May 18, 2024

John Orlando formerly with SW Financial

DID JOHN ANTHONY ORLANDO CAUSE YOU INVESTMENT LOSSES? John Orlando Formerly With SW Financial and Formerly With Joseph Gunnar & Co. LLC and Westpark Capital, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct John Orlando Customer Complaints In his career, John Orlando has been the subject of 9 customer complaints that we know about!  One of John Orlando’s 9 customer complaints went through an arbitration hearing and an arbitration award was enteredin favor of investors.  Three customer complaints were settled by WestPark Capital in favor of the investors and were John Orlando’s alleged misconduct.  One complaint was denied by his former employer, and to date, no action has been taken.  There are currently 4 pending customer complaints filed against John Orlando’s former employers, Westpark Capital, Inc. and Newport Coast Securities, Inc., for investment losses caused by his alleged misconduct. Allegations Against John Orlando A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Orlando Red Flags & Your Rights As An Investor Of course, John Orlando did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Orlando at SW Financial, Joseph Gunnar & Co. LLC and Westpark Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Orlando has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SW Financial, Joseph Gunnar & Co. LLC and Westpark Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At SW Financial Due To John Orlando  If you have questions about SW Financial, Joseph Gunnar & Co. LLC, Westpark Capital, Inc and/or John Orlando and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2024

Michelle Perres of Aegis Capital Corp

DID MICHELLE PERRES CAUSE YOU INVESTMENT LOSSES? John Orlando Formerly With SW Financial and Formerly With Joseph Gunnar & Co. LLC and Westpark Capital, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Michelle Perres Customer Complaints Michelle Perres has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Liberty Partners Financial Services for the advisors alleged misconduct in favor of the investor.  Another customer complaint was denied by Ages Capital Corp. a couple of years ago and the investor took no further action.  There is currently 1 FINRA arbitration proceeding filed against Ages Capital Corp. for Michelle Perres’ alleged misconduct that is still pending.  Allegations Against Michelle Perres A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michelle Perres Red Flags & Your Rights As An Investor Of course, Michelle Perres did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Perres at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Michelle Perres has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Michelle Perres  If you have questions about Aegis Capital Corp. and/or Michelle Perres and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 17, 2024

Donald Savaglia of Osaic Wealth, Inc. Reviews

DID DONALD RAYMOND SAVAGALIA CAUSE YOU INVESTMENT LOSSES? Donald Savaglia Of Osaic Wealth, Inc. and Formerly With Woodbury Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Donald Savaglia Customer Complaints and Reviews Donald Savaglia’s professional conduct has been questioned in several instances, detailed as follows: Donald Savaglia Red Flags & Your Rights As An Investor The allegations against Donald Savaglia include: These allegations paint a picture of a broker whose practices may not always align with client interests or industry standards, posing potential risks for future clients. Donald Savaglia Red Flags & Your Rights As An Investor Of course, Donald Savaglia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Savaglia at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Savaglia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Donald Savaglia  If you have questions about Osaic Wealth, Inc., Woodbury Financial Services, Inc. and/or Donald Savaglia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 17, 2024

Jennifer Ritter of Cambridge Investment Research, Inc. Reviews

DID JENNIFER E RITTER CAUSE YOU INVESTMENT LOSSES? Jennifer Ritter Of Cambridge Investment Research, Inc. Has 1 Customer Complaint For Alleged Broker Misconduct Jennifer Ritter Customer Complaints and Reviews Jennifer E. Ritter’s disclosure history includes a troubling customer dispute: Allegations Against Jennifer Ritter The core allegation against Jennifer E. Ritter revolves around: Jennifer Ritter Red Flags & Your Rights As An Investor Of course, Jennifer Ritter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Ritter at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jennifer Ritter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Jennifer Ritter  If you have questions about Cambridge Investment Research, Inc. and/or Jennifer Ritter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 17, 2024

Stephen Roeder Formerly with Principal Securities, Inc. Reviews

DID STEPHEN MARTIN ROEDER CAUSE YOU INVESTMENT LOSSES? Stephen Roeder Formerly With Principal Securities, Inc. Has 1 Customer Complaint For Alleged Broker Misconduct Stephen Roeder Customer Complaints and Reviews Stephen M. Roeder’s professional record is marred by a customer dispute: Allegations Against Stephen Roeder The core accusation against Stephen M. Roeder involves: Stephen Roeder Red Flags & Your Rights As An Investor Of course, Stephen Roeder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Roeder at Principal Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Roeder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Principal Securities, Inc. Due To Stephen Roeder  If you have questions about Principal Securities, Inc. and/or Stephen Roeder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 17, 2024

