Jan 20, 2022

Robert Berg of Cetera Advisor Networks LLC

DID ROBERT EUGENE BERG CAUSE YOU INVESTMENT LOSSES? Robert Berg of Cetera Advisor Networks LLC, Summit Financial Group And Formerly With Summit Brokerage Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Robert Berg of Cetera Advisor Networks LLC? Robert Berg (CRD #1218879) who is currently registered with Cetera Advisor Networks LLC, Summit Financial Group and located in Danbury, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks LLC, Summit Financial Group, Robert Berg was associated with Summit Brokerage Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Berg Customer Complaints Robert Berg has been the subject of 3 customer complaints that we know about. Two of Robert Berg’s 3 customer complaints resulted in arbitration awards in favor of investors. One of Robert Berg’s 3 customer complaints was settled in favor of investors. Allegations Against Robert Berg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Berg’s alleged aggressive and speculative investment recommendations. Client alleges unauthorized withdrawal of funds by Robert Berg. Robert Berg’s alleged unsuitable and excessive investing in stocks. Robert Berg Red Flags & Your Rights As An Investor Of course, Robert Berg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Berg at Cetera Advisor Networks LLC, Summit Financial Group and Summit Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Robert Berg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC, Summit Financial Group and Summit Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC and Summit Brokerage Services Due To Robert Berg If you have questions about Cetera Advisor Networks LLC, Summit Financial Group, Summit Brokerage Services, and/or Robert Berg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Robin Blackman of IFP Securities, LLC

DID ROBIN DALE BLACKMAN CAUSE YOU INVESTMENT LOSSES? Robin Blackman of IFP Securities, LLC, Independent Financial Partners And Formerly With LPL Financial Has One Customer Complaint For Alleged Broker Misconduct Who is Robin Blackman of IFP Securities, LLC? Robin Blackman (CRD #1280469) who is currently registered with IFP Securities, LLC, Independent Financial Partners and located in Rochester, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to IFP Securities, LLC, Independent Financial Partners, Robin Blackman was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robin Blackman Customer Complaint Robin Blackman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges that the representative did not fully disclose all the facts regarding the policy. Robin Blackman’s customer complaint was denied and the customers did not take any further action. Robin Blackman Red Flags & Your Rights As An Investor Of course, Robin Blackman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robin Blackman at IFP Securities, LLC, Independent Financial Partners and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Robin Blackman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFP Securities, LLC, Independent Financial Partners and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At IFP Securities, LLC Due To Robin Blackman If you have questions about IFP Securities, LLC, Independent Financial Partners, LPL Financial, and/or Robin Blackman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Russell Blum of International Assets Advisory, LLC

DID RUSSELL SCOTT BLUM CAUSE YOU INVESTMENT LOSSES? Russell Blum of International Assets Advisory, LLC, International Assets Investment Management And Formerly With SunTrust Investment Services, SunTrust Advisory Services and Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Russell Blum of International Assets Advisory, LLC? Russell Blum (CRD #1276754) who is currently registered with International Assets Advisory, LLC, International Assets Investment Management and located in Vero Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to International Assets Advisory, LLC, International Assets Investment Management, Russell Blum was associated with SunTrust Investment Services, SunTrust Advisory Services, Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Russell Blum Customer Complaints Russell Blum has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Russell Blum’s 3 customer complaints was settled in favor of investors. One of Russell Blum’s customers complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against SunTrust Investment Services for investment losses caused by Russell Blum’s alleged misconduct. Allegations Against Russell Blum A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleges Russell Blum over-concentrated her portfolio in unsuitable investments. Claimant alleges that investment recommendations allegedly made by Russell Blum over-concentrated his account in oil and gas stocks and low-priced speculative securities which were misrepresented and unsuitable. Client stated that following representative’s reasoning resulted in his holding investments which resulted in losses to his accounts allegedly by Russell Blum. Russell Blum Red Flags & Your Rights As An Investor Of course, Russell Blum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Blum at International Assets Advisory, LLC, International Assets Investment Management, SunTrust Advisory Services, SunTrust Investment Services, and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Russell Blum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, LLC, International Assets Investment Management, SunTrust Advisory Services, SunTrust Investment Services, and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At International Assets Advisory, LLC Due To Russell Blum If you have questions about International Assets Advisory, LLC, International Assets Investment Management, SunTrust Advisory Services, SunTrust Investment Services, Wells Fargo Clearing Services, and/or Russell Blum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Rasikaran Boaz of Equitable Advisors, LLC

