Jan 20, 2022

Daniel Brunette of First Allied Securities, Inc.

DID DANIEL EDWARD BRUNETTE CAUSE YOU INVESTMENT LOSSES? Daniel Edward Brunette with First Allied Securities, Inc. Has 16 Customer Complaints For Alleged Broker Misconduct, 3 Complaints In the Past Year Who is Daniel E. Brunette with First Allied Securities, Inc.? Daniel Brunette (CRD #813924) who is currently registered with First Allied Securities, Inc. and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Allied Securities, Inc., Daniel Brunette was associated with 7 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Brunette has had his own share of regulatory problems. While he was employed with Northwestern Mutual investment Services, LLC, it was alleged that he misrepresented variable life insurance policies in the NASD censured, suspended and fined him for that alleged misconduct. Thereafter, he failed to notify the states of Indiana, Ohio, Wisconsin, Pennsylvania, and Illinois of the any as the action and he was subject to a variety of sanctions, including, revocation of his licenses, withdrawals of his registration, probation, heightened supervision, censures, cease-and-desist orders, and/or fines. First Allied Securities, Inc. And Northwestern Mutual Investment Services, LLC Broker Misconduct In his career, Daniel Brunette has been the subject of 16 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. Nine of Daniel Brunette’s 16 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Daniel Brunette’s current employer First Allied Securities, Inc. for investment losses caused by his alleged misconduct. Allegations Against Daniel Brunette   A sample of the allegations made in the FINRA reported customer complaints, arbitration claims and settlements and pending complaints for investment losses are as follows: Multiple customers in separate arbitrations and written complaints alleged misrepresentation of variable life insurance policy. Complainant alleged that Daniel Brunette is misleading sales materials in misrepresenting a variable life insurance policy. Client alleged that financial advisor misrepresented a variable life insurance policy as a private pension plan and further that his signature and initials on certain applications were forgeries. Customer alleged that a variable life insurance policy offered and sold was not a suitable investment recommendation. Customers alleged that variable life insurance policy sold to them were misrepresented to be private pension plans and that Daniel Burnett guaranteed a certain rate of tax-free return, and further that the actual return would be greater than the guaranteed rate or return. Moreover, customers alleged that the registered representative stated they would only have to pay the premiums until the age of 55 and thereafter, the policy would provide certain annual payments, tax-free for a source of retirement income. Daniel Brunette Red Flags & Your Rights As An Investor Of course, Daniel Brunette did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Brunette at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Brunette has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. and Northwestern Mutual Investment Services, LLC If you have questions about First Allied Securities, Inc., Northwestern Mutual Investment Services, LLC, and/or Daniel Brunette and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Brian Btesh of Northwestern Mutual Investment Services, LLC

DID BRIAN BTESH CAUSE YOU INVESTMENT LOSSES? Brian Btesh formerly with Northwestern Mutual Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Brian Btesh formerly with Northwestern Mutual Investment Services, LLC? Brian Btesh (CRD #6112889) who was formerly registered with Northwestern Mutual Investment Services, LLC and located in Aventura, Florida is a subject of one of our many securities industry sales practice abuse investigations. Northwestern Mutual Investment Services, LLC is an investment advisory and brokerage firm with a history of customer complaints. Rather than terminate Brian Btesh for apparent misconduct, Northwestern Mutual Investment Services, LLC permitted him to resign from his position after a review of sales practice complaints, including his applying large payments to premium and initiating policy changes promptly after the payments are exhausted; initiating and collecting payment amounts which were inconsistent with the amounts of premiums due; and basing the amount of the policy, death benefit on the corresponding premium amount, rather than the client need. Rather than terminate him for suspected forgery, and admissions that he altered documentation, they permitted him to resign. Based on the foregoing, one wonders what it would take for Northwestern Mutual Investment Services, LLC to terminate any financial advisor for misconduct.  Northwestern Mutual Investment Services, LLC Broker Misconduct In his career, Brian Btesh has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. Both of Brian Btesh’s customer complaints were settled in favor of investors. Allegations Against Brian Btesh A sample of the allegations made in the FINRA reported arbitration claim settlements for investment losses are as follows: A customer alleged that she did not sign policy change forms for 2 non-variable life insurance policies. Another customer alleged that she had not signed forms related to changes for her 3 non-variable life insurance policies or even requested any policy changes. Brian Btesh Red Flags & Your Rights As An Investor Of course, Brian Btesh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Btesh at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Btesh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC about Brian Btesh also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC If you have questions about Northwestern Mutual Investment Services, LLC and/or Brian Btesh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Bryan Davidson of BMO Harris Financial Advisors, Inc.

