Jan 20, 2022

Andrew Nardella of First Allied Securities

DID ANDREW PAUL NARDELLA CAUSE YOU INVESTMENT LOSSES? Andrew Paul Nardella formerly with First Allied Securities Has 3 Customer Complaints for Alleged Broker Misconduct Who is Andrew P. Nardella formerly with First Allied Securities? Andrew Nardella (CRD #1799354) who was formerly registered with First Allied Securities and located in Cazenovia, NY is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Allied Securities, Andrew Nardella was associated with 1st Discount Brokerage and 1 other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. First Allied Securities Broker Misconduct In his/her career, Andrew Nardella has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Andrew Nardella’s 3 customer complaints was settled in favor of investors. 2 of the customer’s complaints were denied and the customers did not take any further action. Allegations Against Andrew Nardella A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleges misrepresentation in REIT sale in 2014. The client’s attorney-in-fact alleges unauthorized trading in May 2013. The customer claims that his instructions to place stop-loss orders were not placed properly. Andrew Nardella Red Flags & Your Rights as An Investor Of course, Andrew Nardella did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Andrew Nardella at First Allied Securities on alert to review carefully the activity and performance of their accounts and question whether Andrew Nardella has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at First Allied Securitieswhich also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at First Allied Securities If you have questions about First Allied Securities and/or Andrew Nardella and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Arnold Kuhs of Equitable Advisors

DID ARNOLD BRUCE KUHS CAUSE YOU INVESTMENT LOSSES? Arnold Bruce Kuhs of Equitable Advisors Has One Customer Complaint for Alleged Broker Misconduct Who is Arnold B. Kuhs of Equitable Advisors? Arnold Kuhs (CRD #2124932) who is currently registered with Equitable Advisors and located in Waukesha, WI is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, Arnold Kuhs was associated with Ameriprise Financial Services and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Equitable Advisors Broker Misconduct In his/her career, Arnold Kuhs has been the subject of one customer complaint that we know about. This complaint was denied and the customers did not take any further action. Allegations Against Arnold Kuhs A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The claimant alleges that RR made unsuitable recommendations to purchase annuities. The claimant also accuses RR of churning her accounts. Arnold Kuhs Red Flags & Your Rights as An Investor Of course, Arnold Kuhs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Arnold Kuhs at Equitable Advisorson alert to review carefully the activity and performance of their accounts and question whether Arnold Kuhs has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Equitable Advisors which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Equitable Advisors If you have questions about Equitable Advisors and/or Arnold Kuhs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Anthony Lesica of Ameriprise Financial Services

DID ANTHONY STEVEN LESICA CAUSE YOU INVESTMENT LOSSES? Anthony Steven Lesica of Ameriprise Financial Services Has One Customer Complaint for Alleged Broker Misconduct Who is Anthony S. Lesica of Ameriprise Financial Services? Anthony Lesica (CRD #2148282) who is currently registered with Ameriprise Financial Services and located in Rye Brook, NY is the subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Anthony Lesica was associated with IDS Life Insurance with a history of customer complaints and securities industry regulatory problems. Ameriprise Financial Services Broker Misconduct In his/her career, Anthony Lesica has been the subject of one customer complaint that we know about. This complaint was denied and the customers did not take any further action. Allegations Against Anthony Lesica A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleged the advisor made a poor investment recommendation regarding a business development company in September 2014. Anthony Lesica Red Flags & Your Rights as An Investor Of course, Anthony Lesica did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Anthony Lesica at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Anthony Lesica has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Ameriprise Financial Services which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Ameriprise Financial Services If you have questions about Ameriprise Financial Services and/or Anthony Lesica and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Andrew Melikidse of Sagepoint Financial

