Feb 23, 2022

Beau Sheedy of Equitable Advisors LLC

DID BEAU DIEHL SHEEDY CAUSE YOU INVESTMENT LOSSES? Beau Sheedy Of Equitable Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Beau Sheedy of Equitable Advisors LLC? Beau Sheedy (CRD #6363200) who is currently registered with Equitable Advisors LLC and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Beau Sheedy Customer Complaint Beau Sheedy has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of a variable annuity investment.  Beau Sheedy’s customer complaint was settled in favor of the investors. Beau Sheedy Red Flags & Your Rights As An Investor Of course, Beau Sheedy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Beau Sheedy at Equitable Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Beau Sheedy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors LLC Due To Beau Sheedy If you have questions about Equitable Advisors LLC and/or Beau Sheedy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2022

Bartholomew McDonald formerly with Wedbush Securities Inc.

DID BARTHOLOMEW FORD MCDONALD CAUSE YOU INVESTMENT LOSSES? Bartholomew McDonald Formerly With Wedbush Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Bartholomew McDonald formerly with Wedbush Securities Inc.? Bartholomew McDonald (CRD #5196342) who was formerly registered with Wedbush Securities Inc. and located in La Jolla, California is a subject of one of our many securities industry sales practice abuse investigations. Bartholomew McDonald Customer Complaint Bartholomew McDonald has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, misrepresentations and unauthorized use of discretion in connection with mutual fund investments.  Bartholomew McDonald’s customer complaint was denied and, to date, the customer has not taken any further action. Bartholomew McDonald Red Flags & Your Rights As An Investor Of course, Bartholomew McDonald did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bartholomew McDonald at Wedbush Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Bartholomew McDonald has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. Due To Bartholomew McDonald If you have questions about Wedbush Securities Inc. and/or Bartholomew McDonald and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2022

Barry Debany of Cetera Advisor Networks LLC

DID BARRY PAUL DEBANY CAUSE YOU INVESTMENT LOSSES? Barry Debany Of Cetera Advisor Networks LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Barry Debany of Cetera Advisor Networks LLC? Barry Debany (CRD #2208573) who is currently registered with Cetera Advisor Networks LLC and located in Tarrytown, New York is a subject of one of our many securities industry sales practice abuse investigations.   Barry Debany Customer Complaints Barry Debany has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  One of Barry Debany’s 2 customer complaints was settled in favor of investors. One of Barry Debany’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Barry Debany A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Financial advisor placed trades without her authorization and did not take tax implications into consideration when making those investments. Misrepresentation related to purchase of an AXA Equitable variable annuity. Barry Debany Red Flags & Your Rights As An Investor Of course, Barry Debany did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Debany at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Barry Debany has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses AtCetera Advisor Networks LLC Due To Barry Debany If you have questions about Cetera Advisor Networks LLC and/or Barry Debany and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2022

Barry Sobel of Raymond James & Associates, Inc.

DID BARRY MARC SOBEL CAUSE YOU INVESTMENT LOSSES? Barry Sobel Of Raymond James & Associates, Inc. And Formerly With Deutsche Bank Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Barry Sobel of Raymond James & Associates, Inc.? Barry Sobel (CRD #2014407) who is currently registered with Raymond James & Associates, Inc. and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., Barry Sobel was associated with Deutsche Bank Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Barry Sobel Customer Complaint Barry Sobel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investments in a discretionary account, and breach of contract and financial advisors fiduciary duty. The customer complaint filed against Barry Sobel’s former employer Deutsche Bank Securities Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Barry Sobel Red Flags & Your Rights As An Investor Of course, Barry Sobel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Sobel at Raymond James & Associates, Inc. and Deutsche Bank Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Barry Sobel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Deutsche Bank Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Barry Sobel If you have questions about Raymond James & Associates, Inc., Deutsche Bank Securities Inc. and/or Barry Sobel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2022

Barry Hartman formerly with FSC Securities Corporation

DID BARRY GEORGE HARTMAN CAUSE YOU INVESTMENT LOSSES? Barry Hartman Formerly With FSC Securities Corporation Has 23 Customer Complaints For Alleged Broker Misconduct Who is Barry Hartman formerly with FSC Securities Corporation? Barry Hartman (CRD #1361232) who was formerly registered with FSC Securities Corporation and located in Missoula, Montana is a subject of one of our many securities industry sales practice abuse investigations. Barry Hartman Customer Complaints Barry Hartman has been the subject of 23 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Seventeen of Barry Hartman’s 23 customer complaints were settled in favor of investors. Three of Barry Hartman’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 3 pending customer complaints filed against Barry Hartman’s former employer FSC Securities Corporation for investment losses caused by the alleged misconduct. Allegations Against Barry Hartman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sale of investment that was not approved by an employer. Violation of Montana securities act, consumer protection act, breach of contract, misrepresentation, breach of fiduciary duty, negligence, and gross negligence. Violation of duties owed to client with respect to a REIT investments. Violations of the Montana securities act, breach of fiduciary duty, common law fraud, in violation of FINRA rules 2010, 2020, 2111, 2310, 3010. Unsuitable and unauthorized transactions involving equipment leasing products. Negligence involving the sale of Invizeon. Breach of fiduciary duty, negligence, and fraud related to variable annuity, common and preferred stock, mutual fund, and real estate securities investments. Unsuitable investment recommendations involving equipment leasing, mutual fund, and real estate securities. Breach of fiduciary duty, negligence, and fraud related to oil and gas investments. Barry Hartman Red Flags & Your Rights As An Investor Of course, Barry Hartman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Hartman at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Barry Hartman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Corporation Due To Barry Hartman If you have questions about FSC Securities Corporation and/or Barry Hartman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2022

