Jan 20, 2022

Michael Maloney of First Allied Securities, Inc.

DID MICHAEL PATRICK MALONEY CAUSE YOU INVESTMENT LOSSES? Michael Patrick Maloney Formerly With First Allied Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael P. Maloney formerly with First Allied Securities, Inc.? Michael Maloney (CRD #2371261) who was formerly registered with First Allied Securities, Inc. and located in Surprise, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Allied Securities, Inc., Michael Maloney was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. First Allied Securities, Inc. Broker Misconduct In his career, Michael Maloney has been the subject of 3 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. One of Michael Maloney’s 3 customer complaints was settled in favor of investors. There are currently 2 pending customer complaints, one of which was an arbitration claim filed against Michael Maloney’s former employer First Allied Securities, Inc. for investment losses caused by his alleged misconduct and the other is a court proceeding involving a Multi-Financial Securities Corporation insurance matter.  Allegations Against Michael Maloney   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant alleged Michael Maloney committed negligence, misrepresentation, fraud in connection with the offer and sale of three ING variable annuities. Claimants alleged that their financial advisor Michael Maloney made unsuitable investment recommendations to invest in direct investments in the real estate sector. Plaintiff alleged breach of contract and misrepresentation, as well as breach of fiduciary duty in connection with an insurance policy in the Arizona state courts. Michael Maloney Red Flags & Your Rights As An Investor Of course, Michael Maloney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Maloney at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Maloney has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at First Allied Securities, Inc. which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. If you have questions about First Allied Securities, Inc. and/or Michael Maloney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Michael Lucia of Brokers International Financial Services, LLC

DID MICHAEL JOSEPH LUCIA CAUSE YOU INVESTMENT LOSSES? Michael Joseph Lucia Of Brokers International Financial Services, LLC And Formally With H. Beck, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael J. Lucia with Brokers International Financial Services, LLC? Michael Lucia (CRD #2229559) who is currently registered with Brokers International Financial Services, LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Brokers International Financial Services, LLC, Michael Lucia was associated with H. Beck, Inc. and 12 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. H. Beck, Inc. Broker Misconduct In his career, Michael Lucia has been the subject of 3 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. One of Michael Lucia’s 3 customer complaints was settled by his former employer Securities America in favor of investors. The other two complaints arose in connection with his employment at H. Beck, Inc. There is currently one pending customer complaint filed against Michael Lucia’s former employer H. Beck, Inc. for investment losses caused by his alleged misconduct. Allegations Against Michael Lucia A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant alleged that Michael Lucia made unsuitable investment recommendations to invest in REITs and business development companies. Client alleged unsuitable investment recommendations to invest in direct investments. Customer alleged that Michael Lucia made unauthorized and unsuitable transactions. Michael Lucia Red Flags & Your Rights As An Investor Of course, Michael Lucia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Lucia at Brokers International Financial Services, LLC and H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Lucia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Brokers International Financial Services, LLC and H. Beck, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Brokers International Financial Services, LLC And H. Beck, Inc. If you have questions about Brokers International Financial Services, LLC, H. Beck, Inc. and/or Michael Lucia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Lisa Jackson of Avantax Investment Services, Inc.

DID LISA SUE JACKSON CAUSE YOU INVESTMENT LOSSES? Lisa Sue Jackson Of Avantax Investment Services, Inc., and Formerly With 1st Global Capital Corp. Has A Recent Customer Complaint For Alleged Broker Misconduct In the Past Year Who is Lisa S. Jackson with Avantax Investment Services, Inc.? Lisa Jackson (CRD #4040674) who is currently registered with Avantax Investment Services, Inc. and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Avantax Investment Services, Inc., Lisa Jackson was associated with 1st Global Capital Corp. and 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. 1st Global Capital Corp. Broker Misconduct Lisa Jackson has been named as the subject of a customer complaint filed in the last year against her former employer 1st Global Capital Corp. to recover investment losses. The allegations are that she made misrepresentations and unsuitable investment recommendations to invest in REITs. The arbitration claim filed against Lisa Jackson’s former employer 1st Global Capital Corp. for investment losses caused by her alleged misconduct remains pending. Lisa Jackson Red Flags & Your Rights As An Investor Of course, Lisa Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Jackson at Avantax Investment Services, Inc. and 1st Global Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Lisa Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Avantax Investment Services, Inc. and 1st Global Capital Corp. which also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. And 1st Global Capital Corp. If you have questions about Avantax Investment Services, Inc., 1st Global Capital Corp. and/or Lisa Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Kristine Howell of Sigma Financial Corporation

