Dec 31, 2024

Michael Culwell of Emerson Equity LLC Reviews

DID MICHAEL GREGORY CULWELL CAUSE YOU INVESTMENT LOSSES? Michael Culwell Of Emerson Equity LLC Has 2 Customer Complaints For Alleged Broker Misconduct   Michael Culwell Customer Complaints and Reviews Michael Culwell has two reported customer disputes. Allegations Against Michael Culwell The allegations against Mr. Culwell involve issues of misrepresentation and suitability, key areas of concern for investors: Michael Culwell Red Flags & Your Rights As An Investor Of course, Michael Culwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Culwell at Emerson Equity LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Culwell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Michael Culwell If you have questions about Emerson Equity LLC and/or Michael Culwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2024

Jennifer Breton of Valmark Securities, Inc.  Reviews

DID JENNIFER LYNN BRETON CAUSE YOU INVESTMENT LOSSES? Jennifer Breton Customer Complaints and Reviews Ms. Breton has one reported disclosure event: Allegations Against Jennifer Breton Jennifer Breton Red Flags & Your Rights As An Investor Of course, Jennifer Breton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Breton at Valmark Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jennifer Breton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valmark Securities, Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valmark Securities, Inc. Due To Jennifer Breton If you have questions about Valmark Securities, Inc. and/or Jennifer Breton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2024

Joseph Jackson of Capital Investment Group, Inc. Reviews

DID JOSEPH DEWEY JACKSON CAUSE YOU INVESTMENT LOSSES? Joseph Jackson Of Capital Investment Group, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct. Joseph Jackson Customer Complaints and Reviews Five customer disputes were noted: two settled disputes one dismissed dispute two pending disputes Allegations Against Joseph Jackson Joseph Jackson Red Flags & Your Rights As An Investor Of course, Joseph Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Jackson at Capital Investment Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc. Due To Joseph Jackson If you have questions about Capital Investment Group, Inc. and/or Joseph Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2024

James Paige of Wells Fargo Clearing Services, LLC

DID JAMES ROY PAIGE CAUSE YOU INVESTMENT LOSSES? James Paige Of Wells Fargo Clearing Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct James Paige Customer Complaints and Reviews Mr. Paige has five customer disputes listed in his report: Allegations Against James Paige James Paige Red Flags & Your Rights As An Investor Of course, James Paige did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Paige at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Paige has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To James Paige If you have questions about Wells Fargo Clearing Services, LLC and/or James Paige and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2024

Daniel Ellison of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DANIEL R ELLISON CAUSE YOU INVESTMENT LOSSES? Daniel Ellison Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct Daniel Ellison Customer Complaints and Reviews There are Six customer disputes noted: three settled disputes, two dismissed or denied disputes and one pending dispute Allegations Against Daniel Ellison Daniel Ellison Red Flags & Your Rights As An Investor Of course, Daniel Ellison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Ellison at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Daniel Ellison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Daniel Ellison If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Daniel Ellison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2024

Aaron Graham of United Planners’ Financial Services of America, A Limited Partner Reviews

DID AARON BRIAN GRAHAM CAUSE YOU INVESTMENT LOSSES? Aaron Graham Of United Planners’ Financial Services of America, A Limited Partner Has 4 Customer Complaints For Alleged Broker Misconduct. Aaron Graham Customer Complaints and Reviews Five customer disputes were noted, including three settled disputes, one dismissed dispute and one pending dispute Allegations Against Aaron Graham Aaron Graham Red Flags & Your Rights As An Investor Of course, Aaron Graham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Graham at United Planners’ Financial Services of America, A Limited Partner on alert to review carefully the activity and performance of their accounts and question whether Aaron Graham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints United Planners’ Financial Services of America, A Limited Partner also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America, A Limited Partner Due To Aaron Graham If you have questions about United Planners’ Financial Services of America, A Limited Partner and/or Aaron Graham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2024

Kerby Woo of Creative Planning Reviews

DID KERBY HOGAN WOO CAUSE YOU INVESTMENT LOSSES? Kerby Woo Customer Complaints and Reviews Kerby Woo has one reported customer dispute on his record. Allegations Against Kerby Woo The client alleged that investments recommended in May 2007 were not appropriate for their financial objectives. The matter was reviewed and subsequently denied without any financial settlement or findings of wrongdoing. While the claim did not result in disciplinary action, it emphasizes the significance of clear communication and diligent adherence to client investment guidelines. Kerby Woo Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are bound by fiduciary duties to act in the best interests of their clients. This entails full transparency regarding fees, potential conflicts of interest, and the risks associated with recommended investments. Advisors must tailor strategies to align with clients’ financial goals and risk tolerances. Upholding fiduciary standards not only ensures compliance with regulatory expectations but also fosters trust and long-term relationships with clients. Option Trading Can Be Extremely Risky Investment advisors are bound by fiduciary duties to act in the best interests of their clients. This entails full transparency regarding fees, potential conflicts of interest, and the risks associated with recommended investments. Advisors must tailor strategies to align with clients’ financial goals and risk tolerances. Upholding fiduciary standards not only ensures compliance with regulatory expectations but also fosters trust and long-term relationships with clients. Kerby Woo Red Flags & Your Rights As An Investor Of course, Kerby Woo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Kerby Woo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Kerby Woo If you have questions about about Creative Planning and/or Kerby Woo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2024

Christopher Weeks of Creative Planning Reviews

DID CHRISTOPHER ROBERT WEEKS CAUSE YOU INVESTMENT LOSSES? Christopher Weeks Customer Complaints and Reviews Christopher Robert Weeks has one reported disclosure event involving a pending customer dispute: Allegations Against Christopher Weeks The pending arbitration case includes significant allegations that warrant attention: Christopher Weeks Employment History and Licenses Investment Advisors Owe Clients The Highest Level Of Care Investment advisors have a fiduciary duty to act in the best interest of their clients, placing the client’s interests above their own. This includes providing full disclosure about nature, mechanics, and risks of any recommended investment strategies or activities. Advisors must ensure that clients understand the potential outcomes, costs, and risks associated with investments, enabling them to make informed decisions. The duty of care requires advisors to exercise skill, diligence, and prudence in managing client portfolios, ensuring that recommendations are suitable for each client’s specific financial goals, risk tolerance, and circumstances. This fiduciary responsibility is essential in maintaining trust and ensuring the advisor’s decisions prioritize the client’s needs. Option Trading Can Be Extremely Risky Option trading can be highly risky, particularly when it involves complex strategies or high leverage. Options give investors the right, but not the obligation, to buy or sell an underlying asset at a predetermined price within a set period. While options can be used to hedge risks, they can also amplify losses, especially for inexperienced investors. Investment advisors who engage in options trading on behalf of clients must carefully consider the client’s risk tolerance and ensure they fully understand the potential outcomes. More risky options strategies, such as naked calls or puts, involve selling options without holding the underlying asset. This exposes the investor to unlimited losses if the market moves unfavorably. For example, in a naked call strategy, an advisor sells a call option without owning the underlying stock. If the stock price rises significantly, the client could face substantial losses, as they would be obligated to buy the stock at a much higher price. Due to these risks, it’s crucial for advisors to fully explain the strategy and its potential consequences before engaging in such transactions. Christopher Weeks Red Flags & Your Rights As An Investor Of course, Christopher Weeks did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Christopher Weeks has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Christopher Weeks If you have questions about about Creative Planning and/or Christopher Weeks and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2024

Brett Stehl of Creative Planning Reviews

DID BRETT ALAN STEHL CAUSE YOU INVESTMENT LOSSES? Brett Stehl Customer Complaints and Reviews Brett Stehl has one disclosure on record related to employment termination: Allegations Against Brett Stehl The disclosure event for Mr. Stehl involved employment termination: Brett Stehl Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are bound by fiduciary duties to act in their clients’ best interests. This includes providing clear disclosures about investment strategies, associated risks, and any potential conflicts of interest. Advisors must exercise a duty of care, recommending strategies tailored to a client’s specific financial situation and objectives. Transparent communication is critical for fostering trust and ensuring that clients can make informed decisions, with their welfare placed above any personal or corporate gain. Option Trading Can Be Extremely Risky Options trading can be a high-risk strategy due to its complexity and leverage. Advanced strategies, such as selling uncovered (naked) options, expose investors to potentially unlimited losses. For example, selling a naked call can lead to significant financial liability if the price of the underlying asset rises unexpectedly. Advisors engaging in options trading must ensure clients are fully aware of these risks and only employ such strategies for those with a high-risk tolerance and comprehensive understanding of the potential outcomes. Transparent risk management is key to maintaining trust and minimizing financial harm. Brett Stehl Red Flags & Your Rights As An Investor Of course, Brett Stehl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Brett Stehl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Brett Stehl If you have questions about about Creative Planning and/or Michael Snyder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2024

Lawrence Warren of Creative Planning Reviews

DID LAWRENCE WILTON WARREN CAUSE YOU INVESTMENT LOSSES? Lawrence Warren Customer Complaints and Reviews Lawrence Warren has two regulatory actions and four customer disputes disclosed on his record. Allegations Against Lawrence Warren The disclosures against Lawrence Warren primarily involve regulatory actions and customer disputes related to supervisory responsibilities and the suitability of investment products. Lawrence Warren Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are obligated to act as fiduciaries, prioritizing the financial interests of their clients above their own. This entails providing comprehensive disclosures about risks, fees, and potential conflicts of interest. Advisors must exercise a duty of care by recommending investments aligned with clients’ financial goals and risk tolerance. Adherence to these principles not only ensures compliance with regulatory standards but also builds trust and fosters long-term client relationships. Option Trading Can Be Extremely Risky Investment advisors are obligated to act as fiduciaries, prioritizing the financial interests of their clients above their own. This entails providing comprehensive disclosures about risks, fees, and potential conflicts of interest. Advisors must exercise a duty of care by recommending investments aligned with clients’ financial goals and risk tolerance. Adherence to these principles not only ensures compliance with regulatory standards but also builds trust and fosters long-term client relationships. Lawrence Warren Red Flags & Your Rights As An Investor Of course, Lawrence Warren did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Lawrence Warren has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Lawrence Warren If you have questions about about Creative Planning and/or Lawrence Warren and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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