Jul 1, 2024

Jeffrey Wedgeworth of NYLife Securities LLC Reviews

DID JEFFREY GUY WEDGEWORTH CAUSE YOU INVESTMENT LOSSES? Jeffrey Wedgeworth Of NYLife Securities LLC And Formerly With Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Jeffrey Wedgeworth Customer Complaints and Reviews Allegations Against Jeffrey Wedgeworth Jeffrey Wedgeworth Red Flags & Your Rights As An Investor Of course, Jeffrey Wedgeworth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Wedgeworth at NYLife Securities LLCon alert to review carefully the activity and performance of their accounts and question whether Jeffrey Wedgeworth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Jeffrey Wedgeworth  If you have questions about NYLife Securities LLC and/or Jeffrey Wedgeworth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 1, 2024

Van Washington of Sigma Financial Corporation Reviews

DID VAN WASHINGTON CAUSE YOU INVESTMENT LOSSES? Van Washington Of Sigma Financial Corporation Has A Customer Complaint For Alleged Broker Misconduct Van Washington Customer Complaint and Reviews Total Incidents: 1 Customer Dispute, 2 Judgments/Liens Allegations Against Van Washington Van Washington Red Flags & Your Rights As An Investor Of course, Van Washington did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Van Washington at Sigma Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Van Washington has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sigma Financial Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sigma Financial Corporation Due To Van Washington  If you have questions about Sigma Financial Corporation and/or Van Washington and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 1, 2024

David Wampler of Moloney Securities Co., Inc Reviews

DID DAVID ALLEN WAMPLER CAUSE YOU INVESTMENT LOSSES? David Wampler Of Moloney Securities Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct David Wampler Customer Complaint and Reviews Number of Incidents: 1 Customer Dispute Allegations Against David Wampler David Wampler Red Flags & Your Rights As An Investor Of course, David Wampler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Wampler at Moloney Securities Co., Inc., on alert to review carefully the activity and performance of their accounts and question whether David Wampler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc., also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc., Due To David Wampler  If you have questions about Moloney Securities Co., Inc., and/or David Wampler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 1, 2024

Elizabeth Walcott Pinkston of PFS Investments Inc Reviews

DID ELIZABETH WALCOTT PINKSTON CAUSE YOU INVESTMENT LOSSES? Elizabeth Walcott Pinkston Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Elizabeth Walcott Pinkston Customer Complaint and Reviews Number of Incidents: 1 Customer Dispute, 1 Financial Disclosure Allegations Against Elizabeth Walcott Pinkston Elizabeth Walcott Pinkston Red Flags & Your Rights As An Investor Of course, Elizabeth Walcott Pinkston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elizabeth Walcott Pinkston at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Elizabeth Walcott Pinkston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Elizabeth Walcott Pinkston  If you have questions about PFS Investments Inc. and/or Elizabeth Walcott Pinkston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 30, 2024

Douglas Ponczek of UBS Financial Services Inc. Reviews

DID DOUGLAS SCOTT PONCZEK CAUSE YOU INVESTMENT LOSSES? Douglas Ponczek Customer Complaints and Reviews Douglas Ponczek has one pending disclosure event: Pending Customer Dispute (Filed March 22, 2024): This dispute alleges that Ponczek recommended high-yield equities unsuitably, without adequately discussing risks to the principal. The claimant is seeking $200,000 in damages, and the case is currently under FINRA arbitration with the docket/case number 24-00650. Allegations Against Douglas Ponczek Douglas Ponczek Red Flags & Your Rights As An Investor Of course, Douglas Ponczek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Ponczek at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Douglas Ponczek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At [name of last firm] Due To Douglas Ponczek  If you have questions about UBS Financial Services Inc. and/or Douglas Ponczek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 30, 2024

