May 20, 2024

David Salamanyan of NYLife Securities LLC

DID DAVID SALAMANYAN CAUSE YOU INVESTMENT LOSSES? David Salamanyan Of NYLife Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct David Salamanyan Customer Complaints David Salamanyan has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by NYLIFE Securities and the investor took no further action.  The other customer complaint was filed last year against NYLIFE Securities for the advisors alleged misconduct and still pending. Allegations Against Jon Rustad A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Salamanyan Red Flags & Your Rights As An Investor Of course, David Salamanyan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Salamanyan at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether David Salamanyan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To David Salamanyan  If you have questions about NYLife Securities LLC and/or David Salamanyan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 20, 2024

Jon Rustad of Centaurus Financial Inc

DID JON SVERRE RUSTAD CAUSE YOU INVESTMENT LOSSES? Jon Rustad Of Centaurus Financial Inc., And Formerly With NFB Financial Group, LLC, Has 2 Customer Complaints For Alleged Broker Misconduct Jon Rustad Customer Complaints Jon Rustad has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints were settled by the Independent Financial Group in favor of the investors for Jon Rustad’s alleged misconduct. Allegations Against Jon Rustad A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jon Rustad Red Flags & Your Rights As An Investor Of course, Jon Rustad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Rustad at Centaurus Financial Inc. and NFB Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Jon Rustadhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial Inc. and NFB Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial Inc. Due To Jon Rustad  If you have questions about Centaurus Financial Inc., NFB Financial Group, LLC and/or Jon Rustad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 19, 2024

Jeffrey Russell formerly with Morgan Stanley

DID JEFFREY ALLEN RUSSELL CAUSE YOU INVESTMENT LOSSES? Jeffrey Russell Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Russell formerly with Morgan Stanley? Jeffrey Russell (CRD #2516610) who was formerly registered with Morgan Stanley and located in Newport Beach, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Jeffrey Russell was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Russell has had his own regulatory problems.  In 2023 you consented to the sanctions and the entry of findings that he effected purchases of the money market mutual fund and brokerage accounts of customers as member firm without his customers prior authorization or consent.  As a result, he was suspended for 6 months, ordered to pay, disgorgement, and fined $5,000. Jeffrey Russell Customer Complaints Jeffrey Russell has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  One customer complaint was settled by Morgan Stanley in favor of the investor for Jeffrey Russell’s alleged misconduct.  His prior employer Merrill Lynch, Pierce, Fenner and Smith denied the other customer complaint and the investor took no further action. Allegations Against Michele Savarese Michele Savarese Red Flags & Your Rights As An Investor Of course, Jeffrey Russell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Russell at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Russell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jeffrey Russell If you have questions about Morgan Stanley and/or Jeffrey Russell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 19, 2024

Michele Savarese of Creativeone Securities, LLC

DID MICHELE GEORGE SAVARESE CAUSE YOU INVESTMENT LOSSES? Michele Savarese Of Creativeone Securities, LLC and Formerly With Kestra Investment Services, LLC Has 14 Customer Complaints For Alleged Broker Misconduct Who is Michele Savarese of Client One Securities? Michele Savarese (CRD #1241811) who is currently registered as a broker and investment adviser with Creativeone Securities, LLC and located in San Diego, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Creativeone Securities, LLC, Michele Savarese was associated withKestra Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michele Savarese Customer Complaints Michele Savarese has been the subject of 14 customer complaints that we know about today.  One of Michele Savarese’s 14 customer complaints resulted in an arbitration award in favor of the investors. Nine of Michele Savarese’s customer complaints were settled in favor of investors. Three of Michele Savarese’s customers’ complaints were denied, and, to date, the customers have not taken any further action. There is currently a pending customer complaint filed against Kestra Investment Services for investment losses caused by Michele Savarese’s alleged misconduct. Allegations Against Michele Savarese Michele Savarese Red Flags & Your Rights As An Investor Of course, Michele Savarese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michele Savarese at Creativeone Securities, LLC and Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michele Savarese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creativeone Securities, LLC and Kestra Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Creativeone Securities, LLC Due To Michele Savarese If you have questions about Creativeone Securities, LLC, Kestra Investment Services, LLC and/or Michele Savarese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 19, 2024

John Rood of Avantax Investment Services, Inc

DID JOHN WILLIAM ROOD CAUSE YOU INVESTMENT LOSSES? John Rood Of Avantax Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct John Rood Customer Complaints John Rood has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both of the customer complaints were recently denied by Avantax Investment Services, and so far it does not appear that either investor has filed an arbitration claim were taken any other action. Allegations Against John Rood A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Rood Red Flags & Your Rights As An Investor Of course, John Rood did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Rood at Avantax Investment Services, Inc on alert to review carefully the activity and performance of their accounts and question whether John Rood has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc Due To John Rood  If you have questions about Avantax Investment Services, Inc and/or John Rood and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 19, 2024