DID BRYAN EDWARD DAVIDSON CAUSE YOU INVESTMENT LOSSES? Bryan Edward Davidson with BMO Harris Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Bryan E. Davidson with BMO Harris Financial Advisors, Inc.? Bryan Davidson (CRD #5445540) who is currently registered with BMO Harris Financial Advisors, Inc. and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to BMO Harris Financial Advisors, Inc., Bryan Davidson was associated with PNC Investments and 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bryan Davidson also was the subject of a regulatory action in the State of Wisconsin where his registration to sell securities was revoked. BMO Harris Financial Advisors, Inc. Broker Misconduct In his career, Bryan Davidson has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. Both of Bryan Davidson’s customer complaints were settled in favor of investors. Allegations Against Bryan Davidson The allegations made in the 2 FINRA reported arbitration claim settlements for investment losses were that Bryan Davidson allegedly engaged in unauthorized trading in mutual funds in two different customers’ accounts. Bryan Davidson Red Flags & Your Rights As An Investor Of course, Bryan Davidson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Davidson at BMO Harris Financial Advisors, Inc. and PNC Investments  on alert to review carefully the activity and performance of their accounts and question whether Bryan Davidson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BMO Harris Financial Advisors, Inc., in a short period about Bryan Davidson also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BMO Harris Financial Advisors, Inc.   If you have questions about BMO Harris Financial Advisors, Inc., PNC Investments and/or Bryan Davidson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Charles Howell of Bankers Life Securities, Inc.

DID CHARLES EDWARD HOWELL CAUSE YOU INVESTMENT LOSSES? Charles Edward Howell with Bankers Life Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Charles E. Howell with Bankers Life Securities, Inc.? Charles Howell (CRD #4757297) who is currently registered with Bankers Life Securities, Inc. and located in Plantation, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Bankers Life Securities, Inc., Charles Howell was associated with Proequities, Inc. and 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bankers Life Securities, Inc. Broker Misconduct In his career, Charles Howell has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last 2 years to recover investment losses. One of Charles Howell’s 4 customer complaints was settled in favor of investors. Bankers Life Securities, Inc. and Proequities, Inc. recently denied 3 customer complaints made against Charles Howell for investment losses caused by his alleged misconduct. To date, the customers have not filed any arbitration claims. Allegations Against Charles Howell A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customers alleged that Charles Howell sold shares of mutual funds without their authority in order to meet monthly distribution requirements. Customer alleged that Charles Howell did not inform her of how her money would be invested and that she was asked to sign blank account documents she opened her account. Customer alleged that Charles Howell falsified account documents. Claimants alleged that Charles Howell made unsuitable investment recommendations to invest in variable annuities, over-concentrated the portfolio and certain investments and made false and misleading statements in connection with the recommendations made and Pro-equities paid the customer $330,000 to settle the dispute. Charles Howell Red Flags & Your Rights As An Investor Of course, Charles Howell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Howell at Bankers Life Securities, Inc. and Proequities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Howell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. and Proequities, Inc. also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc., and Proequities, Inc. If you have questions about Bankers Life Securities, Inc., Proequities, Inc. and/or Charles Howell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Charles Lee of Bankers Life Securities, Inc.

