Jan 20, 2022

Edward Balmes of Moloney Securities Co., Inc.

DID EDWARD JAMES BALMES CAUSE YOU INVESTMENT LOSSES? Edward James Balmes with Moloney Securities Co., Inc.  Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Edward J. Balmes with Moloney Securities Co., Inc.? Edward Balmes (CRD #2110152) who is currently registered with Moloney Securities Co., Inc. and located in Chesterfield, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Moloney Securities Co., Inc., Edward Balmes was associated with another investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Moloney Securities Co., Inc. Broker Misconduct In his career, Edward Balmes has been the subject of 2 customer complaints that we know about, 1 of those complaints were filed in the last year to recover investment losses. One of Edward Balmes’ 2 customer complaints was denied by his employer antedate the customer is not taking any further action. There is currently one pending customer complaints filed against Edward Balmes’ current employer Moloney Securities Co., Inc. for investment losses caused by his alleged misconduct. Allegations Against Edward Balmes The allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are that Edward Balm made unsuitable investment recommendations in connection with the investments in GPB holdings private placements.  Edward Balmes Red Flags & Your Rights As An Investor Of course, Edward Balmes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Balmes at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Edward Balmes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. about Edward Balmes also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc. If you have questions about Moloney Securities Co., Inc. and/or Edward Balmes and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Frank Briseno of FSC Securities Corporation

DID FRANK BRISENO III CAUSE YOU INVESTMENT LOSSES? Frank Briseno III with FSC Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Frank Briseno III with FSC Securities Corporation? Frank Briseno (CRD #1177246) who is currently registered with FSC Securities Corporation and located in Metairie, Los Angeles is a subject of one of our many securities industry sales practice abuse investigations. Prior to FSC Securities Corporation, Frank Briseno was associated with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. FSC Securities Corporation Broker Misconduct In his career, Frank Briseno has been the subject of 3 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. One of Frank Briseno’s 3 customer complaints was settled in favor of investors. One of the customer complaints was denied, and to date, the customer is not taken any further action. There are currently one pending customer complaints filed against Frank Briseno’s current employer FSC Securities Corporation for investment losses caused by his alleged misconduct. Allegations Against Frank Briseno A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleged unsuitable or investment recommendations relating to a variable annuity and REITs. Customer alleges that representative misrepresented non-traded REITs, variable annuities, and common stock transactions. Customer alleges that the financial advisor made unsuitable recommendations to invest in non-traded REITs and variable annuities. Frank Briseno Red Flags & Your Rights As An Investor Of course, Frank Briseno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Briseno at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Frank Briseno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Corporation If you have questions about FSC Securities Corporation and/or Frank Briseno and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Gary Ginsberg of Ameriprise Financial Services, LLC

DID GARY DAVID GINSBERG CAUSE YOU INVESTMENT LOSSES? Gary David Ginsberg with Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Gary D. Ginsberg with Ameriprise Financial Services, LLC? Gary Ginsberg (CRD #1175258) who is currently registered with Ameriprise Financial Services, LLC and located in West Orange, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Gary Ginsberg was associated with Royal Alliance Associates, Inc. and two other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Ginsberg has had his own share of regulatory problems. In 2010, the New York State Department of Insurance investigated the sale of annuity contracts when he was not licensed to sell any products in that state. He consented to a fine of $20,600 which he paid in full. Royal Alliance Associates Broker Misconduct In his career, Gary Ginsberg has been the subject of 4 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. All 4 of the customer complaints arose in connection with his employment at Royal Alliance Associates. Two of Gary Ginsberg’s 4 customer complaints were settled in favor of investors. One of his customer complaints was denied by his employer in today, the customer is not taking any further action. The other customer complaint filed against Gary Ginsberg’s former employer, Royal Alliance Associates for investment losses caused by his alleged misconduct is currently pending. Allegations Against Gary Ginsberg A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customer led to the financial advisor exposed claimants principal to an unwanted and unreasonable risk of loss. Customer alleges that a variable annuity investment was placed erroneously in a traditional IRA account. Client alleged that financial advisor recommended a non-traded REIT which was unsuitable and in light of his investment objectives and financial condition. Claimant alleges that there was a failure of due diligence in connection with an alternative real estate investor recommended by financial advisor. Gary Ginsberg Red Flags & Your Rights As An Investor Of course, Gary Ginsberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Ginsberg at Ameriprise Financial Services, LLC and Royal Alliance Associates on alert to review carefully the activity and performance of their accounts and question whether Gary Ginsberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints about Gary Ginsberg at Royal Alliance Associates also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC And Royal Alliance Associates If you have questions about Ameriprise Financial Services, LLC, Royal Alliance Associates and/or Gary Ginsberg and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

