Sep 18, 2024

Kristin Jackson Of Pruco Securities, LLC Reviews

DID KRISTIN PENNOCK JACKSON CAUSE YOU INVESTMENT LOSSES? Kristin Jackson Customer Complaints and Reviews Kristin Pennock Jackson’s BrokerCheck report notes a single customer dispute, which is the only negative disclosure: Customer Dispute: The dispute involved an allegation of nondisclosure concerning a policy replacement, filed by a customer of Pruco Securities, LLC. This complaint, received on December 2, 2020, was settled on August 17, 2021, with a settlement amount of $75,731.73, although Jackson contributed nothing to the settlement. The complaint was officially noted as written and investment-related, but it was not part of any arbitration or civil litigation. Allegations Against Kristin Jackson The report details the following allegation linked to the customer dispute: Kristin Jackson Red Flags & Your Rights As An Investor Of course, Kristin Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristin Jackson at Pruco Securities, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Kristin Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Kristin Jackson If you have questions about Pruco Securities, LLC, Edward Jones and/or Kristin Jackson the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Frederick Hughes of Wells Fargo Clearing Services LLC Reviews

DID FREDERICK ROBERT HUGHES CAUSE YOU INVESTMENT LOSSES? Frederick Hughes with Wells Fargo Clearing Services LLC Has A Customer Complaint For Alleged Broker Misconduct Frederick Hughes Customer Complaint and Reviews Frederick Hughes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions to modify the strike price of an option position resulting in the underlying stock being called away. The FINRA arbitration proceeding is currently pending. Frederick Hughes Customer Complaint Frederick Hughes Red Flags & Your Rights As An Investor Of course, Frederick Hughes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Hughes at Wells Fargo Clearing Services LLC on alert to review carefully the activity and performance of their accounts and question whether Frederick Hughes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services LLC Due To Frederick Hughes If you have questions about Wells Fargo Clearing Services LLC and/or Frederick Hughes the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Curtis Howard Of LPL Financial LLC Reviews

DID CURTIS WILLIAM HOWARD CAUSE YOU INVESTMENT LOSSES? Curtis Howard Customer Complaints and Reviews Curtis Howard has been involved in the following disclosure event: Allegations Against Curtis Howard Curtis Howard Red Flags & Your Rights As An Investor Of course, Curtis Howard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Howard at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Curtis Howard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Curtis Howard If you have questions about LPL Financial LLC and/or Curtis Howard the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Barry Hesse Of Thrivent Investment Management Inc. Reviews

DID BARRY BRIAN HESSE CAUSE YOU INVESTMENT LOSSES? Barry Hesse Customer Complaints and Reviews Barry Hesse has experienced the following negative disclosures in his professional career: Allegations Against Barry Hesse Barry Hesse Red Flags & Your Rights As An Investor Of course, Barry Hesse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Hesse at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Barry Hesse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Barry Hesse If you have questions about Thrivent Investment Management Inc. and/or Barry Hesse the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Gary Edkins of Pruco Securities LLC Reviews

DID GARY LEE EDKINS CAUSE YOU INVESTMENT LOSSES? Gary Edkins Customer Complaints and Reviews Gary L. Edkins has one reported customer dispute: Allegations Against Gary Edkins Gary Edkins Red Flags & Your Rights As An Investor Of course, Gary Edkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Edkins at Pruco Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Edkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities LLC Due To Gary Edkins If you have questions about Pruco Securities LLC, and/or Gary Edkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2024

Eddie Duncan Formerly With Triad Advisors Reviews

DID EDDIE GARVIN DUNCAN CAUSE YOU INVESTMENT LOSSES? Eddie Duncan Customer Complaints and Reviews Eddie G. Duncan has had several disclosures in his career: Allegations Against Eddie Duncan Eddie Duncan Red Flags & Your Rights As An Investor Of course, Eddie Duncan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eddie Duncan at Triad Advisors on alert to review carefully the activity and performance of their accounts and question whether Eddie Duncan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Triad Advisors Due To Eddie Duncan If you have questions about Triad Advisors, and/or Eddie Duncan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2024

Benjamin Davis Of Oppenheimer & Co. Inc. Reviews

DID BENJAMIN MICHAEL DAVIS CAUSE YOU INVESTMENT LOSSES? Benjamin Davis Customer Complaints and Reviews Benjamin M. Davis has been involved in the following disclosure events: Allegations Against Benjamin Davis Benjamin Davis Red Flags & Your Rights As An Investor Of course, Benjamin Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Davis at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Benjamin Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Benjamin Davis If you have questions about Oppenheimer & Co. Inc. and/or Benjamin Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2024

Emilio Coppola Formerly With Pruco Securities, LLC Reviews

DID EMILIO MICHAEL COPPOLA CAUSE YOU INVESTMENT LOSSES? Emilio Coppola Customer Complaints and Reviews Emilio Coppola has been involved in one customer dispute: Allegations Against Emilio Coppola Emilio Coppola Red Flags & Your Rights As An Investor Of course, Emilio Coppola did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Emilio Coppola at Pruco Securities, LLC, and Great Point Capital LLC on alert to review carefully the activity and performance of their accounts and question whether Emilio Coppola has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC, and Great Point Capital LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Emilio Coppola If you have questions about Pruco Securities, LLC, Great Point Capital LLC and/or Emilio Coppola and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2024

Mitchell Pindus of Wells Fargo Clearing Services, LLC Reviews

DID MITCHELL ROSS PINDUS CAUSE YOU INVESTMENT LOSSES? Mitchell Pindus Of Wells Fargo Clearing Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Mitchell Pindus Customer Complaints and Reviews Mitchell Pindus has several disclosed events: Allegations Against Mitchell Pindus Mitchell Pindus Red Flags & Your Rights As An Investor Of course, Mitchell Pindus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mitchell Pindus at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mitchell Pindus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Mitchell Pindus If you have questions about Wells Fargo Clearing Services, LLC and/or Mitchell Pindus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 16, 2024

Travis Salley of Wells Fargo Clearing Services, LLC FIRED

DID TRAVIS SALLEY CAUSE YOU INVESTMENT LOSSES? Travis Salley Formerly With Wells Fargo Clearing Services, LLC was terminated on July 11, 2024, due to allegations of unapproved outside business activities. Travis Salley Employment History Travis Salley has worked in the securities industry for several years, with experience at multiple firms. He was most recently registered with Wells Fargo Clearing Services, LLC from May 2016 to March 2020. Prior to that, he was registered with Edward Jones from August 2015 to December 2015. Currently, Salley is not registered as a broker but serves as the Principal and Chief Compliance Officer at Zero Day Capital Enterprises LLC in West Point, NY. He also has a background as a commissioned officer in the U.S. Army. Salley has passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) in October 2018 and the General Securities Representative Examination (Series 7) in August 2015. Additionally, he has passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66) in September 2015. Salley was discharged from Empirikal Partners LLC in July 2024 due to allegations of unapproved outside business activities. Travis Salley Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Travis Salley is a red flag which should put all current and former customers of Travis Salley at Wells Fargo Clearing Services, LLCon alert to review carefully the activity and performance of their accounts and question whether Travis Salley engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Travis Salley If you have questions about Wells Fargo Clearing Services, LLC and/or Travis Salley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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