DID KRISTINE ELIZABETH HOWELL CAUSE YOU INVESTMENT LOSSES? Kristine Elizabeth Howell with Sigma Financial Corporation Has One Customer Complaint For Alleged Broker Misconduct In the Past Year Who is Kristine E. Howell with Sigma Financial Corporation? Kristine Howell (CRD #2214295) who is currently registered with Sigma Financial Corporation and located in Chesterfield, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sigma Financial Corporation, Kristine Howell was associated with 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sigma Financial Corporation Broker Misconduct Kristine Howell was named as the subject of a customer complaints filed in September last year to recover investment losses. The allegations are that Kristine Howell made unsuitable investment recommendations to our client to invest in alternative investments, including, the variable annuities and direct investments in the real estate sector. Claimant alleges $5 million in damages. The customer complaint filed against Kristine Howell’s current employer Sigma Financial Corporation for investment losses caused by her alleged misconduct is still pending. Kristine Howell Red Flags & Your Rights As An Investor Of course, Kristine Howell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristine Howell at Sigma Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Kristine Howell has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Sigma Financial Corporation, which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sigma Financial Corporation If you have questions about Sigma Financial Corporation and/or Kristine Howell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Myron Erstad of Triad Advisors LLC

DID MYRON DALE ERSTAD CAUSE YOU INVESTMENT LOSSES? Myron Dale Erstad with Triad Advisors LLC Has One Customer Complaint For Alleged Broker Misconduct In the Past 2 Years Who is Myron D. Erstad with Triad Advisors LLC? Myron Erstad (CRD #4771925) who is currently registered with Triad Advisors LLC and located in Mankato, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Triad Advisors LLC, Myron Erstad was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Triad Advisors LLC Broker Misconduct Myron Erstad was recently the subject of a customer complaint that that was filed in the last 2 years to recover investment losses. The customer complaint was about Myron Erstad’s recommendation of unsuitable alternative direct investments in the real estate sector. The customers’ complaint was settled in favor of the investors by his current employer Triad Advisors LLC . Myron Erstad Red Flags & Your Rights As An Investor Of course, Myron Erstad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Myron Erstad at Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Myron Erstad has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Triad Advisors LLC which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Triad Advisors LLC If you have questions about Triad Advisors LLC and/or Myron Erstad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Kenneth Barroga of Crown Capital Securities, L.P.

DID KENNETH JAMES BARROGA CAUSE YOU INVESTMENT LOSSES? Kenneth James Barroga formerly with Crown Capital Securities, L.P. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Kenneth J. Barroga formerly with Crown Capital Securities, L.P.? Kenneth Barroga (CRD #2288752) who was formerly registered with Crown Capital Securities, L.P. and located in Watsonville, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Crown Capital Securities, L.P., Kenneth Barroga was associated with 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Crown Capital Securities, L.P. Broker Misconduct In his career, Kenneth Barroga has been the subject of 5 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. In November 2019, an arbitration award was entered against Kenneth Barroga and in favor of one of the investors who filed a complaint and received an award of $90,000 in compensatory damages, plus $36,000 in attorney’s fees. Three of Kenneth Barroga’s 5 other customer complaints were settled in favor of investors.  Allegations Against Kenneth Barroga   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant alleged Kenneth Barroga committed fraud, made negligent misrepresentations, breached his fiduciary duty, negligence, elder financial abuse, and violations of the Consumer Legal Remedies Act under California law. Customer alleged Kenneth Barroga made unsuitable investment recommendations and breach of his fiduciary duty, misrepresentation, omissions of the facts and lack of due diligence in connection with alternative investment products offered and sold by financial advisor. Client alleged Kenneth Barroga made misrepresentations in connection with bond transactions. Client alleged Kenneth Barroga made misrepresentations in connection with variable annuity transactions. Claimant alleged Kenneth Barroga failed to follow his instructions to liquidate securities. Kenneth Barroga Red Flags & Your Rights As An Investor Of course, Kenneth Barroga did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Barroga at Crown Capital Securities, L.P. on alert to review carefully the activity and performance of their accounts and question whether Kenneth Barroga has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Crown Capital Securities, L.P. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Crown Capital Securities, L.P. If you have questions about Crown Capital Securities, L.P. and/or Kenneth Barroga and the management or performance of your accounts, to please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Cynthia Cowden of NPB Financial Group, LLC

