Feb 24, 2022

Bing Liu formerly with Metlife Securities Inc.

DID BING QING LIU CAUSE YOU INVESTMENT LOSSES? Bing Liu Formerly With Metlife Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bing Liu formerly with Metlife Securities Inc.? Bing Liu (CRD #3263994) who was formerly registered with Metlife Securities Inc. and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations.   Bing Liu Customer Complaints Bing Liu has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Bing Liu’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bing Liu A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to disclose surrender charges related to variable annuity, investment. Failure to explain the nature, mechanics and risks of a variable annuity. Bing Liu Red Flags & Your Rights As An Investor Of course, Bing Liu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bing Liu at Metlife Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Bing Liu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Metlife Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Metlife Securities Inc. Due To Bing Liu If you have questions about Metlife Securities Inc. and/or Bing Liu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2022

Billy Estes of Edward Jones

DID BILLY JOE ESTES III CAUSE YOU INVESTMENT LOSSES? Billy Estes Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Billy Estes of Edward Jones? Billy Estes (CRD #4814625) who is currently registered with Edward Jones and located in Columbia, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Billy Estes Customer Complaint Billy Estes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow client’s instructions to liquidate accounts. Billy Estes’ customer complaint was denied and, to date, the customer has not taken any further action. Billy Estes Red Flags & Your Rights As An Investor Of course, Billy Estes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Billy Estes at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Billy Estes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Billy Estes If you have questions about Edward Jones and/or Billy Estes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2022

Biaggio Caroleo of SW Financial

DID BIAGGIO ANTHONY CAROLEO CAUSE YOU INVESTMENT LOSSES? Biaggio Caroleo Of SW Financial And Formerly With Worden Capital Management LLC And Legend Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Biaggio Caroleo of SW Financial? Biaggio Caroleo (CRD #5256393) who is currently registered with SW Financial and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to SW Financial, Biaggio Caroleo was associated with Worden Capital Management LLC, Legend Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Biaggio Caroleo Customer Complaint Biaggio Caroleo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were churning, unsuitable investment recommendations, breach of fiduciary duty, breach of contract, negligent misrepresentation and omissions involving common and preferred stock. The customer complaint filed against Biaggio Caroleo’s former employer Worden Capital Management LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Biaggio Caroleo Red Flags & Your Rights As An Investor Of course, Biaggio Caroleo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Biaggio Caroleo at SW Financial, Worden Capital Management LLC and Legend Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Biaggio Caroleo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SW Financial, Worden Capital Management LLC and Legend Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SW Financial Due To Biaggio Caroleo If you have questions about SW Financial, Worden Capital Management LLC, Legend Securities, Inc. and/or Biaggio Caroleo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2022

Betty Fenton of U.S. Bancorp Investments, Inc.

DID BETTY LEANNE FENTON CAUSE YOU INVESTMENT LOSSES? Betty Fenton Of U.S. Bancorp Investments, Inc. And Formerly With Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Betty Fenton of U.S. Bancorp Investments, Inc.? Betty Fenton (CRD #4360567) who is currently registered with U.S. Bancorp Investments, Inc. and located in Incline Village, Nevada is a subject of one of our many securities industry sales practice abuse investigations.  Prior to U.S. Bancorp Investments, Inc., Betty Fenton was associated with Ameriprise Financial Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Betty Fenton Customer Complaint Betty Fenton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable alternative investments involving FSKR and Watermark Lodging Trust. The customer complaint filed against Betty Fenton’s former employer Ameriprise Financial Services, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Betty Fenton Red Flags & Your Rights As An Investor Of course, Betty Fenton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Betty Fenton at U.S. Bancorp Investments, Inc. and Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Betty Fenton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. and Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Betty Fenton If you have questions about U.S. Bancorp Investments, Inc., Ameriprise Financial Services, LLC and/or Betty Fenton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2022

Bert Hor of Ameriprise Financial Services, LLC

DID BERT LEE HOR CAUSE YOU INVESTMENT LOSSES? Bert Hor Of  Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bert Hor of Ameriprise Financial Services, LLC? Bert Hor (CRD #2809371) who is currently registered with Ameriprise Financial Services, LLC and located in Matawan, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Bert Hor Customer Complaints Bert Hor has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses.  Both of Bert Hor’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bert Hor A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentations related to REIT investments. Unsuitable investment recommendation related to mutual fund investment. Bert Hor Red Flags & Your Rights As An Investor Of course, Bert Hor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bert Hor at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bert Hor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Bert Hor If you have questions about Ameriprise Financial Services, LLC and/or Bert Hor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2022

Berrie Coble of Cambridge Investment Research, Inc.

DID BERRIE BETH COBLE CAUSE YOU INVESTMENT LOSSES? Berrie Coble Of Cambridge Investment Research, Inc. And Formerly With FTB Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Berrie Coble of Cambridge Investment Research, Inc.? Berrie Coble (CRD #4540578) who is currently registered with Cambridge Investment Research, Inc. and located in Columbia, Tennessee is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cambridge Investment Research, Inc., Berrie Coble was associated with FTB Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Berrie Coble Customer Complaint Berrie Coble has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose tax consequences of sales in managed accounts.  Berrie Coble’s customer complaint was denied and, to date, the customer has not taken any further action. Berrie Coble Red Flags & Your Rights As An Investor Of course, Berrie Coble did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Berrie Coble at Cambridge Investment Research, Inc. and FTB Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Berrie Coble has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and FTB Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Berrie Coble If you have questions about Cambridge Investment Research, Inc., FTB Advisors, Inc. and/or Berrie Coble and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2022

Berge Avedisian of Avantax Investment Services, Inc.

DID BERGE AVEDISIAN CAUSE YOU INVESTMENT LOSSES? Berge Avedisian Of Avantax Investment Services, Inc. And Formerly With 1st Global Capital Corp. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Berge Avedisian of Avantax Investment Services, Inc.? Berge Avedisian (CRD #2750210) who is currently registered with Avantax Investment Services, Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Avantax Investment Services, Inc., Berge Avedisian was associated with 1st Global Capital Corp. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Berge Avedisian Customer Complaints Berge Avedisian has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Berge Avedisian’s 2 customer complaints was settled in favor of investors. One of Berge Avedisian’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Berge Avedisian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investments in 2 non-traded REITs, and 1 business development company. Unsuitable investment recommendation of a variable annuity. Berge Avedisian Red Flags & Your Rights As An Investor Of course, Berge Avedisian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Berge Avedisian at Avantax Investment Services, Inc. and 1st Global Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Berge Avedisian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. and 1st Global Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Berge Avedisian If you have questions about Avantax Investment Services, Inc., 1st Global Capital Corp. and/or Berge Avedisian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2022

Benjamin Ankrum of American Financial Services, LLC

DID BENJAMIN JOSEPH ANKRUM CAUSE YOU INVESTMENT LOSSES? Benjamin Ankrum Of American Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Benjamin Ankrum of American Financial Services, LLC? Benjamin Ankrum (CRD #5456039) who is currently registered with American Financial Services, LLC and located in Fargo, North Dakota is a subject of one of our many securities industry sales practice abuse investigations. Benjamin Ankrum Customer Complaint Benjamin Ankrum has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable, high commission, and illiquid investments in FSKR and Heinz Global REIT. The customer complaint filed against Benjamin Ankrum’s current employer American Financial Services, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Benjamin Ankrum Red Flags & Your Rights As An Investor Of course, Benjamin Ankrum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Ankrum at American Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Benjamin Ankrum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Financial Services, LLC Due To Benjamin Ankrum If you have questions about American Financial Services, LLC and/or Benjamin Ankrum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2022

Benjamin Hoehler of Securities America, Inc.

DID BENJAMIN HOEHLER CAUSE YOU INVESTMENT LOSSES? Benjamin Hoehler Of Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Benjamin Hoehler of Securities America, Inc.? Benjamin Hoehler (CRD #5159652) who is currently registered with Securities America, Inc. and located in Louisville, Kentucky is a subject of one of our many securities industry sales practice abuse investigations. Benjamin Hoehler Customer Complaint Benjamin Hoehler has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable and misrepresentations regarding mutual fund investments. Benjamin Hoehler’s customer complaint was settled in favor of the investors.  Benjamin Hoehler Red Flags & Your Rights As An Investor Of course, Benjamin Hoehler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Hoehler at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Benjamin Hoehler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Benjamin Hoehler If you have questions about Securities America, Inc. and/or Benjamin Hoehler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2022

Benjamin Duckett of Morgan Stanley

DID BENJAMIN FRANKLIN DUCKETT CAUSE YOU INVESTMENT LOSSES? Benjamin Duckett Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Benjamin Duckett of Morgan Stanley? Benjamin Duckett (CRD #6143741) who is currently registered with Morgan Stanley and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Benjamin Duckett Customer Complaint Benjamin Duckett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the risks of an option call strategy in clients account was not fully explained.  Benjamin Duckett’s customer complaint was denied and, to date, the customer has not taken any further action. Benjamin Duckett Red Flags & Your Rights As An Investor Of course, Benjamin Duckett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Duckett at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Benjamin Duckett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Benjamin Duckett If you have questions about Morgan Stanley and/or Benjamin Duckett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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