May 22, 2024

Nicholas Brown of Valic Financial Advisors, Inc Reviews

DID NICHOLAS R BROWN CAUSE YOU INVESTMENT LOSSES? Nicholas Brown Of Valic Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nicholas Brown Customer Complaint and Reviews Allegations Against Nicholas Brown Nicholas Brown was accused of mismanaging a client’s investment portfolio by taking undue risks that did not align with the client’s financial goals or risk tolerance. The client alleged that this mismanagement forced them to liquidate their investments at a loss, significantly impacting on their financial stability. The settlement of the dispute, albeit without an admission of wrongdoing by Brown, points to potential issues in his advisory practices and ethical standards. Nicholas Brown Red Flags & Your Rights As An Investor Of course, Nicholas Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Brown at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To Nicholas Brown  If you have questions about Valic Financial Advisors, Inc. and/or Nicholas Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 21, 2024

Michael Breard of Cetera Advisor Networks LLC Reviews

DID MICHAEL GEORGE BREARD CAUSE YOU INVESTMENT LOSSES? Michael Breard Of Cetera Advisor Networks LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Breard Customer Complaint and Reviews Allegations Against Michael Breard Michael Breard is accused of making unsuitable investment recommendations in real estate securities that did not align with the client’s financial goals or risk tolerance. This accusation, if proven true, points to a serious lapse in fulfilling his duty to ensure that his advice suits his clients’ needs, risking substantial financial detriment to the client involved. Michael Breard Red Flags & Your Rights As An Investor Of course, Michael Breard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Breard at Cetera Advisor Networks LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Breard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Michael Breard  If you have questions about Cetera Advisor Networks LLC, LPL Financial LLC and/or Michael Breard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 21, 2024

Christopher Wright of Realta Equities, Inc

DID CHRISTOPHER WARREN WRIGHT CAUSE YOU INVESTMENT LOSSES? Christopher Wright Of Realta Equities, Inc. And Formerly With Center Street Securities Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Who is Christopher Wright of Realta Equities, Inc.? Christopher Wright (CRD #4134973) who is currently registered as a broker and investment adviser with Realta Equities, Inc. and located in Prescott, Arizona, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Realta Equities, Inc.,Christopher Wright was associated with Center Street Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Wright Customer Complaints In his career, Christopher Wright has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Three of Christopher Wright’s 3 customer complaints were settled in favor of investors.  One customer complaint was denied and the customer took no further action.  There are currently 2 pending customer complaints filed against Christopher Wright’s currentemployer Center Street Securities, Inc. for investment losses caused by his alleged misconduct. Allegations Against Christopher Wright A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Christopher Wright Red Flags & Your Rights As An Investor Of course, Christopher Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Wright at Realta Equities, Inc. and Center Street Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Realta Equities, Inc. and Center Street Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Realta Equities, Inc. Due To Christopher Wright If you have questions about Realta Equities, Inc., Center Street Securities Inc. and/or Christopher Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 21, 2024

Ryan Shoop of Westminster Financial Securities, Inc

DID RYAN ELLIOT SHOOP CAUSE YOU INVESTMENT LOSSES? Ryan Shoop Of Westminster Financial Securities, Inc. And Formerly With Stifel Independent Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Ryan Shoop Customer Complaints Ryan Shoop has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Wachovia Securities, and the investor took no further action.  There are currently 2 customer complaints that were recently filed against Stifel Independent Advisors and the other against Westminister Financial Securities that are still pending for Ryan Shoop’s alleged misconduct. Allegations Against Ryan Shoop A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ryan Shoop Red Flags & Your Rights As An Investor Of course, Ryan Shoop did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Shoop at Westminster Financial Securities, Inc. and Stifel Independent Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Shoop has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westminster Financial Securities, Inc. and Stifel Independent Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Westminster Financial Securities, Inc. Due To Ryan Shoop  If you have questions about Westminster Financial Securities, Inc., Stifel Independent Advisors, LLC and/or Ryan Shoop and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 20, 2024

Timothy Scanlon formerly with Independent Financial Group, LLC

DID TIMOTHY JOSEPH SCANLON CAUSE YOU INVESTMENT LOSSES? Timothy Scanlon Formerly With Independent Financial Group, LLC and Arque Capital, Ltd. Has 8 Customer Complaints For Alleged Broker Misconduct Timothy Scanlon Customer Complaints Timothy Scanlon has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Seven of the customer complaints were settled by Timothy Scanlon’s former employer’s in favor of the investors for his alleged misconduct.  There is currently one FINRA arbitration proceeding was against Ausdal Financial Partners for her Timothy Scanlon’s alleged misconduct that is still pending. Allegations Against Timothy Scanlon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Scanlon Red Flags & Your Rights As An Investor Of course, Timothy Scanlon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Scanlon at Independent Financial Group, LLC and Arque Capital, Ltd. on alert to review carefully the activity and performance of their accounts and question whether Timothy Scanlon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Arque Capital, Ltd. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Timothy Scanlon  If you have questions about Independent Financial Group, LLC, Arque Capital, Ltd. and/or Timothy Scanlon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 20, 2024