DID CYNTHIA DIANE COWDEN CAUSE YOU INVESTMENT LOSSES? Cynthia Diane Cowden Formerly with NPB Financial Group, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past Year Who is Cynthia D. Cowden formerly with NPB Financial Group, LLC? Cynthia Cowden (CRD #2054676) who was formerly registered with NPB Financial Group, LLC and located in Lake Isabella, California is a subject of one of our many securities industry sales practice abuse investigations.   Prior to NPB Financial Group, LLC, Cynthia Cowden was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cynthia Cowden has had her own regulatory problems.  In October 2020, without admitting or denying the FINRA findings, she entered into an agreement with the regulator to be permanently barred from any further association with any member firm in any capacity into the future.  This regulatory sanction was the result of an investigation and findings made by FINRA that Cynthia Cowden recommended unsuitable high-risk/speculative investments to 3 senior investors, including a married couple and one other investor.  The FINRA findings also included a statement that she had provided false testimony to FINRA concerning the customer’s assets and income. NPB Financial Group, LLC Broker Misconduct In her career, Cynthia Cowden has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Three of Cynthia Cowden’s 4 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Cynthia Cowden’s former employer NPB Financial Group, LLC for investment losses caused by her alleged misconduct. Allegations Against Cynthia Cowden A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The claimant alleged negligence, unsuitable investment recommendations, negligent misrepresentations, intentional misrepresentations, fraud, violation of California securities laws, breach of fiduciary duty, breach of contract, and financial elder abuse in connection with REIT investments Cynthia Cowden offered and sold to the claimant. The claimant alleged misrepresentation and recommendations of unsuitable investments in Tenant in Common interests. The customer alleged Cynthia Cowden committed conversion, negligence, breach of fiduciary duty, financial elder abuse, tortious interference with the right to inherit, and fraud and deceit. The claimant alleged Cynthia’s account and engaged in unauthorized trading and/or exercise of discretion without written authorization, financial elder abuse, violation of FINRA rules relating to REIT investments. Cynthia Cowden Red Flags & Your Rights as An Investor Of course, Cynthia Cowden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Cynthia Cowden at NPB Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Cynthia Cowden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NPB Financial Group, LLC about Cynthia Cowden also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at NPB Financial Group, LLC If you have questions about NPB Financial Group, LLC and/or Cynthia Cowdenand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Coleman Devlin of IFS Securities

