Jun 26, 2024

Richard Salinas of Avantax Investment Services, Inc. Reviews

DID RICHARD SALINAS CAUSE YOU INVESTMENT LOSSES? Richard Salinas Customer Complaints and Reviews Richard Salinas has one customer dispute on his record: Customer Dispute (Settled): A complaint was filed against him while he was with BBVA Securities Inc., concerning the suitability of a market-linked CD based on its maturity date. The customer questioned the suitability, and the dispute was settled for $7,950.22 on March 26, 2024. No individual contribution was required from Salinas. Allegations Against Richard Salinas Richard Salinas Red Flags & Your Rights As An Investor Of course, Richard Salinas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Salinas at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Salinas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Richard Salinas  If you have questions about Avantax Investment Services, Inc. and/or Richard Salinas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 25, 2024

Melanie St Franc of Osaic Wealth, Inc Reviews

DID MELANIE KRISTA ST FRANC CAUSE YOU INVESTMENT LOSSES? Melanie St Franc Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Melanie St Franc Customer Complaint and Reviews Customer Dispute (Settled in August 2023): St Franc was implicated in a customer dispute where the client alleged misrepresentation related to a variable annuity purchase made in 2022. The client claimed damages of $5,000, and the dispute was settled for $3,114.09. Although the settlement did not require a personal contribution from St Franc, the incident may concern potential clients about her transparency and integrity in client dealings. Allegations Against Melanie St Franc Melanie St Franc Red Flags & Your Rights As An Investor Of course, Melanie St Franc did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melanie St Franc at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Melanie St Franc has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Melanie St Franc  If you have questions about Osaic Wealth, Inc, Sagepoint Financial, Inc. and/or Melanie St Franc and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 25, 2024

Gregory Suzio of Merrill Lynch, Pierce, Fenner & Smith Incorporated Reviews

DID GREGORY PAUL SUZIO CAUSE YOU INVESTMENT LOSSES? Gregory Suzio Customer Complaints and Reviews Allegations Against Gregory Suzio These sections underscore a problematic aspect of Suzio’s professional conduct, marked by serious allegations that question his reliability and integrity as a financial advisor. Gregory Suzio Red Flags & Your Rights As An Investor Of course, Gregory Suzio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Suzio at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Gregory Suzio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Gregory Suzio  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Gregory Suzio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 25, 2024

Kenneth Sledge Jr. of Lincoln Financial Advisors Corporation Reviews

DID KENNETH CECIL SLEDGE JR CAUSE YOU INVESTMENT LOSSES? Kenneth Sledge Jr. Of Lincoln Financial Advisors Corporation Has A Customer Complaint For Alleged Broker Misconduct Kenneth Sledge Jr. Customer Complaint and Reviews Customer Dispute (Settled as of October 2023): Sledge faced serious allegations from a client regarding an investment in an oil and gas product. The client claimed $500,000 in damages, accusing Sledge of recommending unsuitable investments. The dispute was settled for $274,885.18 in October 2023, though Sledge did not contribute to the settlement amount personally. This incident highlights significant questions about his investment advice and suitability assessments. Allegations Against Kenneth Sledge Jr. Kenneth Sledge Jr. Red Flags & Your Rights As An Investor Of course, Kenneth Sledge Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Sledge Jr.at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Kenneth Sledge Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Kenneth Sledge Jr.  If you have questions about Lincoln Financial Advisors Corporation and/or Kenneth Sledge Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 25, 2024

Alex Shtaynberger of Laidlaw & Company (UK) Ltd Reviews

DID ALEX SHTAYNBERGER CAUSE YOU INVESTMENT LOSSES? Alex Shtaynberger Of Laidlaw & Company (UK) Ltd. Has A Customer Complaint For Alleged Broker Misconduct Alex Shtaynberger Customer Complaint and Reviews Customer Dispute (Settled March 2023): Shtaynberger was involved in a dispute where he was accused of negligence, misrepresentation, fraud, breach of duty, excessive commissions, and loss of opportunity related to unspecified securities. The case concluded with a payment of $57,375.43 in compensatory damages to the claimant. Allegations Against Alex Shtaynberger Alex Shtaynberger Red Flags & Your Rights As An Investor Of course, Jon Price did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Price at Benjamin F. Edwards & Company, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jon Price has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benjamin F. Edwards & Company, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Laidlaw & Company (UK) Ltd. Due To Alex Shtaynberger  If you have questions about Laidlaw & Company (UK) Ltd. and/or Alex Shtaynberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 25, 2024

Allen Short of Morgan Stanley Reviews

DID ALLEN KEITH SHORT CAUSE YOU INVESTMENT LOSSES? Allen Short Of Morgan Stanley And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Allen Short Customer Complaint and Reviews Settled Customer Dispute (2023): Short faced allegations related to a diversification strategy for concentrated stock positions, which the client claimed was misrepresented concerning the tax consequences. The settlement was reached in October 2023 for $58,463, although no personal contribution was required from Short. This dispute reflects negatively on his transparency and the clarity of his investment strategies. Allegations Against Allen Short Allen Short Red Flags & Your Rights As An Investor Of course, Allen Short did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Allen Short at Morgan Stanley and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Allen Short has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Allen Short  If you have questions about Morgan Stanley, Wells Fargo Clearing Services, LLC and/or Allen Short and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 24, 2024

Charles Tidey formerly with Truist Investment Services Reviews

DID CHARLES TIMOTHY TIDEY CAUSE YOU INVESTMENT LOSSES? Charles Tidey Formerly With Truist Investment Services, INC, BB&T Securities, LLC and BB&T Investment Services, Inc Has A Customer Complaint For Alleged Broker Misconduct Charles Tidey Customer Complaint and Reviews Customer Dispute (Resolved February 2023): This dispute, originally filed in January 2023, involved allegations that Tidey misrepresented terms related to a variable annuity sold in June 2014. The client was confused about the annuity’s automatic conversion feature and its performance ties to market fluctuations, believing they could withdraw growth without impacting the principal. The complaint, though it claimed no specific damages, was denied. Allegations Against Charles Tidey Charles Tidey Red Flags & Your Rights As An Investor Of course, Charles Tidey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Tidey at Truist Investment Services, INC, BB&T Securities, LLC and BB&T Investment Services, INC on alert to review carefully the activity and performance of their accounts and question whether Charles Tidey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, INC, BB&T Securities, LLC and BB&T Investment Services, INC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services Due To Charles Tidey  If you have questions about Truist Investment Services, Inc, BB&T Securities, LLC and BB&T Investment Services, INC and/or Charles Tidey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 24, 2024

Nick Therrien of PFS Investments Inc Reviews

DID NICK JERRY THERRIEN CAUSE YOU INVESTMENT LOSSES? Nick Therrien Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Nick Therrien Customer Complaint and Reviews Pending Customer Dispute: Filed in April 2023, this dispute involves allegations of making unsuitable investment recommendations concerning mutual funds, with claimed damages amounting to $500,000. This significant pending case underscores potential concerns about Therrien’s investment strategy and risk assessment capabilities. Allegations Against Nick Therrien Nick Therrien Red Flags & Your Rights As An Investor Of course, Nick Therrien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nick Therrien at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Nick Therrien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Nick Therrien  If you have questions about PFS Investments Inc. and/or Nick Therrien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 24, 2024

Jack Thacker Jr of Realta Equities, Inc. Reviews

DID JACK ROBERT THACKER JR CAUSE YOU INVESTMENT LOSSES? Jack Thacker Jr Of Realta Equities, Inc. And Formerly With Arete Wealth Advisors, LLC and Center Street Securities, Inc. Has 18 Customer Complaints For Alleged Broker Misconduct Jack Thacker Jr Customer Complaints and Reviews Overview: Jack Thacker Jr. has a history of 18 customer disputes. Some remain unresolved and are still pending, while others have been settled or dismissed. Here’s a summary of some of the key disputes: In multiple complaints, Thacker denies responsibility, citing that he wasn’t directly involved in the activities at issue and plans to seek expungement. Allegations Against Jack Thacker Jr The primary accusations and allegations against Mr. Thacker center on claims of unsuitable investments, particularly in alternative investments and promissory notes. The complaints allege violations such as: These allegations were primarily filed through FINRA arbitration processes. Mr. Thacker maintains that he wasn’t involved directly in these activities and contests the validity of the claims. Jack Thacker Jr Red Flags & Your Rights As An Investor Of course, Jack Thacker Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jack Thacker Jr at Realta Equities, Inc., Arete Wealth Advisors, LLC and Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jack Thacker Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Realta Equities, Inc., Arete Wealth Advisors, LLC and Center Street Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Realta Equities, Inc. Due To Jack Thacker Jr  If you have questions about Realta Equities, Inc., Arete Wealth Advisors, LLC, Center Street Securities, Inc. and/or Jack Thacker Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 24, 2024

Troy Talamelli of First Citizens Investor Services, Inc Reviews

DID TROY WILLIAM TALAMELLI CAUSE YOU INVESTMENT LOSSES? Troy Talamelli Of First Citizens Investor Services, Inc. And Formerly With LPL Financial LLC and Allianz Global Investors Distributors LLC Has A Customer Complaint For Alleged Broker Misconduct Troy Talamelli Customer Complaint and Reviews Settled Customer Dispute (Settled as of August 2023): Talamelli was involved in a dispute related to a managed or wrap account where the client alleged unsuitability regarding the product managed in-house. The client claimed damages of $7,500, and the dispute was settled for the same amount. This resolution, while not admitting any wrongdoing by Talamelli, might still affect his reputation as it suggests a compromise was necessary to resolve the client’s complaints. Allegations Against Troy Talamelli Troy Talamelli Red Flags & Your Rights As An Investor Of course, Troy Talamelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Talamelli at First Citizens Investor Services, Inc., LPL Financial LLC and Allianz Global Investors Distributors LLC on alert to review carefully the activity and performance of their accounts and question whether Troy Talamelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Citizens Investor Services, Inc., LPL Financial LLC and Allianz Global Investors Distributors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Citizens Investor Services, Inc. Due To Troy Talamelli  If you have questions about First Citizens Investor Services, Inc., LPL Financial LLC, Allianz Global Investors Distributors LLC and/or Troy Talamelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading