May 22, 2024

Aramis Guerin of PHX Financial, Inc Reviews

DID ARAMIS JON GUERIN CAUSE YOU INVESTMENT LOSSES? Aramis Guerin Of PHX Financial, Inc. And Formerly With SW Financial, Worden Capital Management LLC and National Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct Amaris Guerin Customer Complaint and Reviews Aramis J. Guerin faces severe allegations including: These accusations paint a concerning picture of potential sales practice violations if proven true. Amaris Guerin Red Flags & Your Rights As An Investor Of course, Amaris Guerin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amaris Guerin at PHX Financial, Inc., SW Financial, Worden Capital Management LLC and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Amaris Guerinhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc., SW Financial, Worden Capital Management LLC and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PHX Financial, Inc. Due To Amaris Guerin  If you have questions about PHX Financial, Inc., SW Financial, Worden Capital Management LLC, National Securities Corporation and/or Amaris Guerin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2024

Yancey Carter of Wells Fargo Clearing Services, LLC Reviews

DID YANCEY F CARTER CAUSE YOU INVESTMENT LOSSES? Yancey Carter Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Yancey Carter Customer Complaint and Reviews Allegations Against Yancey Carter Yancey F. Carter faces grave allegations involving the misrepresentation of the risks tied to short-selling strategies. The specific accusations assert that Carter failed to accurately disclose the potential for significant losses, which allegedly resulted in substantial financial detriment to his clients. These allegations, if proven true, not only question his professional integrity but also his adherence to the ethical standards required within the securities industry. The ongoing arbitration will further determine the extent of any misconduct and its repercussions for his professional standing. Yancey Carter Red Flags & Your Rights As An Investor Of course, Yancey Carter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yancey Carter at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Yancey Carter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Yancey Carter  If you have questions about Wells Fargo Clearing Services, LLC and/or Yancey Carter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2024

Joann Cadovich of GLP Investment Services, LLC  Reviews

DID JOANN CATHERINE CADOVICH CAUSE YOU INVESTMENT LOSSES? Joann Cadovich Of GLP Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Joann Cadovich Customer Complaint and Reviews Allegations Against Joann Cadovich Nicholas Brown was accused of mismanaging a client’s investment portfolio by taking undue risks that did not align with the client’s financial goals or risk tolerance. The client alleged that this mismanagement forced them to liquidate their investments at a loss, significantly impacting on their financial stability. The settlement of the dispute, albeit without an admission of wrongdoing by Brown, points to potential issues in his advisory practices and ethical standards. Joann Cadovich faced allegations of not effectively responding to a client’s concerns regarding investment risks and portfolio management. The client accused her of failing to adjust the investment strategy to a more conservative stance when requested, which purportedly resulted in unnecessary financial losses. These allegations led to a settlement wherein Cadovich contributed financially, indicating her involvement and the seriousness of the claims. Despite the settlement, Cadovich maintains that the trades and strategy adjustments were consistent with the client’s originally stated moderate risk tolerance. This incident paints a picture of possible communication gaps and advisory issues within Cadovich’s practice. Joann Cadovich Red Flags & Your Rights As An Investor Of course, Joann Cadovich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joann Cadovich at GLP Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joann Cadovich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GLP Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At GLP Investment Services, LLC Due To Joann Cadovich  If you have questions about GLP Investment Services, LLC and/or Joann Cadovich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2024

Nicholas Brown of Valic Financial Advisors, Inc Reviews

DID NICHOLAS R BROWN CAUSE YOU INVESTMENT LOSSES? Nicholas Brown Of Valic Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nicholas Brown Customer Complaint and Reviews Allegations Against Nicholas Brown Nicholas Brown was accused of mismanaging a client’s investment portfolio by taking undue risks that did not align with the client’s financial goals or risk tolerance. The client alleged that this mismanagement forced them to liquidate their investments at a loss, significantly impacting on their financial stability. The settlement of the dispute, albeit without an admission of wrongdoing by Brown, points to potential issues in his advisory practices and ethical standards. Nicholas Brown Red Flags & Your Rights As An Investor Of course, Nicholas Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Brown at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To Nicholas Brown  If you have questions about Valic Financial Advisors, Inc. and/or Nicholas Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 21, 2024

Michael Breard of Cetera Advisor Networks LLC Reviews

DID MICHAEL GEORGE BREARD CAUSE YOU INVESTMENT LOSSES? Michael Breard Of Cetera Advisor Networks LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Breard Customer Complaint and Reviews Allegations Against Michael Breard Michael Breard is accused of making unsuitable investment recommendations in real estate securities that did not align with the client’s financial goals or risk tolerance. This accusation, if proven true, points to a serious lapse in fulfilling his duty to ensure that his advice suits his clients’ needs, risking substantial financial detriment to the client involved. Michael Breard Red Flags & Your Rights As An Investor Of course, Michael Breard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Breard at Cetera Advisor Networks LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Breard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Michael Breard  If you have questions about Cetera Advisor Networks LLC, LPL Financial LLC and/or Michael Breard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 21, 2024