DID CHARLES LEE CAUSE YOU INVESTMENT LOSSES? Charles Lee with Bankers Life Securities, Inc. Has to Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Charles Lee with Bankers Life Securities, Inc.? Charles Lee (CRD #4686159) who is currently registered with Bankers Life Securities, Inc. and located in Farmington, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Bankers Life Securities, Inc., Charles Lee was associated with Proequities, Inc. and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bankers Life Securities, Inc. Broker Misconduct In his career, Charles Lee has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last 2 years to recover investment losses. Bankers Life Securities, Inc. and Pro-equities, Inc. denied the customer complaints for investment losses caused by his alleged misconduct. To date, customers have not taken any further action while Bankers Life Securities, Inc. continues to investigate the allegations of broker misconduct described below. Allegations Against Charles Lee A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: A family member of a customer who was allegedly suffering of diminished capacity and claimed that Charles Lee used high pressure sales tactics to have his brother surrender his variable annuity and reinvest into premium bonus indexed annuities. Further, was alleged that there was no disclosure of the high surrender charges associated with the annuity transfers. In another case, another family member complained the financial advisor pressured her brother-in-law who suffers from cognitive and memory issues to surrender his variable annuities and reinvest in premium bonus indexed annuities and a guaranteed life income annuity which were unsuitable investment recommendations. Customer alleges that he was not informed at the investment made was not guaranteed that the value of the mutual fund shares he owned could decrease. Charles Lee Red Flags & Your Rights As An Investor Of course, Charles Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Lee at Bankers Life Securities, Inc. and Proequities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. and Proequities, Inc. about Charles Lee also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. And Proequities, Inc. If you have questions about Bankers Life Securities, Inc., Proequities, Inc. and/or Charles Lee and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Brandon Potter of J.P. Morgan Securities, LLC

DID BRANDON POTTER CAUSE YOU INVESTMENT LOSSES? Brandon Potter formerly with J.P. Morgan Securities LLC Has to Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Brandon Potter formerly with J.P. Morgan Securities LLC? Brandon Potter (CRD #6279793) who was formerly registered with J.P. Morgan Securities LLC and located in Bayside, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Brandon Potter was associated with Morgan Stanley another investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. J.P. Morgan Securities LLC Broker Misconduct In his career, Brandon Potter has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of those customer complaints filed against Brandon Potter’s former employer J.P. Morgan Securities LLC for investment losses caused by his alleged misconduct were recently denied by the company. To date, the customers have not filed their arbitration claims. Allegations Against Brandon Potter A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleged unsuitable investment recommendations relating to mutual fund investments. Client alleged that Brandon Potter failed to disclose fees associated with mutual fund investment. Brandon Potter Red Flags & Your Rights As An Investor Of course, Brandon Potter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Potter at J.P. Morgan Securities LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Brandon Potter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC about Brandon Potter in such a short period also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC If you have questions about J.P. Morgan Securities LLC, Morgan Stanley and/or Brandon Potter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Christopher Swan of BB&T Securities, LLC

DID CHRISTOPHER ALLAN SWAN CAUSE YOU INVESTMENT LOSSES? Christopher Allan Swan formerly with BB&T Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Christopher A. Swan formerly with BB&T Securities, LLC? Christopher Swan (CRD #5810132) who was formerly registered with BB&T Securities, LLC and located in Irving, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to BB&T Securities, LLC, Christopher Swan was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Scottrade, Inc. and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. BB&T Securities, LLC Broker Misconduct In his career, Christopher Swan has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. One of Christopher Swan’s customer complaints was settled in favor of investors. There is one pending customer complaint filed against Christopher Swan’s former employer BB&T Securities, LLC for investment losses caused by his alleged misconduct. Allegations Against Christopher Swan   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customer alleges failure to follow instructions relating to investments in common and preferred stocks. Client alleges that she was not aware she was opening investment accounts. Christopher Swan Red Flags & Your Rights As An Investor Of course, Christopher Swan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Swan at BB&T Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Scottrade, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Swan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BB&T Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated about Christopher Swan also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BB&T Securities, LLC And Merrill Lynch, Pierce, Fenner and Smith Incorporated If you have questions about BB&T Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Scottrade, Inc. and/or Christopher Swan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Christopher Tuck of LPL Financial LLC