Rory Pinsky of Cetera Investment Services LLC Reviews

DID RORY LEE PINSKY CAUSE YOU INVESTMENT LOSSES? Rory Pinsky Of Cetera Investment Services LLC And Formerly With Foresters Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Rory Pinsky Customer Complaint and Review Customer Dispute (Pending as of May 2023): Pinsky is embroiled in a dispute alleging that he completed new account paperwork without client authorization. The complaint, being handled under FINRA docket #23-01191, claims $26,000 in damages. This pending case, if proven, not only puts his professional integrity under scrutiny but also casts a shadow over his adherence to ethical standards. Allegations Against Rory Pinsky Rory Pinsky Red Flags & Your Rights As An Investor Of course, Rory Pinsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rory Pinsky at Cetera Investment Services LLC and Foresters Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Rory Pinsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and Foresters Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Rory Pinsky  If you have questions about Cetera Investment Services LLC, Foresters Financial Services, Inc. and/or Rory Pinsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 29, 2024

Michael Reilly of Morgan Stanley Reviews

DID MICHAEL WILLIAM REILLY CAUSE YOU INVESTMENT LOSSES? Michael Reilly Of Morgan Stanley And Formerly With First Horizon Advisors, Inc. and Infinex Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Reilly Customer Complaint and Reviews Customer Dispute (Closed-No Action/Withdrawn/Dismissed/Denied as of November 2023): A dispute arose when a client claimed that Reilly misrepresented a CD, alleging it was portrayed to yield a 5% annual interest regardless of being called. The complaint involved alleged damages of $30,000. Although the complaint was withdrawn and the firm found no wrongdoing, such allegations can still tarnish Reilly’s reputation. Allegations Against Michael Reilly Michael Reilly Red Flags & Your Rights As An Investor Of course, Michael Reilly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Reilly at Morgan Stanley, First Horizon Advisors, Inc. and Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Reilly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley, First Horizon Advisors, Inc. and Infinex Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Reilly  If you have questions about Morgan Stanley, First Horizon Advisors, Inc., Infinex Investments, Inc. and/or Michael Reilly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 28, 2024

Antoine Shamlee Formerly With Newbridge Securities Corporation Reviews

DID ANTOINE DEVON SHAMLEE CAUSE YOU INVESTMENT LOSSES? Antoine Shamlee Formerly With Newbridge Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Antoine Shamlee Customer Complaints and Reviews Customer Dispute (Total: 2 Incidents) Allegations Against Antoine Shamlee Antoine Devon Shamlee has been implicated in a series of serious allegations: These issues have not only led to financial settlements but also to a tarnished reputation within the financial services community. Antoine Shamlee Red Flags & Your Rights As An Investor Of course, Antoine Shamlee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antoine Shamlee at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Antoine Shamlee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Antoine Shamlee  If you have questions about Newbridge Securities Corporation and/or Antoine Shamlee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 28, 2024

Barbara Shaffer of Cambridge Investment Research Inc Reviews

DID JON ERIC PRICE CAUSE YOU INVESTMENT LOSSES? Barbara Shaffer Of Cambridge Investment Research, Inc. and Formerly with National Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct Barbara Shaffer Customer Complaint and Reviews Customer Dispute (Settled in November 2008): This dispute involved allegations of misrepresentation concerning the provisions of a variable annuity contract sold in June 2007. Though the alleged damages were not specified, they were determined to exceed $5,000. And settled for an undisclosed amount. Allegations Against Barbara Shaffer Barbara Shaffer Red Flags & Your Rights As An Investor Of course, Barbara Shaffer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barbara Shaffer at Cambridge Investment Research Inc. and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Barbara Shaffer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research Inc. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Inc. Due To Barbara Shaffer  If you have questions about Cambridge Investment Research Inc., National Securities Corporation and/or Barbara Shaffer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 28, 2024

Todd Seesman of Allstate Financial Services, LLC Reviews

DID TODD ALLEN SEESMAN CAUSE YOU INVESTMENT LOSSES? Todd Seesman Customer Complaints and Reviews Todd A. Seesman has been involved in one customer dispute: Customer Dispute (Denied): A complaint was filed on March 29, 2024, alleging misrepresentation related to the dividends and pricing/performance of a variable annuity subaccount. The complaint was denied on April 11, 2024, with the firm unable to determine if the alleged damages would exceed $5,000, indicating that no financial compensation was awarded. Allegations Against Todd Seesman Todd Seesman Red Flags & Your Rights As An Investor Of course, Todd Seesman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Seesman at Allstate Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Seesman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Allstate Financial Services, LLC Due To Todd Seesman  If you have questions about Allstate Financial Services, LLC and/or Todd Seesman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading