Jun 28, 2024

Brittany Riddle of Ameriprise Financial Services, LLC Reviews

DID BRITTANY NOEL RIDDLE CAUSE YOU INVESTMENT LOSSES? Brittany Riddle Of Ameriprise Financial Services, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Brittany Riddle Customer Complaint and Reviews Customer Dispute (Closed – No Action as of December 2023): Riddle faced allegations of unauthorized withdrawals from a client’s IRA, which supposedly occurred without the client’s consent and resulted in substantial tax liabilities. The client sought $48,263 in damages. Although the complaint was eventually denied and no action was taken, the serious nature of the accusations could concern some. Allegations Against Brittany Riddle Brittany Riddle Red Flags & Your Rights As An Investor Of course, Brittany Riddle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brittany Riddle at Ameriprise Financial Services, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Brittany Riddle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Brittany Riddle  If you have questions about Ameriprise Financial Services, LLC, UBS Financial Services Inc. and/or Brittany Riddle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2024

John Rotando of Wells Fargo Clearing Services, LLC Reviews

DID JOHN GEORGE ROTANDO CAUSE YOU INVESTMENT LOSSES? John Rotando Of Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct John Rotando Customer Complaints and Reviews Allegations Against John Rotando These sections underline the critical issues surrounding John George Rotando’s brokerage practice. John Rotando Red Flags & Your Rights As An Investor Of course, John Rotando did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Rotando at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Rotando has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To John Rotando  If you have questions about Wells Fargo Clearing Services, LLC and/or John Rotando and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2024

Thomas Ross III of Raymond James & Associates, Inc Reviews

DID THOMAS ROSS III CAUSE YOU INVESTMENT LOSSES? Thomas Ross III Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Thomas Ross III Customer Complaint and Reviews Ross’s professional record includes significant negative disclosures: Pending Customer Dispute (Reported May 2023): This dispute involves allegations that Ross recommended investments in hedge funds that were not suitable for the client, occurring between August 2022 and May 2023. The client has claimed damages of $15,000. The complaint, still under review, alleges a lapse in Ross’s duty to provide suitable investment recommendations. Allegations Against Thomas Ross III Thomas Ross III Red Flags & Your Rights As An Investor Of course, Thomas Ross III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Ross III at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Ross III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Thomas Ross III  If you have questions about Raymond James & Associates, Inc. and/or Thomas Ross III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2024

James Rockford of Stifel, Nicolaus & Company, Incorporated Reviews

DID JAMES KKYLE ROCKFORD CAUSE YOU INVESTMENT LOSSES? James Rockford Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct James Rockford Customer Complaint and Reviews Customer Dispute (Pending as of May 2023): Rockford is currently embroiled in a dispute involving allegations of misappropriation linked to mutual fund transactions in December 2021. The customer has alleged mismanagement in the automated periodic rebalancing of a mutual fund within a custom advisory portfolio account, although the firm has denied these claims. This pending dispute raises serious concerns about his transaction handling and ethical practices. Allegations Against James Rockford James Rockford Red Flags & Your Rights As An Investor Of course, James Rockford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Rockford at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether James Rockford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To James Rockford  If you have questions about Stifel, Nicolaus & Company, Incorporated and/or James Rockford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2024

Peter Robertson of Lincoln Financial Advisors Corporation Reviews

DID PETER BRIAN ROBERTSON CAUSE YOU INVESTMENT LOSSES? Peter Robertson Of Lincoln Financial Advisors Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Peter Robertson Customer Complaints and Reviews Peter Robertson has been involved in three customer disputes, two of which are currently pending: Allegations Against Peter Robertson Peter Robertson Red Flags & Your Rights As An Investor Of course, Peter Robertson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Robertson at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Peter Robertson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Peter Robertson  If you have questions about Lincoln Financial Advisors Corporation and/or Peter Robertson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2024

Patrick Riley of Merrill Lynch, Pierce, Fenner & Smith Incorporated Reviews

DID PATRICK GERARD RILEY CAUSE YOU INVESTMENT LOSSES? Patrick Riley Of Merrill Lynch, Pierce, Fenner & Smith Incorporated, Has A Customer Complaint For Alleged Broker Misconduct Patrick Riley Customer Complaint and Reviews Customer Dispute (Pending as of November 2023): Patrick Riley faces a pending dispute where a client alleges misrepresentation linked to a Merrill Lynch Preferred Deposit Account during February 2022 to February 2023. The client is claiming damages amounting to $8,420. Allegations Against Patrick Riley Patrick Riley Red Flags & Your Rights As An Investor Of course, Patrick Riley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Riley at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Patrick Riley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Patrick Riley  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Patrick Riley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2024

Steven Schroeder of Principal Securities, Inc Reviews

DID STEVEN WILLIAM SCHROEDER CAUSE YOU INVESTMENT LOSSES? Steven Schroeder Formerly With Principal Securities, Inc Has A Customer Complaint For Alleged Broker Misconduct Steven Schroeder Customer Complaint and Reviews Customer Dispute (Closed – No Action as of 2008): Schroeder faced a customer complaint alleging that he did not adequately explain the premiums required to support a variable universal life policy, selected inappropriate face amounts, and failed to deliver a prospectus. The complaint involved alleged damages of $19,626 and was eventually denied. Allegations Against Steven Schroeder Steven Schroeder Red Flags & Your Rights As An Investor Of course, Steven Schroeder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Schroeder at Principal Securities, Inc, on alert to review carefully the activity and performance of their accounts and question whether Steven Schroeder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Principal Securities, Inc Due To Steven Schroeder  If you have questions about Principal Securities, Inc and/or Steven Schroeder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2024

Dinesh Sawal of Ameriprise Financial Services, LLC Reviews

DID DINESH KUMAR SAWAL CAUSE YOU INVESTMENT LOSSES? Dinesh Sawal Customer Complaints and Reviews Customer Dispute (1 Incident) Allegations Against Dinesh Sawal Dinesh Sawal Red Flags & Your Rights As An Investor Of course, Dinesh Sawal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dinesh Sawal at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Dinesh Sawal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Dinesh Sawal  If you have questions about Ameriprise Financial Services, LLC and/or Dinesh Sawal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2024

John Savini of NYLife Securities LLC Reviews

DID JOHN A SAVINI CAUSE YOU INVESTMENT LOSSES? John Savini Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct John Savini Customer Complaint and Reviews Settled Customer Dispute (April 2023): This dispute was settled with the customer after allegations that Savini had misled the client into rolling over a deferred compensation plan into a variable annuity in October 2022. The client was concerned about the inability to withdraw funds without facing surrender charges. The settlement amount totaled $17,394.35, reflecting the gravity of the issue and its resolution in the client’s favor. Although Savini did not contribute personally to the settlement, the incident likely has had a detrimental impact on his professional reputation. Allegations Against John Savini These accusations, though resolved through a financial settlement, highlight significant concerns regarding Savini’s adherence to ethical standards in providing clear and truthful financial advice. John Savini Red Flags & Your Rights As An Investor Of course, John Savini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Savini at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether John Savini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To John Savini  If you have questions about NYLife Securities LLC and/or John Savini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2024

John Samelson of Wells Fargo Clearing Services, LLC Reviews

DID JOHN DAVID SAMELSON CAUSE YOU INVESTMENT LOSSES? John Samelson Of Wells Fargo Clearing Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct John Samelson Customer Complaints and Reviews Allegations Against John Samelson These points underscore a career fraught with legal disputes and client dissatisfaction, painting a picture of a financial advisor whose practices have often come under scrutiny. John Samelson Red Flags & Your Rights As An Investor Of course, John Samelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Samelson at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Samelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To John Samelson  If you have questions about Wells Fargo Clearing Services, LLC and/or John Samelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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