May 24, 2024

Lisa Broughton of PFS Investments Inc. Reviews

DID LISA MIYO BROUGHTON CAUSE YOU INVESTMENT LOSSES? Lisa Broughton Customer Complaints and Reviews Total Incidents: 1 pending customer dispute Allegations Against Lisa Broughton Pending Dispute: Accusations of embezzlement and negligent investment advice resulting in $10,000 in damages related to a variable annuity. Lisa Broughton Red Flags & Your Rights As An Investor Of course, Lisa Broughton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Broughton at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Brought on has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Lisa Broughton  If you have questions about PFS Investments Inc. and/or Lisa Broughton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 24, 2024

William Bravato of Wells Fargo Clearing Services, LLC Reviews

DID WILLIAM B BRAVATO CAUSE YOU INVESTMENT LOSSES? William Bravato Customer Complaints and Reviews Total Incidents: 1 customer dispute (denied) Allegations Against William Bravato Denied Dispute: Allegations of unauthorized capital call involvement and claims that the investment was recommended to fulfill a quota. Bradley Bowman Red Flags & Your Rights As An Investor Of course, William Bravato did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Bravato at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Bravato has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To William Bravato  If you have questions about Wells Fargo Clearing Services, LLC and/or William Bravato and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 24, 2024

Bradley Bowman of LPL Financial LLC Reviews

DID BRADLEY ALAN BOWMAN CAUSE YOU INVESTMENT LOSSES? Bradley Bowman Customer Complaints and Reviews Total Incidents: 1 pending customer dispute Allegations Against Bradley Bowman Pending Dispute: Alleged unsuitable recommendations of real estate security investments leading to damages before 2014. Bradley Bowman Red Flags & Your Rights As An Investor Of course, Bradley Bowman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Bowman at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Bradley Bowman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Bradley Bowman  If you have questions about LPL Financial LLC and/or Bradley Bowman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 23, 2024

Brian Hoffman formerly with Janney Montgomery Scott LLC Reviews

DID BRIAN DANIEL HOFFMAN CAUSE YOU INVESTMENT LOSSES? Brian Hoffman Formerly With Janney Montgomery Scott LLC and Oppenheimer & Co. INC Has A Customer Complaint For Alleged Broker Misconduct Brian Hoffman formerly Customer Complaint and Reviews Brian Hoffman’s professional record includes a notable customer dispute, which reflects negatively on his professional conduct: Allegations Against Brian Hoffman The specific allegations against Brian Hoffman include: These allegations, if true, particularly concerning his failure to adequately manage his client’s investments, cast serious doubts on his competency and diligence as a financial advisor. Brian Hoffman Red Flags & Your Rights As An Investor Of course, Brian Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Hoffman at Janney Montgomery Scott LLC and Oppenheimer & Co. INC on alert to review carefully the activity and performance of their accounts and question whether Brian Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and Oppenheimer & Co. INC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Brian Hoffman  If you have questions about Janney Montgomery Scott LLC and Oppenheimer & Co. INC and/or Brian Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 23, 2024

Nancy Hernandez-Guzman of Cuso Financial Services, L.P Reviews

DID NANCY M HERNANDEZ-GUZMAN CAUSE YOU INVESTMENT LOSSES? Nancy Hernandez-Guzman Of Cuso Financial Services, L.P. Has A Customer Complaint For Alleged Broker Misconduct Nancy Hernandez-Guzman Customer Complaint and Reviews Nancy Hernandez-Guzman’s professional record is not without blemish, which includes: Allegations Against Nancy Hernandez-Guzman The allegations against Nancy M. Hernandez-Guzman focus on: Nancy Hernandez-Guzman Red Flags & Your Rights As An Investor Of course, Nancy Hernandez-Guzman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nancy Hernandez-Guzman at Cuso Financial Services, L.P. on alert to review carefully the activity and performance of their accounts and question whether Nancy Hernandez-Guzman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cuso Financial Services, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cuso Financial Services, L.P. Due To Nancy Hernandez-Guzman  If you have questions about Cuso Financial Services, L.P. and/or Nancy Hernandez-Guzman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 23, 2024

Joshua Henry of Morgan Stanley Reviews

DID JOSHUA HENRY CAUSE YOU INVESTMENT LOSSES? Joshua Henry Of Morgan Stanley And Formerly With PNC Investments Has A Customer Complaint For Alleged Broker Misconduct Joshua Henry Customer Complaint and Reviews Allegations Against Joshua Henry The allegations against Joshua Henry involve: These allegations, if true, point to serious concerns about Henry’s adherence to ethical standards and his commitment to acting in the best interests of his clients. Joshua Henry Red Flags & Your Rights As An Investor Of course, Joshua Henry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Henry at Morgan Stanley and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Joshua Henry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Joshua Henry  If you have questions about Morgan Stanley, PNC Investments and/or Joshua Henry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 23, 2024

Raymond Haskell of Stonex Securities INC Reviews

DID RAYMOND EUGENE HASKELL CAUSE YOU INVESTMENT LOSSES? Raymond Haskell Of Stonex Securities INC Has A Customer Complaint For Alleged Broker Misconduct Raymond Haskell Customer Complaint and Reviews Raymond Haskell is currently involved in one negative disclosure event: Allegations Against Raymond Haskell The primary accusation against Raymond Haskell involves: Raymond Haskell Red Flags & Your Rights As An Investor Of course, Raymond Haskell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Haskell at Stonex Securities INC on alert to review carefully the activity and performance of their accounts and question whether [Raymond Haskell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stonex Securities INC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stonex Securities Inc. Due To Raymond Haskell  If you have questions about Stonex Securities INC and/or Raymond Haskell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 23, 2024

Michael Halkitis of The Rockwell Financial Group, Inc  REviews

DID MICHAEL JOHN HALKITIS CAUSE YOU INVESTMENT LOSSES? Michael Halkitis Of The Rockwell Financial Group, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Halkitis Customer Complaint and Reviews Allegations Against Michael Halkitis These points collectively suggest that while Michael J. Halkitis possesses extensive experience and qualifications which are significantly tainted by past conduct. Frank Gusmano Red Flags & Your Rights As An Investor Of course, Michael Halkitis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Halkitis at The Rockwell Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Halkitis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Rockwell Financial Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Rockwell Financial Group, Inc. Due To Michael Halkitis  If you have questions about The Rockwell Financial Group, Inc. and/or Michael Halkitis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2024

Frank Gusmano of Lincoln Financial Advisors Corporation Reviews

DID FRANK PIERRE GUSMANO CAUSE YOU INVESTMENT LOSSES? Frank Gusmano Of Lincoln Financial Advisors Corporation Has A Customer Complaint For Alleged Broker Misconduct Frank Gusmano Customer Complaint and Reviews Allegations Against Frank Gusmano Frank P. Gusmano was accused of recommending an investment in Oil & Gas that was later deemed unsuitable by the client. The settlement of the dispute without his contribution might relieve him of direct financial liability but does not absolve the questions about his professional judgment and suitability assessments. This incident highlights critical concerns about his investment advice and fiduciary responsibilities to his clients. Frank Gusmano Red Flags & Your Rights As An Investor Of course, Frank Gusmano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Gusmano at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Frank Gusmano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Frank Gusmano  If you have questions about Lincoln Financial Advisors Corporation and/or Frank Gusmano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2024

Aramis Guerin of PHX Financial, Inc Reviews

DID ARAMIS JON GUERIN CAUSE YOU INVESTMENT LOSSES? Aramis Guerin Of PHX Financial, Inc. And Formerly With SW Financial, Worden Capital Management LLC and National Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct Amaris Guerin Customer Complaint and Reviews Aramis J. Guerin faces severe allegations including: These accusations paint a concerning picture of potential sales practice violations if proven true. Amaris Guerin Red Flags & Your Rights As An Investor Of course, Amaris Guerin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amaris Guerin at PHX Financial, Inc., SW Financial, Worden Capital Management LLC and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Amaris Guerinhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc., SW Financial, Worden Capital Management LLC and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PHX Financial, Inc. Due To Amaris Guerin  If you have questions about PHX Financial, Inc., SW Financial, Worden Capital Management LLC, National Securities Corporation and/or Amaris Guerin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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