DID ANDREW MELIKIDSE CAUSE YOU INVESTMENT LOSSES? Andrew Melikidse of Sagepoint Financial Has 2 Customer Complaints for Alleged Broker Misconduct Who is Andrew Melikidse of Sagepoint Financial? Andrew Melikidse (CRD #2353534) who is currently registered with Sagepoint Financial and located in Studio City, CA is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sagepoint Financial, Andrew Melikidse was associated with SunAmerica Securities and 1 other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. Sagepoint Financial Broker Misconduct In his/her career, Andrew Melikidse has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Andrew Melikidse’s 2 customer complaints was settled in favor of investors. One of the customer’s complaints was denied and the customers did not take any further action. Allegations Against Andrew Melikidse A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleges REIT and Business Development Company purchases were unsuitable. Clients allege the investment product recommended by the financial consultant was unsuitable due to the client’s need for liquidity. The investment was purchased on January 30, 2004. Andrew Melikidse Red Flags & Your Rights as An Investor Of course, Andrew Melikidse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Andrew Melikidse at Sagepoint Financial alert to review carefully the activity and performance of their accounts and question whether Andrew Melikidse has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Sagepoint Financial which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Sagepoint Financial If you have questions about Sagepoint Financial and/or Andrew Melikidse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Archibald Mcmichael of Lifemark Securities

DID ARCHIBALD WILLIAM MCMICHAEL CAUSE YOU INVESTMENT LOSSES? Archibald William Mcmichael of Lifemark Securities Has One Customer Complaint for Alleged Broker Misconduct Who is Archibald W. Mcmichael of Lifemark Securities? Archibald Mcmichael (CRD #2997111) who is currently registered with Lifemark Securities and located in Haverford, PA is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lifemark Securities, Archibald Mcmichael was associated with LPL Financial and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lifemark Securities Broker Misconduct In his/her career, Archibald Mcmichael has been the subject of one customer complaint that we know about. This complaint was denied and the customers did not take any further action. Allegations Against Archibald Mcmichael A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The rep is the subject of, but not a party to, the arbitration. The claimant is alleging unsuitable investment advice, inadequate due diligence, and concentration of illiquid investments despite the fact that the client insisted on the concentration of this type of investment. Archibald Mcmichael Red Flags & Your Rights as An Investor Of course, Archibald Mcmichael did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Archibald Mcmichael at Lifemark Securitieson alert to review carefully the activity and performance of their accounts and question whether Archibald Mcmichael has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Lifemark Securities which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Lifemark Securities If you have questions about Lifemark Securities and/or Archibald Mcmichael and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Benjamin Young of Securities America

DID BENJAMIN ROBERT YOUNG CAUSE YOU INVESTMENT LOSSES? Benjamin Robert Young of Securities America Has 3 Customer Complaints for Alleged Broker Misconduct Who is Benjamin R. Young of Securities America? Benjamin Young (CRD #5030120) who is currently registered with Securities America and located in Cameron Park, CA is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Benjamin Young was associated with Brecek Young Advisors and 1 other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. Securities America Broker Misconduct In his/her career, Benjamin Young has been the subject of 3 customer complaints that we know about. 3 of Benjamin Young’s 3 customer complaints were settled in favor of investors. Allegations Against Benjamin Young A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleges the representative put him into an unsuitable investment. The client alleges the trading activity in his account was not suitable. The client alleges that he was put into an unsuitable investment. Benjamin Young Red Flags & Your Rights as An Investor Of course, Benjamin Young did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Benjamin Young at Securities America on alert to review carefully the activity and performance of their accounts and question whether Benjamin Young has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Securities America which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Securities America If you have questions about Securities America and/or Benjamin Young and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Anida Venniro of LPL Financial

DID ANIDA VENNIRO CAUSE YOU INVESTMENT LOSSES? Anida Venniro of LPL Financial Has One Customer Complaint for Alleged Broker Misconduct Who is Anida Venniro of LPL Financial? Anida Venniro (CRD #5121189) who is currently registered with LPL Financial and located in Farmington Hills, MI is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Anida Venniro was associated with AXA Advisors and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. LPL Financial Broker Misconduct In his/her career, Anida Venniro has been the subject of one customer complaint that we know about. This complaint was denied and the customers did not take any further action. Allegations Against Anida Venniro A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customer alleges misrepresentation regarding investment. Anida Venniro Red Flags & Your Rights as An Investor Of course, Anida Venniro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Anida Venniro at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Anida Venniro has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at LPL Financial which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at LPL Financial If you have questions about LPL Financial and/or Anida Venniro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Anthony Brown of Allstate Financial Services

