Jan 20, 2022

Jarrett Dewelde of Equitable Advisors, LLC

DID JARRETT DEWELDE CAUSE YOU INVESTMENT LOSSES? Jarrett Dewelde of Equitable Advisors, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Jarrett Dewelde of Equitable Advisors, LLC? Jarrett Dewelde (CRD #4615195) who is currently registered with Equitable Advisors, LLC and located in Somerville, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, Jarrett Dewelde was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jarrett Dewelde Customer Complaint Jarrett Dewelde has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the attorney on behalf of the client alleges Jarrett Dewelde made misrepresentations and unsuitable recommendations in the sale of two real estate investment trusts. Jarrett Dewelde’s customer complaint was settled in favor of investors. Jarrett Dewelde Red Flags & Your Rights As An Investor Of course, Jarrett Dewelde did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jarrett Dewelde at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Jarrett Dewelde has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC If you have questions about Equitable Advisors, LLC and/or Jarrett Dewelde and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Maria Hendershott of Raymond James & Associates, Inc.

DID MARIA ERNESTON HENDERSHOTT CAUSE YOU INVESTMENT LOSSES? Maria Hendershott of Raymond James & Associates, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Maria Hendershott of Raymond James & Associates, Inc.? Maria Hendershott (CRD #818681) who is currently registered with Raymond James & Associates, Inc. and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Maria Hendershott Customer Complaints Maria Hendershott has been the subject of 5 customer complaints that we know about. All five of Maria Hendershott’s customer complaints were settled in favor of investors. Allegations Against Maria Hendershott A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleges gross mismanagement of accounts, investor abuse, churning, breach of fiduciary duty, negligence, violation of industry rules by Maria Hendershott. Breach of contract and warranties, promissory estoppel, violations of provisions of the Texas State Securities Statutes Art. 581-33, Texas Business Code Ann. §27.01, Texas Deceptive Trade Practices Act § 17.46 and § 17.50, breach of fiduciary duty allegedly committed by Maria Hendershott. Unsuitable investment recommendations, over-concentration, breach of fiduciary duty, violations of the Texas Securities Act, fraud by misrepresentation and omission, and negligent misrepresentations allegedly committed by Maria Hendershott. Unsuitable investment recommendations, misrepresentations and omissions, over-concentration, Violation of FINRA Rule 2210, and negligence by Maria Hendershott. Breach of fiduciary duty, unsuitable investment recommendations, and misrepresentations by Maria Hendershott. Maria Hendershott Red Flags & Your Rights As An Investor Of course, Maria Hendershott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maria Hendershott at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Maria Hendershott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Maria Hendershott If you have questions about Raymond James & Associates, Inc. and/or Maria Hendershott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jeremy Newton of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JEREMY CHARLES NEWTON CAUSE YOU INVESTMENT LOSSES? Jeremy Charles Newton of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jeremy C. Newton with Merrill Lynch, Pierce, Fenner & Smith Incorporated? Jeremy Newton (CRD #4206456) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Jeremy Newton was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeremy Newton Customer Complaints Jeremy Newton has been the subject of 2 customer complaints that we know about. One of Jeremy Newton’s customers complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Jeremy Newton’s current employer Merrill Lynch, Pierce, Fenner & Smith Incorporated for investment losses caused by his alleged misconduct. Allegations Against Jeremy Newton A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleges Jeremy Newton’s misrepresentation and failure to follow instructions. Customers allege that Jeremy Newton did not keep them informed of the liquidity issues regarding auction rate securities and that financial advisor represented that an investment in auction rate securities was liquid. Jeremy Newton Red Flags & Your Rights As An Investor Of course, Jeremy Newton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Newton at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jeremy Newton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley and/or Jeremy Newton and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jason Shelby of FSC Securities Corporation

DID JASON A. SHELBY CAUSE YOU INVESTMENT LOSSES? Jason A. Shelby of FSC Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jason A. Shelby of FSC Securities Corporation? Jason Shelby (CRD #4589734) who is currently registered with FSC Securities Corporation and located in Memphis, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to FSC Securities Corporation, Jason Shelby was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Shelby Customer Complaints Jason Shelby has been the subject of 2 customer complaints that we know about. One of Jason Shelby’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Jason Shelby’s current employer FSC Securities Corporation for investment losses caused by his alleged misconduct. Allegations Against Jason Shelby A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Suitability of variable annuity product allegedly by Jason Shelby. Claimants allege their accounts were over-concentrated in REIT’s and alternative investments allegedly by Jason Shelby. Jason Shelby Red Flags & Your Rights As An Investor Of course, Jason Shelby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Shelby at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Jason Shelby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Corporation   If you have questions about FSC Securities Corporation and/or Jason Shelby and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jeffrey Still of NYLife Securities LLC

DID JEFFERY W. STILL CAUSE YOU INVESTMENT LOSSES? Jeffery W. Still of NYLife Securities LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Jeffery W. Still of NYLife Securities LLC? Jeffery Still (CRD #6040892) who is currently registered with NYLife Securities LLC and located in Granby, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to NYLife Securities LLC, Jeffery Still was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffery Still Customer Complaint Jeffery Still has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the claimant alleges that a financial plan rifle with unsuitable, high commission products was created for him. Jeffery Still’s customer complaint was settled in favor of investors. Jeffery Still Red Flags & Your Rights As An Investor Of course, Jeffery Still did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffery Still at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffery Still has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLife Securities LLC If you have questions about NYLife Securities LLC and/or Jeffery Still and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jeffrey Vanover of Hilltop Securities Inc.

