Nov 5, 2024

Stephen Fortin of Cambridge Investment Research, Inc. Reviews

DID STEPHEN PATRICK FORTIN CAUSE YOU INVESTMENT LOSSES? Stephen Fortin Customer Complaints and Reviews Allegations Against Stephen Fortin Stephen Patrick Fortin is accused of recommending an unsuitable Oil & Gas investment, which allegedly resulted in a financial loss for the customer. Stephen Fortin Red Flags & Your Rights As An Investor Of course, Stephen Fortin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Fortin at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Fortin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Stephen Fortin If you have questions about Cambridge Investment Research, Inc. and/or Stephen Fortin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2024

Roger Given of LPL Financial LLC Reviews

DID ROGER RANDALL GIVEN CAUSE YOU INVESTMENT LOSSES? Roger Given Customer Complaints and Reviews Allegations Against Roger Given Roger Randall Given is accused of recommending an unsuitable direct investment in DPP & LP Interests to a customer in 2015, which allegedly resulted in a financial loss for the customer. Outcome: The dispute is still under investigation and remains unresolved, with the customer seeking $25,000 in damages. Roger Given Red Flags & Your Rights As An Investor Of course, Roger Given did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Given at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Roger Given has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Roger Given If you have questions about LPL Financial LLC and/or Roger Given and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2024

Robert Hesse Formerly With Edward Jones Reviews

DID ROBERT CLEVELAND HESSE CAUSE YOU INVESTMENT LOSSES? Robert Hesse Customer Complaints and Reviews Allegations Against Robert Hesse Robert Hesse Red Flags & Your Rights As An Investor Of course, Robert Hesse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Hesse at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Robert Hesse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Robert Hesse If you have questions about Edward Jones and/or Robert Hesse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2024

Courtney Nelson of J.P. Morgan Securities LLC FIRED

DID COURTNEY DE’SHUN NELSON CAUSE YOU INVESTMENT LOSSES? Courtney Nelson Formerly With J.P. Morgan Securities LLC was terminated on August 21, 2024, due to allegations related to misreporting incentive credits for banking products Courtney Nelson Employment History and Termination Courtney D. Nelson has been in the securities industry since 2022. Her career included a role as a Registered Broker at J.P. Morgan Securities LLC from November 2022 until her termination in August 2024. She has passed two general industry/product exams and one multi-state securities law exam. Nelson’s tenure with JPMorgan Chase Bank, N.A. ended on August 21, 2024 following allegations that she claimed affiliate bank incentive credits for customers already enrolled in certain bank products. This public information provides essential transparency. Disclosure Event: Courtney Nelson Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Courtney Nelson is a red flag which should put all current and former customers of Courtney Nelson J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Courtney Nelson engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Courtney Nelson If you have questions about J.P. Morgan Securities LLC and/or Courtney Nelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2024

Joseph Cannon of Northwestern Mutual Investment Services, LLC FIRED

DID JOSEPH MICHAEL CANNON CAUSE YOU INVESTMENT LOSSES? Joseph Cannon Formerly With Northwestern Mutual Investment Services, LLC was terminated on January 12, 2024, following an internal review for questionable transactions related to both his personal and client investment accounts.   Joseph Cannon Employment History Joseph Cannon Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Joseph Cannon is a red flag which should put all current and former customers of Joseph Cannon at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Cannon engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Joseph Cannon If you have questions about Northwestern Mutual Investment Services, LLC and/or Joseph Cannon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2024

Jesus Cantu of J.P. Morgan Securities LLC FIRED

DID JESUS CANTU CAUSE YOU INVESTMENT LOSSES? Jesus Cantu Formerly With J.P. Morgan Securities LLC was recently fired, for allegations that he admitted to making unauthorized transfers from a customer’s affiliate bank account for personal benefit Jesus Cantu Employment History and Termination Negative Disclosures Summary: Employment Termination: Cantu was terminated from his role at JPMorgan Chase Bank, N.A., after he admitted to unauthorized transfers from a customer’s bank account. These actions were conducted in his role as a bank employee, not involving security, and indicate a violation of trust that led to his discharge. Allegations and Accusations Summary: Unauthorized Transfers Allegation: The allegations against Cantu involve unauthorized transfers from a customer’s bank account for his personal benefit, unrelated to his securities role. His admission to these actions led directly to his termination from JPMorgan Chase Bank. Jesus Cantu Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jesus Cantu is a red flag which should put all current and former customers of Jesus Cantu J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jesus Cantu engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Jesus Cantu If you have questions about J.P. Morgan Securities LLC and/or Jesus Cantu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2024