David Salamanyan of NYLife Securities LLC

DID DAVID SALAMANYAN CAUSE YOU INVESTMENT LOSSES? David Salamanyan Of NYLife Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct David Salamanyan Customer Complaints David Salamanyan has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by NYLIFE Securities and the investor took no further action.  The other customer complaint was filed last year against NYLIFE Securities for the advisors alleged misconduct and still pending. Allegations Against Jon Rustad A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Salamanyan Red Flags & Your Rights As An Investor Of course, David Salamanyan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Salamanyan at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether David Salamanyan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To David Salamanyan  If you have questions about NYLife Securities LLC and/or David Salamanyan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 20, 2024

Jon Rustad of Centaurus Financial Inc

DID JON SVERRE RUSTAD CAUSE YOU INVESTMENT LOSSES? Jon Rustad Of Centaurus Financial Inc., And Formerly With NFB Financial Group, LLC, Has 2 Customer Complaints For Alleged Broker Misconduct Jon Rustad Customer Complaints Jon Rustad has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints were settled by the Independent Financial Group in favor of the investors for Jon Rustad’s alleged misconduct. Allegations Against Jon Rustad A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jon Rustad Red Flags & Your Rights As An Investor Of course, Jon Rustad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Rustad at Centaurus Financial Inc. and NFB Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Jon Rustadhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial Inc. and NFB Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial Inc. Due To Jon Rustad  If you have questions about Centaurus Financial Inc., NFB Financial Group, LLC and/or Jon Rustad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 19, 2024

Jeffrey Russell formerly with Morgan Stanley

DID JEFFREY ALLEN RUSSELL CAUSE YOU INVESTMENT LOSSES? Jeffrey Russell Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Russell formerly with Morgan Stanley? Jeffrey Russell (CRD #2516610) who was formerly registered with Morgan Stanley and located in Newport Beach, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Jeffrey Russell was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Russell has had his own regulatory problems.  In 2023 you consented to the sanctions and the entry of findings that he effected purchases of the money market mutual fund and brokerage accounts of customers as member firm without his customers prior authorization or consent.  As a result, he was suspended for 6 months, ordered to pay, disgorgement, and fined $5,000. Jeffrey Russell Customer Complaints Jeffrey Russell has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  One customer complaint was settled by Morgan Stanley in favor of the investor for Jeffrey Russell’s alleged misconduct.  His prior employer Merrill Lynch, Pierce, Fenner and Smith denied the other customer complaint and the investor took no further action. Allegations Against Michele Savarese Michele Savarese Red Flags & Your Rights As An Investor Of course, Jeffrey Russell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Russell at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Russell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jeffrey Russell If you have questions about Morgan Stanley and/or Jeffrey Russell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 19, 2024

John Rood of Avantax Investment Services, Inc

DID JOHN WILLIAM ROOD CAUSE YOU INVESTMENT LOSSES? John Rood Of Avantax Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct John Rood Customer Complaints John Rood has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both of the customer complaints were recently denied by Avantax Investment Services, and so far it does not appear that either investor has filed an arbitration claim were taken any other action. Allegations Against John Rood A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Rood Red Flags & Your Rights As An Investor Of course, John Rood did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Rood at Avantax Investment Services, Inc on alert to review carefully the activity and performance of their accounts and question whether John Rood has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc Due To John Rood  If you have questions about Avantax Investment Services, Inc and/or John Rood and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 19, 2024

Gustavo Rodrigo of Boustead Securities, LLC

DID GUSTAVO RODRIGO III CAUSE YOU INVESTMENT LOSSES? Gustavo Rodrigo Of Boustead Securities, LLC And Formerly With Westpark Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Gustavo Rodrigo Customer Complaints Gustavo Rodrigo has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints were denied by Gustavo Rodrigue goes former employer’s and the investors that no further action. Allegations Against Mark Richardson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gustavo Rodrigo Red Flags & Your Rights As An Investor Of course, Gustavo Rodrigo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gustavo Rodrigo at Boustead Securities, LLC and Westpark Capital, Inc on alert to review carefully the activity and performance of their accounts and question whether Gustavo Rodrigo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gustavo Rodrigo at Boustead Securities, LLC and Westpark Capital, Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Boustead Securities, LLC Due To Gustavo Rodrigo  If you have questions about Gustavo Rodrigo at Boustead Securities, LLC, Westpark Capital, Inc and/or Gustavo Rodrigo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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