts. Unsuitable and misrepresented the bond transactions. Brandon Whaley Red Flags & Your Rights As An Investor Of course, Brandon Whaley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Whaley at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brandon Whaley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Brandon Whaley If you have questions about J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Brandon Whaley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2022

Brandon Williams of LPL Financial LLC

DID BRANDON CHRISTOPHER WILLIAMS CAUSE YOU INVESTMENT LOSSES? Brandon Williams Of LPL Financial LLC And Formerly With Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Brandon Williams of LPL Financial LLC? Brandon Williams (CRD #5239801) who is currently registered with LPL Financial LLC and located in Fort Worth, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Brandon Williams was associated with Cetera Investment Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brandon Williams Customer Complaint Brandon Williams has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brandon Williams failed to inform the customer as a distribution from an annuity contract would have negative consequences for her.  Brandon Williams’ customer complaint was settled in favor of the investors. Brandon Williams Red Flags & Your Rights As An Investor Of course, Brandon Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Williams at LPL Financial LLC and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Brandon Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Brandon Williams If you have questions about LPL Financial LLC, Cetera Investment Services LLC and/or Brandon Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2022

Bradley Barnett of LPL Financial LLC

DID BRADLEY GRAHAM BARNETT CAUSE YOU INVESTMENT LOSSES? Bradley Barnett Of  LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Bradley Barnett of LPL Financial LLC? Bradley Barnett (CRD #839777) who is currently registered with LPL Financial LLC and located in Louisville, Kentucky is a subject of one of our many securities industry sales practice abuse investigations. Bradley Barnett Customer Complaint Bradley Barnett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Bradley Barnett made misrepresentations associated with an investment.  Bradley Barnett’s customer complaint was settled in favor of the investors. Bradley Barnett Red Flags & Your Rights As An Investor Of course, Bradley Barnett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Barnett at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Bradley Barnett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Bradley Barnett If you have questions about LPL Financial LLC and/or Bradley Barnett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2022

Bradley Mascho formerly with Western International Securities, Inc.

DID BRADLEY CARL MASCHO CAUSE YOU INVESTMENT LOSSES? Bradley Mascho Formerly With Western International Securities, Inc. Has 17 Customer Complaints For Alleged Broker Misconduct Who is Bradley Mascho formerly with Western International Securities, Inc.? Bradley Mascho (CRD #2039720) who was formerly registered with Western International Securities, Inc. and located in Frederick, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Bradley Mascho Customer Complaints Bradley Mascho has been the subject of 17 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. Sixteen of Bradley Mascho’s 17 customer complaints were settled in favor of investors. There is currently 1 pending customer complaint filed against Bradley Mascho’s former employer Western International Securities, Inc. for investment losses caused by the alleged misconduct. Allegations Against Bradley Mascho A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Multiple complaints of unsuitable investment recommendations related to a promissory note. Offer and sale of unregistered securities. Unsuitable investment recommendations, fraud, breach of fiduciary duty related to promissory note and exchange traded fund investments. Breach of fiduciary duty related to commodity future investments. Bradley Mascho Red Flags & Your Rights As An Investor Of course, Bradley Mascho did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Mascho at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Bradley Mascho has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Bradley Mascho If you have questions about Western International Securities, Inc. and/or Bradley Mascho and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2022

Bradford Hardy of Fidelity Brokerage Services LLC

DID BRADFORD TAYLOR HARDY CAUSE YOU INVESTMENT LOSSES? Bradford Hardy Of Fidelity Brokerage Services LLC And Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Bradford Hardy of Fidelity Brokerage Services LLC? Bradford Hardy (CRD #5988282) who is currently registered with Fidelity Brokerage Services LLC and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Fidelity Brokerage Services LLC, Bradford Hardy was associated with TIAA-CREF Individual & Institutional Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bradford Hardy Customer Complaint Bradford Hardy has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Bradford Hardy provided poor advice related to an investment strategy involving the purchase of a home and tax consequences related thereto.  Bradford Hardy’s customer complaint was denied and, to date, the customer has not taken any further action. Bradford Hardy Red Flags & Your Rights As An Investor Of course, Bradford Hardy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradford Hardy at Fidelity Brokerage Services LLC and TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bradford Hardy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Bradford Hardy If you have questions about Fidelity Brokerage Services LLC, TIAA-CREF Individual & Institutional Services, LLC and/or Bradford Hardy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2022

Brad Biggs of Raymond James Financial Services, Inc.

DID BRAD DUNAGAN BIGGS CAUSE YOU INVESTMENT LOSSES? Brad Biggs Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Brad Biggs of Raymond James Financial Services, Inc.? Brad Biggs (CRD #2770237) who is currently registered with Raymond James Financial Services, Inc. and located in Jackson, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Brad Biggs Customer Complaint Brad Biggs has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment strategy recommendation. Brad Biggs’ customer complaint was settled in favor of the investors. Brad Biggs Red Flags & Your Rights As An Investor Of course, Brad Biggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brad Biggs at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brad Biggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Brad Biggs If you have questions about Raymond James Financial Services, Inc. and/or Brad Biggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2022

Bing Liu formerly with Metlife Securities Inc.

DID BING QING LIU CAUSE YOU INVESTMENT LOSSES? Bing Liu Formerly With Metlife Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bing Liu formerly with Metlife Securities Inc.? Bing Liu (CRD #3263994) who was formerly registered with Metlife Securities Inc. and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations.   Bing Liu Customer Complaints Bing Liu has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Bing Liu’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bing Liu A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to disclose surrender charges related to variable annuity, investment. Failure to explain the nature, mechanics and risks of a variable annuity. Bing Liu Red Flags & Your Rights As An Investor Of course, Bing Liu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bing Liu at Metlife Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Bing Liu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Metlife Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Metlife Securities Inc. Due To Bing Liu If you have questions about Metlife Securities Inc. and/or Bing Liu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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