Barry Rubin of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID BARRY EVAN RUBIN CAUSE YOU INVESTMENT LOSSES? Barry Rubin Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Who is Barry Rubin of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Barry Rubin (CRD #2176696) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Delray Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Barry Rubin Customer Complaints Barry Rubin has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Barry Rubin’s 3 customer complaints resulted in an Award in favor of investor. One of Barry Rubin’s customer complaints was settled in favor of investors. One of Barry Rubin’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Barry Rubin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unauthorized transactions resulting in an arbitration award to customer. Trustee failed to pay insurance premiums resulting in policy lapse. Unsuitable investment recommendations involving mutual funds. Barry Rubin Red Flags & Your Rights As An Investor Of course, Barry Rubin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Rubin at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Barry Rubin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Barry Rubin If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Barry Rubin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Barry Abrams formerly with Ameriprise Financial Services, Inc.

DID BARRY DAVID ABRAMS CAUSE YOU INVESTMENT LOSSES? Barry Abrams Formerly With Ameriprise Financial Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Barry Abrams formerly with Ameriprise Financial Services, Inc.? Barry Abrams (CRD #488) who was formerly registered with Ameriprise Financial Services, Inc. and located in Marlton, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   Barry Abrams Customer Complaints Barry Abrams has been the subject of 5 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Three of Barry Abrams’ 5 customer complaints were settled in favor of investors. Two of Barry Abrams’ customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Barry Abrams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations to invest in FS Energy and Power and Corporate Capital Trust which was negligent and in breach of financial advisors fiduciary duty. Churning, misrepresentation, gross mismanagement of accounts, and unauthorized use of discretion in the management of customer’s account. Failure to disclose markup. Barry Abrams Red Flags & Your Rights As An Investor Of course, Barry Abrams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Abrams at Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Barry Abrams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, Inc. Due To Barry Abrams If you have questions about Ameriprise Financial Services, Inc. and/or Barry Abrams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Barry Richter of Raymond James & Associates, Inc.

DID BARRY D. RICHTER CAUSE YOU INVESTMENT LOSSES? Barry Richter Of Raymond James & Associates, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Who is Barry Richter of Raymond James & Associates, Inc.? Barry Richter (CRD # 1387197) who is currently registered with Raymond James & Associates, Inc. and located in Devon, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.   Barry Richter Customer Complaints Barry Richter has been the subject of 9 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Six of Barry Richter’s 9 customer complaints were settled in favor of investors. Two of Barry Richter’s customer complaints were denied and, to date, the customers have not taken any further action. There is currently 1 pending customer complaint filed against Barry Richter’s current employer Raymond James & Associates, Inc. for investment losses caused by the alleged misconduct. Allegations Against Barry Richter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable concentration of REIT investments in portfolio. Failure to disclose that step down certificates of deposit had a 20 year maturity date, that this interest rate would step down after the 1st year, and the risks involved with their investment. Misrepresentation of investment as certificate of deposit when it was actually a bond transaction. Misrepresentation of terms of step down certificates of deposit is not having early withdrawal penalty. Misrepresentation of Provident certificate of deposit. Overconcentration and unsuitable investment recommendations in limited partnerships. Barry Richter Red Flags & Your Rights As An Investor Of course, Barry Richter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Richter at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Barry Richter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Barry Richter If you have questions about Raymond James & Associates, Inc. and/or Barry Richter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Barrett Brightwell of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID BARRETT C. BRIGHTWELL CAUSE YOU INVESTMENT LOSSES? Barrett Brightwell Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Barrett Brightwell of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Barrett Brightwell (CRD #4973342) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Alpharetta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Barrett Brightwell Customer Complaints Barrett Brightwell has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of Barrett Brightwell’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Barrett Brightwell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow customers instructions. Misrepresentations related to a variable annuity, investment. Barrett Brightwell Red Flags & Your Rights As An Investor Of course, Barrett Brightwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barrett Brightwell at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Barrett Brightwell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Barrett Brightwell If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Barrett Brightwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Baron Willis of Chelsea Financial Services

DID BARON THOMAS WILLIS CAUSE YOU INVESTMENT LOSSES? Baron Willis Of Chelsea Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Baron Willis of Chelsea Financial Services? Baron Willis (CRD #1161335) who is currently registered with Chelsea Financial Services and located in Alpine, California is a subject of one of our many securities industry sales practice abuse investigations. Baron Willis Customer Complaint Baron Willis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Baron Willis engaged in selling away without the firm’s authorization and sold the customer a promissory note. Baron Willis’ customer complaint was settled in favor of the investors. Baron Willis Red Flags & Your Rights As An Investor Of course, Baron Willis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Baron Willis at Chelsea Financial Services on alert to review carefully the activity and performance of their accounts and question whether Baron Willis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Chelsea Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Chelsea Financial Services Due To Baron Willis If you have questions about Chelsea Financial Services and/or Baron Willis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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