Jan 29, 2025

Thomas Grant of Grove Point Investments, LLC Reviews

DID THOMAS GRANT CAUSE YOU INVESTMENT LOSSES? Thomas Grant Customer Complaints and Reviews Thomas Grant has one reported customer dispute: Allegations Against Thomas Grant The settled customer dispute highlights a specific issue related to financial advice: Thomas Grant Red Flags & Your Rights As An Investor Of course, Thomas Grant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Grant Grove Point Investments, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Grant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Grove Point Investments, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Grove Point Investments, LLC Due To Thomas Grant  If you have questions about Grove Point Investments, LLC and/or Thomas Grant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2025

William Grady of Sequence Financial Specialists Reviews

DID WILLIAM MICHAELL GRADY CAUSE YOU INVESTMENT LOSSES? William Grady Customer Complaints and Reviews William Grady has one pending customer dispute disclosed in his report: Allegations Against William Grady The reported disputes raise several concerns potential investors may consider: The dispute involves complex allegations: William Grady Red Flags & Your Rights As An Investor Of course, William Grady   did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Grady at Sequence Financial Specialists on alert to review carefully the activity and performance of their accounts and question whether William Grady has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sequence Financial Specialists also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sequence Financial Specialists Due To William Grady  If you have questions about Sequence Financial Specialists and/or William Grady and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2025

Armando Machuca Formerly With J.P. Morgan Securities LLC FIRED

DID Armando Machuca CAUSE YOU INVESTMENT LOSSES? Armando Machuca was recently fired from J.P. Morgan Securities LLC for allegedly violating affiliate bank policy regarding transactions related to incentive credits. Armando Machuca Employment History and Termination Armando Machuca has had an extensive career in the financial industry, spanning over 15 years. His professional history includes a 12-year tenure at JPMorgan Chase Bank, where he held roles in La Mirada and West Covina, California. Prior to that, he served with Chase Investment Services Corp. and WaMu Investments, Inc., showcasing a consistent presence in the financial services sector. During his career, he passed two general industry/product exams and one multi-state securities law exam but did not hold any supervisory qualifications. His termination from JPMorgan Chase Bank, N.A., in October 2024, was linked to alleged violations of affiliate bank policy concerning incentive credit transactions, unrelated to customer complaints or securities sales. Transparency about such matters is crucial for informed decision-making. Negative Disclosures Summary Armando Machuca Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Armando Machuca is a red flag which should put all current and former customers of Armando Machuca at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Armando Machuca engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Armando Machuca  If you have questions about J.P. Morgan Securities LLC and/or Armando Machuca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2025

Richard Laspaluto of Centaurus Financial, Inc. Reviews

DID RICHARD DENNIS LASPALUTO CAUSE YOU INVESTMENT LOSSES? Richard Laspaluto Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct. Richard Laspaluto Customer Complaints and Reviews Richard Laspaluto’s BrokerCheck report includes multiple disclosure events: Allegations Against Richard Laspaluto Richard Laspaluto Red Flags & Your Rights As An Investor Of course, Richard Laspaluto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Laspaluto at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Laspaluto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Richard Laspaluto  If you have questions about Centaurus Financial, Inc. and/or Richard Laspaluto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2025

Jeffrey Wimer Formerly With Citigroup Global Markets Inc.  Reviews

DID JEFFREY ALAN WIMER CAUSE YOU INVESTMENT LOSSES? Jeffrey Wimer Formerly With Citigroup Global Markets Inc. Has 2 Customer Complaints For Alleged Broker Misconduct. Jeffrey Wimer Customer Complaints and Reviews Wimer’s record includes two disclosure events involving customer disputes: Allegations Against Jeffrey Wimer Jeffrey Wimer Red Flags & Your Rights As An Investor Of course, Jeffrey Wimer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Wimer at Citigroup Global Markets Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Wimer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Jeffrey Wimer  If you have questions about Citigroup Global Markets Inc. and/or Jeffrey Wimer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 27, 2025

Justin Roberto Formerly With MML Investors Services, LLC FIRED

DID JUSTIN TEX ROBERTO CAUSE YOU INVESTMENT LOSSES? Justin Roberto was recently fired from MML Investors Services, LLC for failing to comply with firm policies regarding unapproved sales materials and undisclosed outside business activities. Justin Roberto Employment History and Termination Justin Tex Roberto has worked in the securities industry for nearly five years, with registrations at multiple firms, including MML Investors Services LLC (01/2023 – 11/2024) and Hornor, Townsend & Kent, LLC (02/2022 – 10/2022). His prior experience includes roles in insurance and wealth management, as well as several non-investment-related positions, including as a PGA professional. Roberto has passed three general industry/product exams and one multi-state securities law exam, with no principal or supervisory certifications. On October 9, 2024, Roberto was terminated by MML Investors Services, LLC. This decision followed allegations of using unapproved sales materials and failing to disclose outside business activities, both of which violate firm policies. This incident highlights the importance of transparency and adherence to regulatory guidelines in the securities industry. Negative Disclosures Summary Justin Roberto Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Justin Roberto is a red flag which should put all current and former customers of Justin Roberto at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Justin Roberto engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Justin Roberto  If you have questions about MML Investors Services, LLC and/or Justin Roberto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 27, 2025

