Jan 20, 2022

Christopher Robinson of NTB Financial Corporation

DID CHRISTOPHER NOEL ROBINSON CAUSE YOU INVESTMENT LOSSES? Christopher Noel Robinson Formerly with NTB Financial Corporation Has A Recent Customer Complaint for Alleged Broker Misconduct in the Past Year Who is Christopher N. Robinson formerly with NTB Financial Corporation? Christopher Robinson (CRD #6439636) who was formerly registered with NTB Financial Corporation and located in Colorado Springs, Colorado is a subject of one of our many securities industry sales practice abuse investigations.   NTB Financial Corporation is an investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. NTB Financial Corporation Broker Misconduct Christopher Robinson has recently become the subject of a customer complaint which was made in the last year to recover investment losses.  The customer alleged that Christopher Robinson made a series of unauthorized stock and option trades resulting in losses.  The customer complaint was recently denied by Christopher Robinson’s former employer NTB Financial Corporation for investment losses caused by his alleged misconduct and the customer has not yet filed his arbitration claim.  Christopher Robinson Red Flags & Your Rights as An Investor Of course, Christopher Robinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Robinson at NTB Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Christopher Robinson has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at NTB Financial Corporation, which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at NTB Financial Corporation If you have questions about NTB Financial Corporation and/or Christopher Robinson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Craig Snyder of LPL Financial, LLC

DID CRAIG JAN SNYDER CAUSE YOU INVESTMENT LOSSES? Craig Jan Snyder with LPL Financial, LLC Has A Recent Customer Complaint for Alleged Broker Misconduct in the Past Year Who is Craig J. Snyder with LPL Financial, LLC? Craig Snyder (CRD #1012937) who is currently registered with LPL Financial, LLC and located in Southfield, Michigan is a subject of one of our many securities industry sales practice abuse investigations.   Prior to LPL Financial, LLC, Craig Snyder was associated with 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. LPL Financial, LLC Broker Misconduct Craig Snyder has been recently identified as being the subject of a customer made in the last year to recover investment losses.  The customer alleged that Craig Snyder made misrepresentations and unsuitable investment recommendations to purchase a non-traded and therefore illiquid REIT investment. LPL Financial, LLC recently denied the claim and the customer has not yet filed an arbitration proceeding. Craig Snyder Red Flags & Your Rights as An Investor Of course, Craig Snyder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Craig Snyder at LPL Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Craig Snyder has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at LPL Financial, LLC which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at LPL Financial, LLC If you have questions about LPL Financial, LLC and/or Craig Snyder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Clara Tang of Cetera Investment Services, LLC

DID CLARA C. TANG CAUSE YOU INVESTMENT LOSSES? Clara C. Tang Formerly with Cetera Investment Services, LLC Has 2 Customer Complaints for Alleged Broker Misconduct Who is Clara C. Tang formerly with Cetera Investment Services, LLC? Clara Tang (CRD #4852979) who was formerly registered with Cetera Investment Services, LLC and located in Cupertino, California is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Cetera Investment Services, LLC, Clara Tang was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cetera Investment Services, LLC Broker Misconduct In her career, Clara Tang has been the subject of 2 customer complaints that we know about, one of those complaints were filed in the last 2 years to recover investment losses. One of Clara Tang’s customer complaints was settled in favor of investors.   The other customer complaint was recently denied by Cetera Investment Services, LLC, and, so far, the customer has not taken any further action. Allegations Against Clara Tang A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleged that Clara Tang allowed another person to forge her signature transfer funds and purchase illiquid investment products in the account. Claimants alleged unsuitable investment recommendations and breach of Clara Tang’s fiduciary duty, and elder financial abuse in connection with REIT and other business development company investments. Clara Tang Red Flags & Your Rights as An Investor Of course, Clara Tang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Clara Tang at Cetera Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Clara Tang has engaged in any stockbroker misconduct that may have caused them investment losses. There had been a large number of customer complaints at Cetera Investment Services, LLC which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Cetera Investment Services LLC If you have questions about Cetera Investment Services LLC and/or Clara Tang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

David Wilson of Merrill Lynch, Pierce, Fenner & Smith Inc.