Soyla Rice of Wells Fargo Clearing Services, LLC FIRED

DID SOYLA PERLA DELEON RICE CAUSE YOU INVESTMENT LOSSES? Soyla Rice Formerly With Wells Fargo Clearing Services, LLC was recently fired following concerns related to the handling of a client signature on a bank document. Soyla Rice Employment History and Termination Soyla Rice has been in the financial industry since 2021, with experience primarily at Wells Fargo Clearing Services LLC. Her recent employment at Wells Fargo, beginning in November 2022, involved roles in securities and banking. She has passed two general industry/product exams and one multi-state securities law exam, including the Series 6 and Series 63 exams. Rice’s tenure ended following her termination by Wells Fargo Clearing Services, LLC, on August 20, 2024, following a review related to concerns over the handling of a client’s signature on a bank document, which was not linked to any securities transactions. Negative Disclosures Summary: Soyla Rice Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Soyla Rice is a red flag which should put all current and former customers of Soyla Rice at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Soyla Rice engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Soyla Rice If you have questions about Wells Fargo Clearing Services, LLC and/or Soyla Rice and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2024

Thomas Hartfield Formerly With Western International Securities, Inc.  Reviews

DID THOMAS J HARTFIELD CAUSE YOU INVESTMENT LOSSES? Thomas Hartfield Formerly With Western International Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Hartfield Customer Complaints and Reviews Hartfield has two customer disputes in his record: Allegations Against Thomas Hartfield In the customer disputes, allegations include unsuitable investment recommendations and misrepresentation. The first case has been settled for $20,000.  The second arbitration case remains pending, with the customer alleging unsuitability regarding investment choices and seeking $400,000 in damages. Thomas Hartfield Red Flags & Your Rights As An Investor Of course, Thomas Hartfield did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Hartfield at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Hartfield has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Thomas Hartfield If you have questions about Western International Securities, Inc. and/or Thomas Hartfield and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2024

Margaret Draughon of LPL Financial LLC FIRED

DID MARGARET RACHELLE DRAUGHON CAUSE YOU INVESTMENT LOSSES? Margaret Draughon Formerly With LPL Financial LLC was recently fired following allegations of submitting account documents containing non-genuine signatures. Margaret Draughon Employment History and Termination Margaret R. Draughon has a financial services career spanning over a decade, during which she has worked with two major firms. She was employed at Edward Jones from August 2012 until November 2023, followed by a brief stint at LPL Financial LLC from November 2023 to August 2024. Over her career, she passed two general industry/product exams and one multi-state securities law exam, which allowed her to hold a range of state licenses. Her registration history includes her most recent positions in Athens, Texas, and Kaufman, Texas. Margaret R. Draughon joined LPL Financial LLC in November 2023, where she worked as a registered representative until August 26, 2024, when she was terminated under allegations of submitting documents with non-genuine signatures. Negative Disclosures Employment Termination On August 26, 2024: Draughon was discharged from LPL Financial LLC due to accusations of submitting documents containing non-genuine signatures. Margaret Draughon Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Margaret Draughon is a red flag which should put all current and former customers of Margaret Draughon at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Margaret Draughon engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Margaret Draughon If you have questions about LPL Financial LLC and/or Margaret Draughon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2024

Rob Galloway of Country Capital Management Company FIRED

DID ROB W GALLOWAY CAUSE YOU INVESTMENT LOSSES? Rob Galloway Formerly With Country Capital Management Company was recently fired following allegations of submitting falsified documentation to receive undue reimbursements. Rob Galloway Employment History and Termination Rob W. Galloway has been active in the financial industry since 2007, primarily working with Country Capital Management Company, where he remained registered until September 2024. He passed two general industry/product exams and one multi-state securities law exam. His registration with Country Capital spanned nearly 17 years, reflecting long-term experience in the financial sector. Rob W. Galloway was employed by Country Capital Management Company from November 2007 until his termination in August 2024, following allegations of document falsification to secure undue reimbursements, unrelated to his securities activities Negative Disclosures Allegations Rob Galloway Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Rob Galloway is a red flag which should put all current and former customers of Rob Galloway at Country Capital Management Company on alert to review carefully the activity and performance of their accounts and question whether Rob Galloway engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Country Capital Management Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Country Capital Management Company Due To Rob Galloway If you have questions about Country Capital Management Company and/or Rob Galloway and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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