DID ANTHONY JAMES BROWN CAUSE YOU INVESTMENT LOSSES? Anthony James Brown formerly with Allstate Financial Services Has One Customer Complaint for Alleged Broker Misconduct Who is Anthony J. Brown formerly with Allstate Financial Services? Anthony Brown (CRD #6538889) who was formerly registered with Allstate Financial Services and located in Wesley Chapel, FL is a subject of one of our many securities industry sales practice abuse investigations. Prior to Allstate Financial Services, Anthony Brown was associated with Edward Jones with a history of customer complaints and securities industry regulatory problems. Allstate Financial Services Broker Misconduct In his/her career, Anthony Brown has been the subject of one customer complaint that we know about. This complaint is currently pending against Allstate Financial Services for investment losses caused by Anthony Brown’s alleged misconduct. Allegations Against Anthony Brown A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleges RR sold them investments in a private placement real estate investment fund that may have been operating as a ponzi scheme. Anthony Brown Red Flags & Your Rights as An Investor Of course, Anthony Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Anthony Brown at Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether Anthony Brown has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Allstate Financial Services which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Allstate Financial Services If you have questions about Allstate Financial Services and/or Anthony Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Bruce Linger of Lincoln Financial Advisors Corporation

DID BRUCE DUNCAN LINGER CAUSE YOU INVESTMENT LOSSES? Bruce Duncan Linger Of Lincoln Financial Advisors Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bruce D. Linger of Lincoln Financial Advisors Corporation? Bruce Linger (CRD #1701376) who is currently registered with Lincoln Financial Advisors Corporation and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lincoln Financial Advisors Corporation, Bruce Linger was associated with The Lincoln National Life Insurance and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lincoln Financial Advisors Corporation Broker Misconduct In his career, Bruce Linger has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Bruce Linger’s 2 customer complaints was settled in favor of investors. The other customer complaint was denied and the customer did not take any further action. Allegations Against Bruce Linger A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleges the Bruce Linger failed to follow instructions and recommended an unsuitable options strategy in March 2018. When requesting information regarding a variable universal life policy that was issued to her in June 2007, the client alleges Bruce Linger misinformed her about the policy surrender charges. Bruce Linger Red Flags & Your Rights As An Investor Of course, Bruce Linger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Linger at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Bruce Linger has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Lincoln Financial Advisors Corporation which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation If you have questions about Lincoln Financial Advisors Corporation and/or Bruce Linger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Brian Donnelly of First Allied Securities, Inc.

DID BRIAN F DONNELLY CAUSE YOU INVESTMENT LOSSES? Brian F Donnelly Of First Allied Securities, Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Brian F. Donnelly of First Allied Securities, Inc.? Brian Donnelly (CRD #4288121) who is currently registered with First Allied Securities, Inc. and located in Iselin, NJ is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Allied Securities, Inc., Brian Donnelly was associated with Gitterman Wealth Management and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Donnelly was permitted (probably asked) to resign from Gitterman Wealth Management after it was discovered he initiated transaction which would have resulted in multiple commissions on a single transaction. Further, the transaction was in excess of non-traded REIT guidelines. First Allied Securities, Inc. Broker Misconduct In his career, Brian Donnelly has been the subject of one customer complaint that we know about. This complaint is currently pending against First Allied Securities, Inc. for investment losses caused by Brian Donnelly’s alleged misconduct. Allegations Against Brian Donnelly A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimants elected to invest in GPB through joint representatives in 2015 and now claim, after suspension of distributions, that investment was not suitable. Brian Donnelly Red Flags & Your Rights As An Investor Of course, Brian Donnelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Donnelly at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Donnelly has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at First Allied Securities, Inc. which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. If you have questions about First Allied Securities, Inc. and/or Brian Donnelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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