DID DAVID M. WILSON CAUSE YOU INVESTMENT LOSSES? David M. Wilson Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Hancock Whitney Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is David M. Wilson Of Merrill Lynch, Pierce, Fenner & Smith Incorporated? David Wilson (CRD #4766367) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Mobile, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, David Wilson was associated with Hancock Whitney Investment Services Inc.and3other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. At the time David White resigned from his employment at Hancock Whitney Investment Services, Inc., the brokerage firm reported that it was currently investigating to matters involving retail clients that came to light shortly before his resignation. In both matters, the customers allege that they were not informed about the tax consequences of certain investment transactions. Further, the firm suspected that information David Wilson placed on firm documents to supervise the transactions was inaccurate and/or incomplete. Notwithstanding, Merrill Lynch, Pierce, Fenner & Smith Incorporated hired him anyway. Hancock Whitney Investment Services, Inc. Broker Misconduct In his career, David Wilson has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. One of David Wilson’s 3 customer complaints was settled in favor of investors. Another complaint was denied and the customer took no further action. There is currently one pending customer complaint filed against David Wilson’s former employer Hancock Whitney Investment Services, Inc., for investment losses caused by his alleged misconduct. Allegations Against David Wilson   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customer alleged that David Wilson provided them with false information in order to induce them to purchase a variable annuity. Customer alleged that the registered representative failed to place a trade as instructed. Customer alleged that she was not informed about the tax consequences associated with certain annuity transactions recommended by David Wilson. David Wilson Red Flags & Your Rights As An Investor Of course, David Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Wilson at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Hancock Whitney Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Wilson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hancock Whitney Investment Services Inc. about David Wilson also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated And Hancock Whitney Investment Services, Inc. If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Hancock Whitney Investment Services Inc. and/or David Wilson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

David White of Wells Fargo Cleaning Services, LLC

DID DAVID BAKER WHITE CAUSE YOU INVESTMENT LOSSES? David Baker White with Wells Fargo Clearing Services, LLC Has 8 Customer Complaints For Alleged Broker Misconduct Who is David B. White with Wells Fargo Clearing Services, LLC? David White (CRD #2391143) who is currently registered with Wells Fargo Clearing Services, LLC and located in Southlake, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, David White was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Wells Fargo Clearing Services, LLC Broker Misconduct In his career, David White has been the subject of 8 customer complaints that we know about, 2 of those complaints were filed in the last 2 years to recover investment losses. Six of David White’s 8 customer complaints were settled in favor of investors. Two customer complaints were denied by his current and former employers, and to date, the customers have not taken any further action. Allegations Against David White A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleged that David White should not of recommended she purchase an annuity with the proceeds of another annuity she inherited. Client alleges that she wanted conservative to moderate investments and instead David White, against or instructions put the money in aggressive high risk investments. Claimants allege that David White misrepresented the tax consequences of liquidation of an annuity. Several Claimants and separate arbitration filings alleged breach of fiduciary duty, misrepresentation, negligence, and unsuitable investment recommendations. Client alleged that her account was churned. Customers alleged that David White made several unauthorized transactions. David White Red Flags & Your Rights As An Investor Of course, David White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David White at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC about David White also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC If you have questions about Wells Fargo Clearing Services, LLC and/or David White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

David Rockwell of Cetera Advisor Networks LLC

DID DAVID AARON ROCKWELL CAUSE YOU INVESTMENT LOSSES? David Aaron Rockwell formerly with Cetera Advisor Networks LLC Has 3 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is David A. Rockwell formerly with Cetera Advisor Networks LLC? David Rockwell (CRD #4236377) who was formerly registered with Cetera Advisor Networks LLC and located in Fort Myers, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks LLC, David Rockwell was associated with Suntrust Investment Services, Inc. and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Rockwell has had his share of regulatory problems. In July 2015, it was alleged by the Florida Office of Financial Regulation that he made material false statement on his application for registration. Last year, David Rockwell failed to respond to a FINRA request for information in one of its investigations and he was initially suspended and then permanently barred in all capacities from any further employment by a FINRA member firm in the securities industry. Cetera Advisor Networks, LLC Broker Misconduct In his career, David Rockwell has been the subject of 3 customer complaints that we know about, all of those complaints were filed in the last 2 years to recover investment losses. One of David Rockwell’s 3 customer complaints was settled in favor of investors. There are currently 2 pending customer complaints filed against David Rockwell’s former employer Cetera Advisor Networks LLCfor investment losses caused by his alleged misconduct. Allegations Against David Rockwell   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleged that David Rockwell misappropriated money from his investment accounts to invest in a private security related to a company-owned by him. The complaint was settled for $215,000 by his former employer, Cetera Advisor Networks, LLC. Claimants alleges that David Rockwell obtain loans in their name was secured by their brokerage accounts without there are authorization. Client’s alleged that David Rockwell was involved in forgery and fraud regarding their accounts. David Rockwell Red Flags & Your Rights As An Investor Of course, David Rockwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Rockwell at Cetera Advisor Networks LLC and Suntrust Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Rockwell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC in such a short period also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC If you have questions about Cetera Advisor Networks LLC, Suntrust Investment Services, Inc. and/or David Rockwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Dale Roehrich of Parkland Securities, LLC

DID DALE FRANCIS ROEHRICH CAUSE YOU INVESTMENT LOSSES? Dale Francis Roehrich with Parkland Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Dale F. Roehrich with Parkland Securities, LLC? Dale Roehrich (CRD #1775964) who is currently registered with Parkland Securities, LLC and located in Fargo, North Dakota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Parkland Securities, LLC, Dale Roehrich was associated with 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dale Roehrich also has had regulatory problems. The State of North Dakota alleged that he exchanged a life insurance policy for a variable life insurance policy that was not suitable for the investor for which he was fined Parkland Securities, LLC Broker Misconduct In his career, Dale Roehrich has been the subject of 5 customer complaints that we know about, 2 of those complaints were filed in the last 2 years to recover investment losses. Two of Dale Roehrich’s 5 customer complaints were settled in favor of investors. The other 3 customer complaints were denied by his current and former employers and to date, the customers have not taken any further action Allegations Against Dale Roehrich   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleged that the financial advisor made an unsuitable recommendation regarding the replacement of insurance policy by borrowing from an existing policy to pay the premium on the new policy. Client alleged that Dale Roehrich misrepresented a variable appreciable life insurance policy. Client alleges that the registered representative misrepresented and recommended an unsuitable fixed index annuity. Customer alleged that Dale Roehrich did not fully disclose all the facts regarding the premium flexibility of an insurance policy offered and sold to him. Dale Roehrich Red Flags & Your Rights As An Investor Of course, Dale Roehrich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dale Roehrich at Parkland Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Dale Roehrich has engaged in any stockbroker misconduct that may have caused them investment losses. The customer complaint at Parkland Securities, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Parkland Securities, LLC If you have questions about Parkland Securities, LLC and/or Dale Roehrich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Daniel Lauletta of MML Investors Services, LLC

DID DANIEL JAMES LAULETTA CAUSE YOU INVESTMENT LOSSES? Daniel James Lauletta with MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Daniel J. Lauletta with MML Investors Services, LLC? Daniel Lauletta (CRD #2659123) who is currently registered with MML Investors Services, LLC and located in Cleveland, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Daniel Lauletta was associated with MSI Financial Services, Inc. and 13 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. MSI Financial Services, Inc.  And Ameriprise Financial Services, Inc. Broker Misconduct In his career, Daniel Lauletta has been the subject of 5 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. One of Daniel Lauletta’s 5 customer complaints was settled in favor of investors. There are currently 3 pending customer complaints filed against Daniel Lauletta’s former employer, MSI Financial Services, Inc. and America’s Financial Services, Inc. for investment losses caused by hisalleged misconduct. Allegations Against Daniel Lauletta A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleged unauthorized exchange of 2 variable annuities to a fixed index annuity. Client alleged that surrender charges associated with his variable annuity purchase were not disclosed by Daniel Lauletta. The claimant alleges that Daniel Lauletta provided, negligent advice and utilize deceptive sales tactics to prompt the purchase of life insurance policies that were unsuitable recommendations. Further, that the insurance policies were finance in a manner that was unsustainable, depleted his retirement investments to pay collateral obligations and caused him unnecessary surrender charges and tax penalties. Plaintiff alleged that the financial advisor made misrepresentations and fraudulently induced him to purchase and unsuitable whole life insurance policy. Plaintiff alleges that defendants made misrepresentations to induce the purchase of several variable universal life insurance policies. Daniel Lauletta Red Flags & Your Rights As An Investor Of course, Daniel Lauletta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Lauletta at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Lauletta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints about Daniel Lauletta at MSI Financial Services, Inc. also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC And MSI Financial Services, Inc. If you have any questions about MML Investors Services, LLC, MSI Financial Services, Inc., and/or Daniel Lauletta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Daniel Soliman of J.P Morgan Securities, LLC

DID DANIEL M. SOLIMAN CAUSE YOU INVESTMENT LOSSES? Daniel M. Soliman Formerly With J.P. Morgan, LLC Securities And Traderfield Securities Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Daniel M. Soliman Formerly With J.P. Morgan Securities LLC, And Trader field Securities, Inc.? Daniel Soliman (CRD #6053300) who was formerly registered with J.P. Morgan Securities LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Daniel Soliman was associated with Traderfield Securities Inc. and Legend Securities, Inc. and 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Soliman also has had regulatory problems. In June 2019, he was permanently barred by FINRA from any further registration with any member firm in any capacity in securities industry for failing to appear and give testimony in connection with an investigation it was conducting into whether he had violated the federal securities laws or regulations or FINRA rules relating to the trading of customer’s accounts. Traderfield Securities, Inc. Broker Misconduct In his career, Daniel Soliman has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. Both customer complaints filed against Daniel Soliman’s former employer Trader field Securities, Inc. for investment losses caused by his alleged misconduct. Allegations Against Daniel Soliman   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Two  clients in 2 separate arbitration proceedings allege that Daniel Soliman committed fraud by making misrepresentations in connection with common and preferred stock transactions Daniel Soliman Red Flags & Your Rights As An Investor Of course, Daniel Soliman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Soliman at J.P. Morgan Securities LLC, Traderfield Securities, Inc. and Legend Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Soliman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Traderfield Securities, Inc. about Daniel Soliman also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC  And Traderfield Securities, Inc. If you have questions about J.P. Morgan Securities LLC, Traderfield Securities Inc., Legend Securities, Inc. and/or Daniel Soliman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Donald Dever of UBS Financial Services Inc.

DID DONALD J. DEVER CAUSE YOU INVESTMENT LOSSES? Donald J. Dever with UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Donald J. Dever with UBS Financial Services Inc.? Donald Dever (CRD #5317492) who is currently registered with UBS Financial Services Inc. and located in West Palm Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Donald Dever was associated with Credit Suisse Securities (USA) LLC and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. UBS Financial Services Inc. Broker Misconduct In his career, Donald Dever has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. One of Donald Dever’s customer complaints was settled in favor of investors. There is currently 1 pending customer complaint filed against Donald Dever’s current employer UBS Financial Services Inc. for investment losses caused by his alleged misconduct. Allegations Against Donald Dever A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleged that transactions were executed in his account without his authority. Claimant alleged that Donald Dever made misrepresentations and unsuitable recommendations with respect to an options overlay strategy known as the UBS-YES strategy. Donald Dever Red Flags & Your Rights As An Investor Of course, Donald Dever did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Dever at UBS Financial Services Inc. and Credit Suisse Securities (USA) LLC on alert to review carefully the activity and performance of their accounts and question whether Donald Dever has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. about Donald Dever in such a short period also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.   If you have questions about UBS Financial Services Inc., Credit Suisse Securities (USA) LLC and/or Donald Dever and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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