DID RASIKARAN GUNAPAL BOAZ CAUSE YOU INVESTMENT LOSSES? Rasikaran Boaz of Equitable Advisors, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Rasikaran Boaz of Equitable Advisors, LLC? Rasikaran Boaz (CRD #1340232) who is currently registered with Equitable Advisors, LLC and located in Woodbridge, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Rasikaran Boaz Customer Complaint Rasikaran Boaz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges a replacement insurance policy’s fees and surrender scheduled were misrepresented. The customer complaint filed against Rasikaran Boaz’s current employer Equitable Advisors, LLC for investment losses caused by the alleged misconduct was settled in favor of investors. Rasikaran Boaz Red Flags & Your Rights As An Investor Of course, Rasikaran Boaz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rasikaran Boaz at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Rasikaran Boaz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Rasikaran Boaz If you have questions about Equitable Advisors, LLC and/or Rasikaran Boaz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Richard Borgner of Wordon Capital Management LLC

DID RICHARD REISS BORGNER CAUSE YOU INVESTMENT LOSSES? Richard Borgner of Worden Capital Management LLC And Formerly With Salomon Whitney Financial Has 5 Customer Complaints For Alleged Broker Misconduct Who is Richard Borgner of Worden Capital Management LLC? Richard Borgner (CRD #1104666) who is currently registered with Worden Capital Management LLC and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Worden Capital Management LLC, Richard Borgner was associated with Salomon Whitney Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Borgner has had his own problems with the regulators. He was investigated and suspended and fined for his actions and/or in actions as a supervisor of EKN Financial Services. Richard Borgner Customer Complaints Richard Borgner has been the subject of 5 customer complaints that we know about. One arbitration award was entered against EKN Financial Services for Richard Borgner’s alleged misconduct in failing to supervise stockbrokers who caused investors losses. Three of Richard Borgner’s 5 customer complaints were settled in favor of investors. One of Richard Borgner’s customers’ complaints was denied and the customers did not take any further action. Allegations Against Richard Borgner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Borgner’s alleged failure to supervise relating to charges against representative of unsuitability, churning, negligence, breach of fiduciary duty and breach of contract. Richard Borgner’s alleged failure to supervise. Richard Borgner Red Flags & Your Rights As An Investor Of course, Richard Borgner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Borgner at Worden Capital Management LLC and Salomon Whitney Financial on alert to review carefully the activity and performance of their accounts and question whether Richard Borgner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Worden Capital Management LLC and Salomon Whitney Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Worden Capital Management LLC Due To Richard Borgner If you have questions about Worden Capital Management LLC, Salomon Whitney Financial, and/or Richard Borgner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Richard Braverman of Geneos Wealth Management, Inc.

DID RICHARD MARK BRAVERMAN CAUSE YOU INVESTMENT LOSSES? Richard Braverman of Geneos Wealth Management, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Who is Richard Braverman of Geneos Wealth Management, Inc.? Richard Braverman (CRD #1023227) who is currently registered with Geneos Wealth Management, Inc. and located in Lancaster, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Richard Braverman Customer Complaints Richard Braverman has been the subject of 6 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. Five of Richard Braverman’s 6 customer complaints were settled in favor of investors. One of Richard Braverman’s customers complaints was denied and the customers did not take any further action. Allegations Against Richard Braverman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients allege breach of fiduciary duty, unsuitable recommendations and other causes of action by Richard Braverman. Customer alleges Richard Braverman recommended unsuitable investments. Customer alleges unsuitable recommendation of an oil & gas investment by Richard Braverman. Customer alleges unsuitable recommendations in real estate investments purchased and other causes of action made by Richard Braverman. Customer alleges unsuitable recommendations, breach of fiduciary duty and failure to adequately disclose the risks in real estate investments and direct investments by Richard Braverman. The customers allege the annuity purchased is not suitable because it does not provide them with needed income allegedly made by Richard Braverman. Richard Braverman Red Flags & Your Rights As An Investor Of course, Richard Braverman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Braverman at Geneos Wealth Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Braverman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Geneos Wealth Management, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Geneos Wealth Management, Inc. Due To Richard Braverman If you have questions about Geneos Wealth Management, Inc. and/or Richard Braverman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Robert Brinckerhoff of Morgan Stanley

DID ROBERT WELLS BRINCKERHOFF CAUSE YOU INVESTMENT LOSSES? Robert Brinckerhoff Formerly With Morgan Stanley And Merrill Lynch Pierce Fenner & Smith Has 5 Customer Complaints For Alleged Broker Misconduct Who is Robert Brinckerhoff formerly with Morgan Stanley? Robert Brinckerhoff (CRD #823695) who was formerly registered with Morgan Stanley and located in Burlington, Vermont is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Robert Brinckerhoff was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Brinckerhoff has had his own problem with the regulators. The New York, Wisconsin, Missouri, and Vermont insurance regulators all sanctioned him in connection with inaccurate applications filed in those states. Robert Brinckerhoff Customer Complaints Robert Brinckerhoff has been the subject of 5 customer complaints that we know about. Three of Robert Brinckerhoff’s 5 customer complaints were settled in favor of investors. Two of Robert Brinckerhoff’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Robert Brinckerhoff A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that the purchase by Robert Brinckerhoff of a structured product in her account was unsuitable. The customer alleges misrepresentation by Robert Brinckerhoff. The customer alleges unsuitable investment recommendations by Robert Brinckerhoff. Robert Brinckerhoff Red Flags & Your Rights As An Investor Of course, Robert Brinckerhoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Brinckerhoff at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Robert Brinckerhoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Robert Brinckerhoff If you have questions about Morgan Stanley and Merrill Lynch Pierce Fenner & Smith, and/or Robert Brinckerhoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Melinda Abood of UBS Financial Services