DID COLEMAN JOSEPH DEVLIN CAUSE YOU INVESTMENT LOSSES? Coleman Joseph Devlin formerly with IFS Securities and Stifel, Nicolaus & Co., Inc. Has 18 Customer Complaints for Alleged Broker Misconduct Who is Coleman J. Devlin formerly with IFS Securities? Coleman Devlin (CRD #2317635) who was formerly registered with IFS Securities and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.   Prior to IFS Securities, Coleman Devlin was associated with Stifel, Nicolaus & Company, Incorporated, and 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Coleman Devlin has had his share of regulatory problems with 2 suspensions by FINRA in 2003 and then again in 2017 for allegedly violating FINRA f/k/a NASD Conduct Rules.   Recently, he consented to a 30-day suspension and $5,000 fine for allegedly exercising discretion, and customer’s accounts without obtaining prior written authorization from the customers and without acceptance of the accounts as discretionary by his former employer, Stifel, Nicolaus & Company, Incorporated.  Years before, he had been suspended and fined $10,000 for recommending unsuitable and uncovered options trading to a customer and also exercising discretion in other clients’ accounts without prior written authority or acceptance of the account as discretionary by his employer.  It’s incredible that FINRA has allowed Coleman Devlin to continue to work in this industry. Stifel, Nicolaus & Co., Inc. Broker Misconduct In his career, Coleman Devlin has been the subject of 18 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Thirteen of those complaints occurred in connection with his employment at Stifel, Nicolaus & Company, Incorporated. Fourteen of Coleman Devlin’s 18 customer complaints were settled in favor of investors. There are currently 2 pending customer complaints filed against Coleman Devlin’s former employer Stifel, Nicolaus & Company, Incorporated for investment losses caused by his alleged misconduct. Allegations Against Coleman Devlin A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The claimant alleged that Coleman Devlin executed unauthorized transactions, recommended an unsuitable investment strategy, and made misstatements and omissions. The claimant alleged fraud, breach of contract, breach of fiduciary duty, and violation of the Maryland Securities Act. Claimants alleged that Coleman Devlin over-concentrated their accounts in a narrow segment of the market. Multiple clients alleged that Coleman Devlin made unsuitable and unauthorized transactions in their accounts.  Claimants alleged that Coleman Devlin over-concentrated their accounts in aggressive and speculative securities without their authorization. Multiple clients alleged that the transactions in their accounts were not authorized and not appropriate for their investment objectives or risk levels.   The client alleged that the financial advisor made unsuitable recommendations of high-risk and volatile stocks. The client alleged unauthorized trading and churning of his account. Customers alleged that Coleman Devlin made unauthorized trades and inappropriate investments resulting in excessive and unnecessary commissions in their accounts. Claimants alleged breach of contract, selling away, professional negligence, breach of fiduciary duty, violation of the Maryland Securities Act and for over $11.5 million in damages in a case that still pent Coleman Devlin Red Flags & Your Rights as An Investor Of course, Coleman Devlin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Coleman Devlin at IFS Securities and Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Coleman Devlin has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at IFS Securities And Stifel, Nicolaus & Co., Inc.  If you have questions about IFS Securities, Stifel, Nicolaus & Company, Incorporated and/or Coleman Devlin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Corey Hart of Hightower Securities, LLC

DID COREY LAVERE HART CAUSE YOU INVESTMENT LOSSES? Corey Lavere Hart of Hightower Securities, LLC And Formerly with MML Investors, Services, LLC Has Customer Complaints for Alleged Broker Misconduct in the Past Year Who is Corey L. Hart with Hightower Securities, LLC? Corey Hart (CRD #1750069) who is currently registered with Hightower Securities, LLC and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Hightower Securities, LLC, Corey Hart was associated with MML Investors Services, LLC and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. MML Investors Services, LLC Broker Misconduct Corey Hart has recently been identified as being the subject of a customer complaint filed in the last year to recover investment losses. The claimant’s allegations are that Corey Hart, without the claimant’s consent, reallocated his investment portfolio in 2 illiquid funds.  Corey Hart’s former employer, MML Investors, Services recently denied the complaint and the customer has yet to file his arbitration claim.  Corey Hart Red Flags & Your Rights as An Investor Of course, Corey Hart did not admit to any of the allegations. But regardless of whether an arbitration award is entered, a settlement occurs, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Corey Hart at Hightower Securities, LLC, and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Corey Hart has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Hightower Securities, LLC and MML Investors Services, LLC which also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Hightower Securities, LLC And MML Investors Services, LLC If you have questions about Hightower Securities, LLC, MML Investors Services, LLC, and/or Corey Hart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Christopher Keelin of Money Concepts Capital Corp

DID CHRISTOPHER WILLIAM KEELIN CAUSE YOU INVESTMENT LOSSES? Christopher William Keelin Of Money Concepts Capital Corp. Has Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Christopher W. Keelin with Money Concepts Capital Corp.? Christopher Keelin (CRD #1455741) who is currently registered with Money Concepts Capital Corp. and located in Alabaster, Alabama is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Money Concepts Capital Corp., Christopher Keelin was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Money Concepts Capital Corp. Broker Misconduct Christopher Keelin has recently been the subject of a customer complaint filed and settled in the last year. The allegations were that Mr. Keelin used the proceeds of a home equity loan to invest in an alternative investment with a promise the investment would generate an 8% return in dividends annually.  The investment was a private placement, GPB automotive, LLC, which is the subject of numerous customer complaints throughout the country. The customer’s claim included allegations of breach of contract, violation of state securities statutes, and claims under common law.  Christopher Keelin Red Flags & Your Rights as An Investor Of course, Christopher Keelin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Keelin at Money Concepts Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Christopher Keelin has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Money Concepts Capital Corp. which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Money Concepts Capital Corp.   If you have questions about Money Concepts Capital Corp. and/or Christopher Keelinand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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