Nov 1, 2024

Brian Dreier of Cambridge Investment Research, Inc Reviews

DID BRIAN RAYMOND RUSSELL DREIER CAUSE YOU INVESTMENT LOSSES? Brian Dreier Customer Complaints and Reviews Brian Dreier has one pending customer dispute on his record. Allegations Against Brian Dreier Customer Dispute Allegation: The claimant alleges that broker was negligent in advising clients to use illiquid REITs for their retirement portfolio. The case is pending under FINRA arbitration, and Brian strongly disputes the allegations, expressing intent to present documented evidence to defend his actions. Brian Dreier Red Flags & Your Rights As An Investor Of course, Brian Dreier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Dreier at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Dreier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc Due To Brian Dreier If you have questions about Cambridge Investment Research, Inc and/or Brian Dreier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2024

Anthony Divalerio Jr of Morgan Stanley Reviews

DID ANTHONY J DIVALERIO JR CAUSE YOU INVESTMENT LOSSES? Anthony Divalerio Jr Customer Complaints and Reviews Anthony DiValerio Jr. has one pending customer dispute on his record. Allegations Against Anthony Divalerio Jr The customer claims that Anthony provided incorrect advice regarding the sale of Vertex stock, specifically related to Rule 144. Anthony Divalerio Jr Red Flags & Your Rights As An Investor Of course, Anthony Divalerio Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Divalerio Jr at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Anthony Divalerio Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Anthony Divalerio Jr If you have questions about Morgan Stanley and/or Anthony Divalerio Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2024

Christian De Berardinis Formerly With Morgan Stanley Reviews

DID CHRISTIAN EDUARDO DE BERARDINIS CAUSE YOU INVESTMENT LOSSES? Christian De Berardinis Customer Complaints and Reviews Christian De Berardinis has one customer dispute. Allegations Against Christian De Berardinis Customer Dispute Allegations: The dispute alleged that Christian solicited unauthorized investment opportunities outside the firm’s approval. The allegations related to activities between 2020 and 2023. Christian De Berardinis Red Flags & Your Rights As An Investor Of course, Christian De Berardinis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christian De Berardinis at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christian De Berardinis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christian De Berardinis If you have questions about Morgan Stanley and/or Christian De Berardinis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2024

Pamela Calhoun of Fidelity Brokerage Services LLC Reviews

DID PAMELA MICHELLE CALHOUN CAUSE YOU INVESTMENT LOSSES? Pamela Calhoun Customer Complaints and Reviews Pamela Calhoun has one customer dispute on her record. Allegations Against Pamela Calhoun Customer Dispute:  The customer alleged that Pamela recommended unsuitable investments and overconcentrated their portfolio, resulting in a settlement of $20,000. No personal contribution from Pamela was made toward the settlement. Pamela Calhoun Red Flags & Your Rights As An Investor Of course, Pamela Calhoun did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pamela Calhoun at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Pamela Calhoun has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Pamela Calhoun If you have questions about Fidelity Brokerage Services LLC and/or Pamela Calhoun and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2024

Marcelino Lazo of Wells Fargo Clearing Services, LLC FIRED

DID MARCELINO ALVAREZ LAZO CAUSE YOU INVESTMENT LOSSES? Marcelino Lazo Formerly With Wells Fargo Clearing Services, LLC was terminated on August 13, 2024, following performance issues and a compliance-related matter Marcelino Lazo Employment History and Termination Marcelino Alvarez Lazo has worked at four financial firms since entering the securities industry, including Wells Fargo Clearing Services, LLC, VALIC Financial Advisors, Inc., and Merrill Lynch. Over his career, he has passed three general industry/product exams and two multi-state securities law exams. He has also registered in several states, supporting clients in both advisory and banking roles. Lazo’s termination from Wells Fargo on August 13, 2024, occurred following a performance review and a compliance issue involving the discretionary purchase of a certificate of deposit for a client Disclosure Marcelino Lazo Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Marcelino Lazo is a red flag which should put all current and former customers of Marcelino Lazo at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Marcelino Lazo engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Marcelino Lazo If you have questions about Wells Fargo Clearing Services, LLC and/or Marcelino Lazo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2024