Gustavo Rodrigo of Boustead Securities, LLC

DID GUSTAVO RODRIGO III CAUSE YOU INVESTMENT LOSSES? Gustavo Rodrigo Of Boustead Securities, LLC And Formerly With Westpark Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Gustavo Rodrigo Customer Complaints Gustavo Rodrigo has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints were denied by Gustavo Rodrigue goes former employer’s and the investors that no further action. Allegations Against Mark Richardson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gustavo Rodrigo Red Flags & Your Rights As An Investor Of course, Gustavo Rodrigo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gustavo Rodrigo at Boustead Securities, LLC and Westpark Capital, Inc on alert to review carefully the activity and performance of their accounts and question whether Gustavo Rodrigo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gustavo Rodrigo at Boustead Securities, LLC and Westpark Capital, Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Boustead Securities, LLC Due To Gustavo Rodrigo  If you have questions about Gustavo Rodrigo at Boustead Securities, LLC, Westpark Capital, Inc and/or Gustavo Rodrigo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 19, 2024

Shaiza Rizavi of Gilder Gagnon Howe & Co. LLC

DID SHAIZA MARIAM RIZAVI CAUSE YOU INVESTMENT LOSSES? Shaiza Rizavi Of Gilder Gagnon Howe & Co. LLC Has 2 Customer Complaints For Alleged Broker Misconduct Shaiza Rizavi Customer Complaints Shaiza Rizavi has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints evolved into FINRA arbitration proceedings that were eventually settled by Gilder Gagnon Howe and Co. in favor of the investors for Shaiza Rizavi’s alleged misconduct. Allegations Against Shaiza Rizavi The only allegations reported by the brokerage firm about the arbitration claims and settlements investment losses were for breach of fiduciary duty in the management of discretionary accounts.  Apparently the adviser mismanaged the accounts and the customers sought their damages, including margin interest and fees. Shaiza Rizavi Red Flags & Your Rights As An Investor Of course, Shaiza Rizavi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shaiza Rizavi at Gilder Gagnon Howe & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Shaiza Rizavi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gilder Gagnon Howe & Co. LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Gilder Gagnon Howe & Co. LLC Due To Shaiza Rizavi  If you have questions about Gilder Gagnon Howe & Co. LLC and/or Shaiza Rizavi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2024

Mark Richardson formerly with Lightpath Capital, Inc

DID MARK JAY RICHARDSON CAUSE YOU INVESTMENT LOSSES? Mark Richardson Formerly With Lightpath Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mark Richardson Customer Complaints A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are for violation of federal securities laws, violation of California securities laws, violation of California unfair, unlawful and fraudulent business practices act, breach of contract, fraud, breach of fiduciary duty, negligence and gross negligence related to a real estate private placement.  The recommended real estate private placement transaction was invested by multiple clients who collectively suffered millions of dollars in losses. Allegations Against Mark Richardson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Richardson Red Flags & Your Rights As An Investor Of course, Mark Richardson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Richardson at Lightpath Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Richardson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lightpath Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lightpath Capital, Inc. Due To Mark Richardson  If you have questions about Lightpath Capital, Inc. and/or Mark Richardson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2024

Juan Rascon of Cetera Investment Services LLC

DID JUAN RASCON CAUSE YOU INVESTMENT LOSSES? Juan Rascon Of Cetera Investment Services LLC And Formerly With BBVA Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Juan Rascon Customer Complaints Juan Rascon has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by BBVA Securities in favor of the investor for Juan Rascon’s alleged misconduct.  The other customer complaint has evolved into a FINRA arbitration proceeding alleging damages of $1 million against BBVA Securities for the adviser’s alleged misconduct that is still pending. Allegations Against Juan Rascon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Juan Rascon Red Flags & Your Rights As An Investor Of course, Juan Rascon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Rascon at Cetera Investment Services LLC and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Juan Rascon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Juan Rascon  If you have questions about Cetera Investment Services LLC, BBVA Securities Inc. and/or Juan Rascon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2024

Saralyn Scaldini of Fidelity Brokerage Services LLC

DID SARALYN SCALDINI CAUSE YOU INVESTMENT LOSSES? Saralyn Scaldini Of Fidelity Brokerage Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Saralyn Scaldini Customer Complaints Saralyn Scaldini has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Merrill, Lentz Pierce Fenner and Smith in favor of the investor for the advisors alleged misconduct.  The other customer complaint was filed just last year is a FINRA arbitration proceeding seeking $3 million in damages. Allegations Against Saralyn Scaldini A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Saralyn Scaldini Red Flags & Your Rights As An Investor Of course, Saralyn Scaldini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Saralyn Scaldini at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Saralyn Scaldini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Saralyn Scaldini  If you have questions about Fidelity Brokerage Services LLC and/or Saralyn Scaldini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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