DID JEFFREY NEAL VANOVER CAUSE YOU INVESTMENT LOSSES? Jeffrey Neal Vanover of Hilltop Securities Inc. And Formerly With Ameriprise Financial Has One Customer Complaint For Alleged Broker Misconduct Who is Jeffrey N. Vanover of Hilltop Securities Inc.? Jeffrey Vanover (CRD #4813059) who is currently registered with Hilltop Securities Inc. and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hilltop Securities Inc., Jeffrey Vanover was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Vanover Customer Complaint Jeffrey Vanover has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that claimants alleged that their advisor recommended they invest in U.S. Silicia Holdings Inc. (SLCA). They claimed that they were also forced to sell another investment, Barclays Bank plc iPath S&P VIX Short Term Futures Index (VXX) to cover a margin call, which realized losses of more than $172,500. Jeffrey Vanover Red Flags & Your Rights As An Investor Of course, Jeffrey Vanover did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Vanover at Hilltop Securities Inc. and Ameriprise Financial Services, on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Vanover has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. and Ameriprise Financial Services also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. If you have questions about Hilltop Securities Inc., Ameriprise Financial Services, and/or Jeffrey Vanover and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

William Collins of Royal Alliance Associates

DID WILLIAM CALVIN COLLINS CAUSE YOU INVESTMENT LOSSES? William Collins of Royal Alliance Associates Has a Customer Complaint for Alleged Broker Misconduct Who is William Collins of Royal Alliance Associates? William Collins (CRD #1230925) who is currently registered with Royal Alliance Associates and located in Lakeway, Texas is a subject of one of our many securities industry sales practice abuse investigations. William Collins Customer Complaint William Collins has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleges that representative failed to follow instructions resulting in trading losses. William Collins’ customer complaint was denied and the customers did not take any further action. William Collins Red Flags & Your Rights as an Investor Of course, William Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of William Collins at Royal Alliance Associates on alert to review carefully the activity and performance of their accounts and question whether William Collins has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Royal Alliance Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Royal Alliance Associates Due to William Collins If you have questions about Royal Alliance Associates and/or William Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Daniel Cooper of First Financial Equity

DID DANIEL SHEA COOPER CAUSE YOU INVESTMENT LOSSES? Daniel Cooper Formerly with First Financial Equity Has 2 Customer Complaints for Alleged Broker Misconduct Who is Daniel Cooper formerly with First Financial Equity? Daniel Cooper (CRD #53487) who was formerly registered with First Financial Equity and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Daniel Cooper Customer Complaints Daniel Cooper has been the subject of 2 customer complaints that we know about. Both of Daniel Cooper’s customer complaints were settled in favor of investors. Allegations Against Daniel Cooper A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The claimant alleged that Daniel Cooper violated FINRA’s Rule 2090 and made unsuitable investment recommendations.  Further, he allegedly engaged in discretionary trading in highly speculative bond transactions without written authority or approval from his firm.  Daniel Cooper’s allegedly made unsuitable investment recommendations and engaged in discretionary trading without written authorization. Daniel Cooper Red Flags & Your Rights as an Investor Of course, Daniel Cooper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Cooper at First Financial Equity on alert to review carefully the activity and performance of their accounts and question whether Daniel Cooper has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at First Financial Equity also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at First Financial Equity Due to Daniel Cooper If you have questions about First Financial Equity and/or Daniel Cooper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Walter Hauser of Raymond James & Associates

DID WALTER HENRY HAUSER CAUSE YOU INVESTMENT LOSSES? Walter Hauser of Raymond James & Associates Has 2 Customer Complaints For Alleged Broker Misconduct Who is Walter Hauser of Raymond James & Associates? Walter Hauser (CRD #717465) who is currently registered with Raymond James & Associates and located in Bexley, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Walter Hauser Customer Complaints Walter Hauser has been the subject of 2 customer complaints that we know about.  Both of Walter Hauser’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Walter Hauser A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges that Walter Hauser’s trades made in his accounts were unauthorized. Customer alleged unsuitable investment recommendations by Walter Hauser. Walter Hauser Red Flags & Your Rights As An Investor Of course, Walter Hauser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Hauser at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Walter Hauser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Walter Hauser If you have questions about Raymond James & Associates and/or Walter Hauser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Gregory Crance of OneAmerica Securities

DID GREGORY HAMPTON CRANCE CAUSE YOU INVESTMENT LOSSES? Gregory Crance of OneAmerica Securities Has 4 Customer Complaints for Alleged Broker Misconduct Who is Gregory Crance of OneAmerica Securities? Gregory Crance (CRD #736820) who is currently registered with OneAmerica Securities and located in Auburn, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Gregory Crance Customer Complaints Gregory Crance has been the subject of 4 customer complaints that we know about. One arbitration award was entered against OneAmerica Securities for Gregory Crance’s alleged misconduct causing investors losses. Three of Gregory Crance’s 4 customer complaints were settled in favor of investors. Allegations Against Gregory Crance A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleges violations of securities statutes, industry rules, and common law related to the sale of a fixed annuity by Gregory Crance. The customer alleges Gregory Crance made false representations about the benefits & advantages of the retirement plan sold to the customer. Gregory Crance allegedly named as a defendant in bankruptcy case. Allegations relating to sale of welfare benefit plan and 412(i) plan. The complainant alleges that she was not fully informed by Gregory Crance of the tax ramifications of her variable annuity and wants the transaction reversed. Gregory Crance Red Flags & Your Rights as an Investor Of course, Gregory Crance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Gregory Crance at OneAmerica Securities on alert to review carefully the activity and performance of their accounts and question whether Gregory Crance has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at OneAmerica Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at OneAmerica Securities Due to Gregory Crance If you have questions about OneAmerica Securities and/or Gregory Crance and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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