Adam Mahd of MML Investors Services, LLC Reviews

DID ADAM MAHD CAUSE YOU INVESTMENT LOSSES? Adam Mahd Of MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Adam Mahd Customer Complaints and Reviews Adam Mahd has two customer disputes disclosed in his record. Allegations Against Adam Mahd Adam Mahd Red Flags & Your Rights As An Investor Of course, Adam Mahd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Mahd at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Mahd has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Adam Mahd If you have questions about MML Investors Services, LLC and/or Adam Mahd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2024

Joe Zheng of J.K. Financial Services, Inc.  Reviews

DID JOE JIANKANG ZHENG CAUSE YOU INVESTMENT LOSSES? Joe Zheng Customer Complaints and Reviews Zheng has one pending customer dispute. Allegations Against Joe Zheng The pending customer dispute against Zheng involves accusations that his investment recommendations were unsuitable and did not align with the customer’s stated investment profile. The claimant alleges damages primarily related to equity-listed stocks, mutual funds, and options. The case with FINRA is pending as of August 2024. Joe Zheng Red Flags & Your Rights As An Investor Of course, Joe Zheng did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Zheng at J.K. Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joe Zheng has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.K. Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.K. Financial Services, Inc.  Due To Joe Zheng If you have questions about J.K. Financial Services, Inc. and/or Joe Zheng and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2024

James Merrill of Farmers Financial Solutions, LLC FIRED  

DID JAMES ALEXANDER MERRILL CAUSE YOU INVESTMENT LOSSES? James Merrill Formerly With Farmers Financial Solutions, LLC was terminated on August 27, 2024, due to allegations related to a customer complaint involving the failure to cancel auto insurance policies James Merrill Employment History James Alexander Merrill worked for Farmers Financial Solutions, LLC from January 2016 to September 2024. He passed two general industry/product exams, including the Securities Industry Essentials Examination in October 2018 and the Investment Company Products/Variable Contracts Representative Examination in January 2016. He also passed the Uniform Securities Agent State Law Examination in April 2016. Merrill holds no principal or supervisory designations. Termination:  Merrill was terminated by Farmers Financial Solutions in August 2024 due to allegations related to a customer complaint involving the failure to cancel auto insurance policies for a customer’s auto leasing business as requested. The investigation revealed inconsistencies, including that the same EFT/checking account was used for premium payments on 52 individual policies. Although the policies were eventually canceled, irregularities in the process were noted James Merrill Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of James Merrill is a red flag which should put all current and former customers of James Merrill at Farmers Financial Solutions, LLC on alert to review carefully the activity and performance of their accounts and question whether James Merrill engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Farmers Financial Solutions, LLC Due To James Merrill If you have questions about Farmers Financial Solutions, LLC and/or James Merrill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2024

Richard Wesselt Formerly With Fortune Financial Services, Inc.  Reviews

DID RICHARD MICHAEL WESSELT CAUSE YOU INVESTMENT LOSSES? Richard Wesselt Formerly With Fortune Financial Services, Inc. Has 37 Customer Complaints For Alleged Broker Misconduct Richard Wesselt Customer Complaints and Reviews Richard Wesselt has 3 regulatory actions, and 37 customer disputes disclosed on his record, along with 1 termination. Below is a summary of notable disclosures: Allegations Against Richard Wesselt Richard Wesselt Red Flags & Your Rights As An Investor Of course, Richard Wesselt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Wesselt at Fortune Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Wesselt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc. Due To Richard Wesselt If you have questions about Fortune Financial Services, Inc. and/or Richard Wesselt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2024

Maury Lomax of Morgan Stanley Reviews

DID MAURY EDWARD LOMAX CAUSE YOU INVESTMENT LOSSES? Maury Lomax Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Maury Lomax Customer Complaints and Reviews Maury Edward Lomax has two customer disputes disclosed in his record. Below is a summary of the incidents: Allegations Against Maury Lomax The key allegation against Maury Edward Lomax involves claims of misleading clients and executing unsuitable investment strategies. Maury Lomax Red Flags & Your Rights As An Investor Of course, Maury Lomax did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maury Lomax at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Maury Lomax has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Maury Lomax If you have questions about Morgan Stanley and/or Maury Lomax and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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