DID MELINDA JOYCE ABOOD CAUSE YOU INVESTMENT LOSSES? Melinda Abood of UBS Financial Services Has 5 Customer Complaints for Alleged Broker Misconduct Who is Melinda Abood of UBS Financial Services? Melinda Abood (CRD #867463) who is currently registered with UBS Financial Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Melinda Abood Customer Complaints Melinda Abood has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Melinda Abood’s 5 customer complaints resulted in an arbitration award in favor of the investor. Three of Melinda Abood’s 5 customer complaints were settled in favor of investors. One of Melinda Abood’s customers’ complaints was denied and the customers did not take any further action. Allegations Against Melinda Abood A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client’s attorney alleges Melinda Abood misrepresented the Puerto Rico bonds by stating they were safe and a conservative investment because they were insured and without risk to the principal value of the investment. The client alleges that Melinda Abood failed to follow his instructions and put him in below investment grade junk related bonds. He further alleges his financial advisor omitted material information about the credit rating of Ford bonds. Melinda Abood Red Flags & Your Rights as an Investor Of course, Melinda Abood did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Melinda Abood at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Melinda Abood has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at UBS Financial Services Due to Melinda Abood If you have questions about UBS Financial Services, and/or Melinda Abood and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Paul Akre of Merrill Lynch

DID PAUL ANTHONY AKRE CAUSE YOU INVESTMENT LOSSES? Paul Akre Formerly with Merrill Lynch Pierce Fenner Smith Has 2 Customer Complaints for Alleged Broker Misconduct Who is Paul Akre formerly with Merrill Lynch Pierce Fenner Smith? Paul Akre (CRD #1068145) who was formerly registered with Merrill Lynch Pierce Fenner Smith and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Paul Akre was also the subject of a FINRA investigation concerning allegations that he loaned money to clients and was involved in an undisclosed, unapproved outside business activity.  The investigation concluded with Paul Akre consenting to a four-month suspension and a $15,000 fine.  Paul Akre Customer Complaint Paul Akre has been the subject of 2 customer complaints that we know about, one of which was filed in the last year to recover investment losses. One of Paul Akre’s customers’ complaints was denied and the customers did not take any further action. The customer complaint filed against Paul Akre’s former employer Wells Fargo Advisors for investment losses caused by the alleged misconduct is pending as of the date of this report. Allegations Against Paul Akre A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants allege Paul Akre sold them private securities that were unsuitable investments. Customer questions the appropriateness of the stock recommendations by Paul Akre at Merrill Lynch. Paul Akre Red Flags & Your Rights as an Investor Of course, Paul Akre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Paul Akre at Merrill Lynch Pierce Fenner Smith on alert to review carefully the activity and performance of their accounts and question whether Paul Akre has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Merrill Lynch Pierce Fenner Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Merrill Lynch Pierce Fenner Smith Due to Paul Akre If you have questions about Merrill Lynch Pierce Fenner Smith, and/or Paul Akre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Peter Albano of LPL Financial

DID PETER JOSEPH ALBANO CAUSE YOU INVESTMENT LOSSES? Peter Albano of LPL Financial and Formerly with Invest Financial Has A Customer Complaint for Alleged Broker Misconduct Who is Peter Albano of LPL Financial? Peter Albano (CRD #1040390) who is currently registered with LPL Financial and located in Dunmore, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Peter Albano was associated with Invest Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Peter Albano Customer Complaint Peter Albano has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the claimant alleges that, while he was an invest customer, his representative recommended he invest in an unsuitable business development company (BDC), and that he was not fully advised about the risks of the investment when it was recommended. A new financial professional registered with LPL began servicing his account The customer complaint filed against Peter Albano’s current employer LPL Financial for investment losses caused by the alleged misconduct is now settled. Peter Albano Red Flags & Your Rights as an Investor Of course, Peter Albano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Peter Albano at LPL Financial and Invest Financial on alert to review carefully the activity and performance of their accounts and question whether Peter Albano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Invest Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at LPL Financial Due to Peter Albano If you have questions about LPL Financial, Invest Financial, and/or Peter Albano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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