Kevin Monaco Formerly With J.P Morgan Securities LLC FIRED

Kevin Monaco Formerly With J.P Morgan Securities LLC FIRED Kevin Monaco was recently fired from J.P Morgan Securities LLC for allegedly violating the firm’s travel expense policy. Kevin Monaco Employment History and Termination Kevin Scott Monaco has over 25 years of experience in the securities industry. Monaco was most recently employed by JPMorgan Chase Bank, N.A. (July 2017 – October 2024). Before that, he held roles at firms including Stifel, Nicolaus & Company, Barclays Capital, Credit Suisse Securities, and others. His prior roles at these prominent firms underscore his long tenure in the financial sector. He has passed two general industry/product exams and two multi-state securities law exams, qualifying him as a General Securities Representative and Investment Adviser. Mr. Monaco was terminated by JPMorgan Chase Bank in October 2024, after he was linked to a policy violation of the firm’s travel expense policy. Negative Disclosures Summary Number of Incidents: 4 (1 termination and 3 customer disputes) Allegations and Accusations Kevin Scott Monaco has faced: Kevin Monaco Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Kevin Monaco is a red flag which should put all current and former customers of Kevin Monaco at J.P Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Monaco engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P Morgan Securities LLC Due To Kevin Monaco  If you have questions about J.P Morgan Securities LLC and/or Kevin Monaco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 27, 2025

Gerardo Martinez Formerly With Farmers Financial Solutions, LLC FIRED

DID GERARDO C MARTINEZ CAUSE YOU INVESTMENT LOSSES? Gerardo Martinez was recently fired from Farmers Financial Solutions, LLC following allegations of policy-related irregularities. Gerardo Martinez Employment History and Termination Gerardo C. Martinez has a lengthy employment history with Farmers Financial Solutions and Farmers Insurance Group, where he held multiple roles as a registered representative and insurance agent. His most recent tenure began in January 2021 and ended in October 2024. He also held a prior position with the same firm from September 2015 to December 2019. He has passed two general industry/product exams and one multi-state securities law exam but holds no supervisory qualifications. Martinez was terminated in October 2024 due to allegations involving policy irregularities and invalid transactions in his capacity as an insurance representative. Negative Disclosures Summary Gerardo Martinez Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Gerardo Martinez is a red flag which should put all current and former customers of Gerardo Martinez at Farmers Financial Solutions, LLC on alert to review carefully the activity and performance of their accounts and question whether Gerardo Martinez engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Farmers Financial Solutions, LLC Due To Gerardo Martinez  If you have questions about Farmers Financial Solutions, LLC and/or Gerardo Martinez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2025

Marizel Schiavetti of A.G.P. / Alliance Global Partners Reviews

DID MARIZEL SCHIAVETTI CAUSE YOU INVESTMENT LOSSES? Marizel Schiavetti Of A.G.P. / Alliance Global Partners Has 2 Customer Complaints For Alleged Broker Misconduct. Marizel Schiavetti Customer Complaints and Reviews Ms. Schiavetti has two customer disputes on her record as follows: Allegations Against Marizel Schiavetti The pending allegations against Marizel Schiavetti primarily involve claims of fraud, negligence, and breach of fiduciary duty: While both cases remain pending, the substantial monetary claims and serious allegations suggest significant scrutiny from regulatory authorities. Marizel Schiavetti Red Flags & Your Rights As An Investor Of course, Marizel Schiavetti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marizel Schiavetti at A.G.P. / Alliance Global Partners on alert to review carefully the activity and performance of their accounts and question whether Marizel Schiavetti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at A.G.P. / Alliance Global Partners also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At A.G.P. / Alliance Global Partners Due To Marizel Schiavetti  If you have questions about A.G.P. / Alliance Global Partners and/or Marizel Schiavetti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2025

Takushi Sawada Formerly With Nomura Securities International, Inc.  FIRED

DID TAKUSHI SAWADA CAUSE YOU INVESTMENT LOSSES? Takushi Sawada was fired from Nomura Securities International, Inc. on September 30, 2024, following findings that he engaged in manipulative trading in March 2021. Takushi Sawada Employment History and Termination Takushi Sawada has worked in the securities industry for over a decade, serving as an Executive Director at Nomura Securities International, Inc. in New York (2014–2024) and with its corporate affiliate, Nomura Securities Co., Ltd., since 2002. His long tenure in the securities field includes expertise in international trading markets. Sawada passed two general industry/product exams and one multi-state securities law exam but holds no principal or supervisory certifications. Termination: His employment was terminated by Nomura Securities Co., Ltd. on September 30, 2024, due to allegations of manipulative trading practices. The Japanese Securities Exchange and Surveillance Commission determined that in March 2021, Sawada engaged in a trading strategy known as layering, involving 10-year Japanese Government Bond Futures listed on the Osaka Exchange. This case highlights the importance of regulatory compliance and transparency in financial markets. Negative Disclosures Summary Takushi Sawada Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Takushi Sawada is a red flag which should put all current and former customers of Takushi Sawada at Nomura Securities International, Inc.on alert to review carefully the activity and performance of their accounts and question whether Takushi Sawada engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Nomura Securities International, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Nomura Securities International, Inc. Due To Takushi Sawada  If you have questions about Nomura Securities International, Inc. and/or Takushi Sawada and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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