Christopher Wright of Realta Equities, Inc

DID CHRISTOPHER WARREN WRIGHT CAUSE YOU INVESTMENT LOSSES? Christopher Wright Of Realta Equities, Inc. And Formerly With Center Street Securities Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Who is Christopher Wright of Realta Equities, Inc.? Christopher Wright (CRD #4134973) who is currently registered as a broker and investment adviser with Realta Equities, Inc. and located in Prescott, Arizona, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Realta Equities, Inc.,Christopher Wright was associated with Center Street Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Wright Customer Complaints In his career, Christopher Wright has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Three of Christopher Wright’s 3 customer complaints were settled in favor of investors.  One customer complaint was denied and the customer took no further action.  There are currently 2 pending customer complaints filed against Christopher Wright’s currentemployer Center Street Securities, Inc. for investment losses caused by his alleged misconduct. Allegations Against Christopher Wright A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Christopher Wright Red Flags & Your Rights As An Investor Of course, Christopher Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Wright at Realta Equities, Inc. and Center Street Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Realta Equities, Inc. and Center Street Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Realta Equities, Inc. Due To Christopher Wright If you have questions about Realta Equities, Inc., Center Street Securities Inc. and/or Christopher Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 21, 2024

Ryan Shoop of Westminster Financial Securities, Inc

DID RYAN ELLIOT SHOOP CAUSE YOU INVESTMENT LOSSES? Ryan Shoop Of Westminster Financial Securities, Inc. And Formerly With Stifel Independent Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Ryan Shoop Customer Complaints Ryan Shoop has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Wachovia Securities, and the investor took no further action.  There are currently 2 customer complaints that were recently filed against Stifel Independent Advisors and the other against Westminister Financial Securities that are still pending for Ryan Shoop’s alleged misconduct. Allegations Against Ryan Shoop A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ryan Shoop Red Flags & Your Rights As An Investor Of course, Ryan Shoop did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Shoop at Westminster Financial Securities, Inc. and Stifel Independent Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Shoop has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westminster Financial Securities, Inc. and Stifel Independent Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Westminster Financial Securities, Inc. Due To Ryan Shoop  If you have questions about Westminster Financial Securities, Inc., Stifel Independent Advisors, LLC and/or Ryan Shoop and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 20, 2024

Robert Scherzer of Wells Fargo Advisors Financial Network, LLC

DID ROBERT SCHERZER  CAUSE YOU INVESTMENT LOSSES? Robert Scherzer Of Wells Fargo Advisors Financial Network, LLC And Formerly With Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Robert Scherzer Customer Complaints Robert Scherzer has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled recently by Wells Fargo Advisors for Robert Scherz’s alleged misconduct.  The other 2 customer complaints were denied by Robert Scherz his former employer, Merrill Lynch, Pierce, Fenner and Smith and the investor took no further action. Allegations Against Robert Scherzer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Scherzer Red Flags & Your Rights As An Investor Of course, Robert Scherzer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Scherzer at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Scherzer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Robert Scherzer  If you have questions about Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC and/or Robert Scherzer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 20, 2024

Xuemei Qian of Cetera Investment Services LLC

DID XUEMEI QIAN CAUSE YOU INVESTMENT LOSSES? Xuemei Qian Of Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Xuemei Qian Customer Complaints Xuemei Qian has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints have recently been denied by Cetera Investment Services, and thus far, investors have not taken any further action Allegations Against Xuemei Qian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Xuemei Qian Red Flags & Your Rights As An Investor Of course, Xuemei Qian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Xuemei Qian at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Xuemei Qian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Xuemei Qian  If you have questions about Cetera Investment Services LLC and/or Xuemei Qian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 20, 2024

Timothy Scanlon formerly with Independent Financial Group, LLC

DID TIMOTHY JOSEPH SCANLON CAUSE YOU INVESTMENT LOSSES? Timothy Scanlon Formerly With Independent Financial Group, LLC and Arque Capital, Ltd. Has 8 Customer Complaints For Alleged Broker Misconduct Timothy Scanlon Customer Complaints Timothy Scanlon has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Seven of the customer complaints were settled by Timothy Scanlon’s former employer’s in favor of the investors for his alleged misconduct.  There is currently one FINRA arbitration proceeding was against Ausdal Financial Partners for her Timothy Scanlon’s alleged misconduct that is still pending. Allegations Against Timothy Scanlon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Scanlon Red Flags & Your Rights As An Investor Of course, Timothy Scanlon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Scanlon at Independent Financial Group, LLC and Arque Capital, Ltd. on alert to review carefully the activity and performance of their accounts and question whether Timothy Scanlon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Arque Capital, Ltd. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Timothy Scanlon  If you have questions about Independent Financial Group, LLC, Arque Capital, Ltd. and/or Timothy Scanlon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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