James Kirchner of Cabot Lodge Securities LLC

DID JAMES R. KIRCHNER CAUSE YOU INVESTMENT LOSSES? James R. Kirchner formerly with Cabot Lodge Securities LLC And David A. Noyes  & Company Has 10 Customer Complaints For Alleged Broker Misconduct Who is James R. Kirchner most recently with Cabot Lodge Securities LLC? James Kirchner (CRD #2852217) who was formerly registered with Cabot Lodge Securities LLC and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cabot Lodge Securities LLC, James Kirchner was associated with IFS Securities and David A. Noyes & Company and two other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David A. Noyes and Co. Broker Misconduct In his career, James Kirchner has been the subject of 10 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. An arbitration award was entered against his employer for his alleged misconduct in favor of an investor. Eight of the 10 customer complaints arose in connection with his employment at David A. Noyes and Co. Five of James Kirchner’s 10 customer complaints were settled in favor of investors. One customer complaint was denied by his former employer and the customer took no further action. There are currently 3 pending customer complaints filed against James Kirchner’s former employer David A. Noyes and Co. for investment losses caused by his alleged misconduct. Allegations Against James Kirchner A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant alleges unauthorized and unsuitable transactions which resulted in an arbitration award in favor of the investor. Claimant alleged that alternative investments, recommended by the financial advisor were unsuitable. Customers allege that investments made in private placements were unsuitable for them. Customer alleged that the financial advisor permitted to fully explain all of the risks associated with margin trading. Customer alleged that financial advisor failed to follow his instructions. James Kirchner Red Flags & Your Rights As An Investor Of course, James Kirchner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Kirchner at Cabot Lodge Securities LLC, IFS Securities and David A. Noyes & Company on alert to review carefully the activity and performance of their accounts and question whether James Kirchner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David A. Noyes & Company about James Kirchner also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cabot Lodge Securities LLC, IFS Securities, David A. Noyes and Co. If you have questions about Cabot Lodge Securities LLC, IFS Securities, David A. Noyes & Company and/or James Kirchner and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Delio Londono of Sagepoint Financial, Inc.

DID DELIO EDUARDO LONDONO CAUSE YOU INVESTMENT LOSSES? Delio Eduardo Londono formerly with Sagepoint Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Delio E. Londono formerly with Sagepoint Financial, Inc.? Delio Londono (CRD #2695744) who was formerly registered with Sagepoint Financial, Inc. and located in La Crescenta, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sagepoint Financial, Inc., Delio Londono was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. In September 2020, Delio Londono was terminated by Sagepoint Financial, Inc. for allegedly returning certain funds to a client related to an investment without knowledge of the firm. Sagepoint Financial, Inc. Broker Misconduct In his career, Delio Londono has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. One of Delio Londono’s 4 customer complaints settled in favor of investors. Three of those customer complaints were recently denied by Sagepoint Financial, Inc., and to date, the customers have not filed any action.  Allegations Against Delio Londono   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleged that investment recommendations in several mutual funds, real estate investment trusts and private placements were unsuitable. Customer alleges that non-traded alternative investments were misrepresented and unsuitable investment recommendations, including investments made in REITs, business development companies and the Global Impact Fund. Client alleged the financial advisor made misrepresentations and share commissions with the client. Customer alleged misrepresentation of non-traded REITs. Delio Londono Red Flags & Your Rights As An Investor Of course, Delio Londono did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Delio Londono at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Delio Londono has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. about Delio Londono also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc.   If you have questions about Sagepoint Financial, Inc. and/or Delio Londono and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