Shobhna Rana of Pruco Securities, LLC Reviews

DID SHOBHNA D RANA CAUSE YOU INVESTMENT LOSSES? Shobhna Rana Of Pruco Securities, LLC Has 1 Customer Complaint For Alleged Broker Misconduct Shobhna Rana Customer Complaints and Reviews Shobhna D. Rana has been involved in a notable customer dispute: Allegations Against Shobhna Rana The central accusation against Shobhna D. Rana involves a serious lapse in ethical conduct: Shobhna Rana Red Flags & Your Rights As An Investor Of course, Shobhna Rana did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shobhna Rana at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Shobhna Rana has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Shobhna Rana  If you have questions about Pruco Securities, LLC and/or Shobhna Rana and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2024

Alan Pransky of Lifemark Securities Corp. Reviews

DID ALAN STEPHEN PRANSKY CAUSE YOU INVESTMENT LOSSES? Alan Pransky Of Lifemark Securities Corp. And Formerly With Foresters Equity Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Alan Pransky Customer Complaints and Reviews Alan Pransky has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Allegations Against Alan Pransky Alan Pransky faces serious allegations that underscore potential risks for clients, including: These disputes and allegations cast a shadow over Pransky’s professional conduct, suggesting that potential clients should proceed with caution when considering his services. Alan Pransky Red Flags & Your Rights As An Investor Of course, Alan Pransky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Pransky at Lifemark Securities Corp. and Foresters Equity Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alan Pransky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lifemark Securities Corp. and Foresters Equity Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lifemark Securities Corp. Due To Alan Pransky  If you have questions about Lifemark Securities Corp., Foresters Equity Services, Inc. and/or Alan Pransky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2024

Nicole Pizzi of NYLife Securities Reviews

DID NICOLE MARIE PIZZI CAUSE YOU INVESTMENT LOSSES? Nicole Pizzi Of NYLife Securities LLC Has 1 Customer Complaint For Alleged Broker Misconduct Nicole Pizzi Customer Complaints and Reviews Nicole Pizzi has been the subject of 1 customer complaint that we know about seeking to recover investment losses. Incident Count: 1 pending customer dispute Allegations Against Nicole Pizzi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: These allegations, particularly concerning her role in financial advisement, highlight significant ethical and professional concerns that potential clients should consider. Nicole Pizzi Red Flags & Your Rights As An Investor Of course, Nicole Pizzi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicole Pizzi at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Nicole Pizzi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Nicole Pizzi  If you have questions about NYLife Securities LLC and/or Nicole Pizzi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2024

Daniel Otoya of PHX Financial, Inc. Reviews

DID DANIEL ORLANDO OTOYA CAUSE YOU INVESTMENT LOSSES? Daniel Otoya Of PHX Financial, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Daniel Otoya Customer Complaints and Reviews Daniel Otoyahas been the subject of 4 customer complaints that we know about seeking to recover investment losses: Allegations Against Daniel Otoya A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: These disclosures and the nature of the allegations highlight significant concerns regarding Daniel Otoya’s conduct and the potential risks involved in dealing with or being advised by him in financial matters. Daniel Otoya Red Flags & Your Rights As An Investor Of course, Daniel Otoya did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Otoya at PHX Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Otoya has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PHX Financial, Inc.  Due To Daniel Otoya  If you have questions about PHX Financial, Inc. and/or Daniel Otoya and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2024

Kenia Rocha of EFG Capital International Reviews

DID KENIA NAVES ROCHA CAUSE YOU INVESTMENT LOSSES? Kenia Rocha Of EFG Capital International Has 1 Customer Complaint For Alleged Broker Misconduct Kenia Rocha Customer Complaints and Reviews Kenia Rocha has been the subject of 1 customer complaint that we know about seeking to recover investment losses. Allegations Against Kenia Rocha The single formal customer dispute involving Kenia Naves Rocha revolves around allegations of inadequate service linked to complex option trading. The claimants argued that her failure in service delivery resulted in substantial financial damages, initially claimed at $4,100,000. This serious accusation may point to a significant lapse in professional responsibility and expertise, reflecting poorly on Rocha’s reliability and trustworthiness as a financial advisor. The settlement of the case, albeit without her direct financial contribution, further tarnishes her professional image, suggesting potential issues in her handling of complex financial instruments and client relationships. Kenia Rocha Red Flags & Your Rights As An Investor Of course, Kenia Rocha did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenia Rocha at EFG Capital International on alert to review carefully the activity and performance of their accounts and question whether Kenia Rocha has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at EFG Capital International also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At EFG Capital International Due To Kenia Rocha  If you have questions about EFG Capital International and/or Kenia Rocha and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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