DID CHRISTOPHER DAVID TUCK CAUSE YOU INVESTMENT LOSSES? Christopher David Tuck with LPL Financial LLC Has to Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Christopher D. Tuck with LPL Financial LLC? Christopher Tuck (CRD #5971765) who is currently registered with LPL Financial LLC and located in Doylestown, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. LPL Financial LLC is an investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. LPL Financial LLC Broker Misconduct In his career, Christopher Tuck has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. One of Christopher Tuck’s customer complaints was settled in favor of investors. The other customer complaint made against Christopher Tuck’s current employer LPL Financial LLC for investment losses caused by his alleged misconduct was recently denied, and to date, the customer is not taken any further action. Allegations Against Christopher Tuck A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customer alleges that Christopher Tuck failed to follow his instructions. Claimant alleged negligence, breach of fiduciary duty, breach of contract, misrepresentation, and violation of FINRA rules related to the managed account. Christopher Tuck Red Flags & Your Rights As An Investor Of course, Christopher Tuck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Tuck at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Tuck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC in such a short period also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC If you have questions about LPL Financial LLC and/or Christopher Tuck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Wayne Wagner of Securities America, Inc

DID WAYNE DAVID WAGNER JR CAUSE YOU INVESTMENT LOSSES? Wayne David Wagner Jr with Securities America, Inc. Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Wayne D. Wagner Jr with Securities America, Inc.? Wayne Wagner (CRD #2736605) who is currently registered with Securities America, Inc. and located in Wilmington, Delaware is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Securities America, Inc., Wayne Wagner was associated with LPL Financial, LLC and another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. LPL Financial, LLC Broker Misconduct In his career, Wayne Wagner has been the subject of 2 customer complaints that we know about, both of those complaints were filed against his former employer LPL Financial, LLC in the last 2 years to recover investment losses.   One of Wayne Wagner’s customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Wayne Wagner’s former employer LPL Financial, LLC for investment losses caused by his alleged misconduct. Allegations Against Wayne Wagner A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimants allege that Wayne Ladner misled them and made unsuitable investment recommendations to invest in Colony NorthStar and Resource REIT, Franklin Square, a business development company, and CION Investment Corporation. The customer alleges that Wayne Wegner engaged in unauthorized trading, breached his fiduciary duty, misrepresented facts, and violated FINRA conduct rules in connection with alternative investments offered and sold to him. Wayne Wagner Red Flags & Your Rights as An Investor Of course, Wayne Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wayne Wagner at Securities America, Inc. and LPL Financial, LLC alert to review carefully the activity and performance of their accounts and question whether Wayne Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, LLC about Wayne Wegner also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc.  And LPL Financial, LLC If you have questions about Securities America, Inc., LPL Financial, LLC and/or Wayne Wagner and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Adam Boyce of Citizens Securities, Inc

DID ADAM TUCKER BOYCE CAUSE YOU INVESTMENT LOSSES? Adam Tucker Boyce Of Citizens Securities, Inc. And Formerly PNC Investments, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Adam T. Boyce with Citizens Securities, Inc.? Adam Boyce (CRD #6195379) who is currently registered with Citizens Securities, Inc. and located in Forty Fort, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Citizens Securities, Inc., Adam Boyce was associated with PNC Investments and another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. PNC Investments, LLC Broker Misconduct In his career, Adam Boyce has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years against Adam Boyce’s former employer to recover investment losses. There are currently 2 pending customer complaints filed against Adam Boyce’s former employer PNC Investments, LLC for investment losses caused by his alleged misconduct. Allegations Against Adam Boyce The allegations made in the FINRA reported pending complaints for investment losses are for misrepresentations in connection with the offer and sale of insurance policies. Adam Boyce Red Flags & Your Rights as An Investor Of course, Adam Boyce did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Adam Boyce at Citizens Securities, Inc. and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Adam Boyce has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at PNC Investments in such a short period also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Citizens Securities, Inc. And PNC Investments, LLC If you have questions about Citizens Securities, Inc., PNC Investments and/or Adam Boyce and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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