James McPherson of Great Point Capital LLC

DID JAMES DWIGHT MCPHERSON CAUSE YOU INVESTMENT LOSSES? James Dwight McPherson Of Great Point Capital LLC  Formerly Concorde Investment Services, LLC And Sandlapper Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is James D. McPherson currently with Great Point Capital LLC? James McPherson (CRD #5918462) who is currently registered with Great Point Capital LLC and located in Melbourne, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Great Point Capital LLC, James McPherson was associated with Sandlapper Securities, LLC and 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Concorde Investment Services, LLC And Sandlapper Securities, LLC Broker Misconduct In his career, James McPherson has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. There are currently 2 pending customer complaints filed against James McPherson’s former employers, Concorde Investment Services, LLC and Sandlapper Securities, LLC for investment losses caused by his alleged misconduct. Allegations Against James McPherson   A sample of the allegations made in the FINRA reported arbitration claim complaints for investment losses are as follows: Claimants allege breach of fiduciary duty, unsuitable investment recommendations, breach of contract and negligence in connection with direct investments and limited partnership interests. James McPherson Red Flags & Your Rights As An Investor Of course, James McPherson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James McPherson at Great Point Capital LLC and Sandlapper Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether James McPherson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC and Sandlapper Securities, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Great Point Capital LLC, Concorde Investment Services, LLC, and Sandlapper Securities, LLC If you have questions about Great Point Capital LLC, Concorde Investment Services, LLC, Sandlapper Securities, LLC and/or James McPherson and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Curtis Smiley of Primex

DID CURTIS HOWARD SMILEY CAUSE YOU INVESTMENT LOSSES? Curtis Howard Smiley formerly with Primex Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Curtis H. Smiley formerly with Primex? Curtis Smiley (CRD #4443310) who was formerly registered with Primex and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Primex, Curtis Smiley was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Curtis Smiley has his own share of regulatory problems. Just last month he was suspended for failing to comply with FINRAs request for information in connection with an investigation. FINRA Rule 8210, requires all financial advisors registered with FINRA to comply with requests for information and if they don’t comply they get suspended and then if they fail to supply the information request termination of the suspension, within 3 months the financial advisor will be permanently barred from association with any FINRA member in any capacity. Curtis Smiley’s suspension started December 7, 2020 and so, he has until March 7, 2021 to comply with the request and lift the suspension or face a permanent bar from working in the securities industry again. Primex Broker Misconduct In his career, Curtis Smiley has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both customer complaints filed against Curtis Smiley’s former employer Primex for investment losses caused by his alleged misconduct are currently pending. Allegations Against Curtis Smiley A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customers in 2 separate cases alleged lack of due diligence in connection with the investment recommendation, in a real estate sector. Curtis Smiley Red Flags & Your Rights As An Investor Of course, Curtis Smiley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Smiley at Primex on alert to review carefully the activity and performance of their accounts and question whether Curtis Smiley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Primex also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Primex If you have questions about Primex and/or Curtis Smiley and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Drew Wiener of SW Financial

DID DREW EVAN WIENER CAUSE YOU INVESTMENT LOSSES? Drew Evan Wiener with SW Financial Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Drew E. Wiener with SW Financial? Drew Wiener (CRD #4917070) who is formerly registered with SW Financial and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to SW Financial, Drew Wiener was associated with Rockwell Global Capital LLC and two other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. SW Financial & Rockwell Global Capital, LLC Broker Misconduct In his career, Drew Wiener has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Three of Drew Wiener’s 4 customer complaints, were settled by his former employers SW Financial and others in favor of investors. There is currently 1 pending customer complaints filed against Drew Wiener’s former employer, Rockwell Global Capital, LLC for investment losses caused by his alleged misconduct. Allegations Against Drew Wiener A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customer alleged, churning, unauthorized trading, misrepresentations in connection with common stock transactions. Claimant alleged misrepresentation, churning, negligence, breach of fiduciary duty, and breach of contract connection with common and preferred stock transactions. Customer alleged misuse of margin, unsuitable investment recommendations, over-concentration of investments, misrepresentation, breach of fiduciary duty, breach of contract, and negligence in connection with common stock and preferred stock transactions. Drew Wiener Red Flags & Your Rights As An Investor Of course, Drew Wiener did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Drew Wiener at SW Financial and Rockwell Global Capital LLC on alert to review carefully the activity and performance of their accounts and question whether Drew Wiener has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SW Financial also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SW Financial And Rockwell Global Capital, LLC If you have questions about SW Financial, Rockwell Global Capital, LLC and/or Drew Wiener and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Thomas Laws of HD Vest Investment Services

DID THOMAS H. LAWS CAUSE YOU INVESTMENT LOSSES? Thomas H. Laws formerly with HD Vest Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Thomas H. Laws formerly with HD Vest Investment Services? Thomas Laws (CRD #4494448) who was formerly registered with HD Vest Investment Services and located in Silver City, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. HD Vest Investment Services is a brokerage firm with a history of customer complaints and securities industry regulatory problems. Thomas Laws, himself has had serious problems with the regulators. Both the United States Securities and Exchange Commission and FINRA have permanently barred him from association with any member firm in any capacity.  In 2019, the SEC filed a complaint and alleged that Thomas laws misappropriated $1.1 million of investors’ funds transferred to him to purchase a silver mine, acquire mining claims, purchase mining equipment and for third-party services. The SEC allege that rather than use the funds for corporate purposes, he misappropriated these funds and attempted to hide his theft by fabricating documents, including forged vendor invoices, or agreements, bank records, communications, and signatures. A final judgment was entered against him by consent.  FINRA attempted to investigate these allegations and he refused to cooperate and so, he was barred pursuant to FINRA Rule 8210. Thomas laws is currently facing charges in federal court for 9 counts of charges for wire fraud, 2 counts of aggravated identity theft, 7 counts for transportation, transmission and transfer of money stolen, converted and taken by fraud. These criminal charges are still pending. Thomas laws Broker Misconduct In his career, Thomas Laws has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last two years to recover investment losses. Both of those complaints relate to his alleged misappropriation of funds for personal use and are pending a final hearing to recover investment losses caused by his alleged misconduct. Thomas Laws Red Flags & Your Rights As An Investor Of course, Thomas Laws did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Laws at HD Vest Investment Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Laws has engaged in any stockbroker misconduct that may have caused them investment losses. File A Claim To Recover Your Investment Losses At HD Vest Investment Services If you have questions about HD Vest Investment Services and/or Thomas Laws and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Robert Micone of LPL Financial LLC

DID ROBERT EDWARD MICONE CAUSE YOU INVESTMENT LOSSES? Robert Edward Micone formerly with LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Robert E. Micone formerly with LPL Financial LLC? Robert Micone (CRD #2417434) who was formerly registered with LPL Financial LLC and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Robert Micone was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. LPL Financial LLC Broker Misconduct In his career, Robert Micone has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last two years to recover investment losses. One of Robert Micone’s 3 customer complaints resulted in an arbitration award in favor of the investor and the other settled in favor of investors. There is currently 1 pending customer complaint filed against Robert Micone’s former employer LPL Financial LLC for investment losses caused by his alleged misconduct. Allegations Against Robert Micone A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant allegations of breach of fiduciary duty, breach of contract, fraud, and negligence resulted in an arbitration award in the investor’s favor. Claimant alleged breach of contract, breach of fiduciary duty, negligence, violations of FINRA rules, fraud, connection with the offer and sale of real estate securities. Claimants allege that the invested in a REIT and a business development company upon their brokers misleading recommendations which was unsuitable in light of the conservative investment profile. All of the investments involve private placements. Robert Micone Red Flags & Your Rights As An Investor Of course, Robert Micone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Micone at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Micone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, LLC about Robert Micone also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC If you have questions about LPL Financial LLC and/or Robert Micone and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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