Jun 15, 2024

Carol Lemoult formerly with Wells Fargo Clearing Services  Reviews

DID CAROL ANN LEMOULT CAUSE YOU INVESTMENT LOSSES? Carol Lemoult Formerly Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Carol Lemoult Customer Complaint and Reviews Carol Lemoult’s career is marred by a significant customer dispute: Allegations Against Carol Lemoult The specific allegations against Lemoult include: Misrepresentation and Unsuitability: The pending allegations against Lauer involve claims of providing unsuitable investment advice and misrepresenting the risks and benefits of an options overlay strategy. The ongoing FINRA arbitration will further determine the veracity and impact of these claims. Carol Lemoult Red Flags & Your Rights As An Investor Of course, Carol Lemoult did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carol Lemoult at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Carol Lemoult has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Carol Lemoult  If you have questions about Wells Fargo Clearing Services and/or Carol Lemoult and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 15, 2024

Leslie Lauer of RBC Capital Markets, LLC Reviews

DID LESLIE ANN LAUER CAUSE YOU INVESTMENT LOSSES? Leslie Lauer Of RBC Capital Markets, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Leslie Lauer Customer Complaint and Reviews Leslie Lauer’s professional history includes a troubling customer dispute: Allegations Against Leslie Lauer Misrepresentation and Unsuitability: The pending allegations against Lauer involve claims of providing unsuitable investment advice and misrepresenting the risks and benefits of an options overlay strategy. The ongoing FINRA arbitration will further determine the veracity and impact of these claims. Leslie Lauer Red Flags & Your Rights As An Investor Of course, Leslie Lauer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leslie Lauer at RBC Capital Markets, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Leslie Lauer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Leslie Lauer  If you have questions about RBC Capital Markets, LLC, UBS Financial Services Inc. and/or Leslie Lauer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 15, 2024

Randall Larson of Great Point Financial Capital LLC Reviews

DID RANDALL SCOTT LARSON CAUSE YOU INVESTMENT LOSSES? Randall Larson Of Great Point Financial Capital LLC And Formerly With Arete Wealth Management, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Randall Larson Customer Complaints and Reviews Allegations Against Randall Larson These allegations and the resulting actions contribute to a troubling view of Larson’s career. Randall Larson Red Flags & Your Rights As An Investor Of course, Randall Larson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Larson at Great Point Financial Capital LLC and Arete Wealth Management, LLC on alert to review carefully the activity and performance of their accounts and question whether Randall Larson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Great Point Financial Capital LLC and Arete Wealth Management, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Great Point Financial Capital LLC Due To Randall Larson  If you have questions about Great Point Financial Capital LLC, Arete Wealth Management, LLC and/or Randall Larson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 15, 2024

Bradley Lakner of Sunbelt Securities, Inc. Reviews

DID BRADLEY FRANK LAKNER CAUSE YOU INVESTMENT LOSSES? Bradley Lakner Of Sunbelt Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Bradley Lakner Customer Complaints and Reviews Bradley F. Lakner has several negative disclosures: Allegations Against Bradley Lakner Bradley Lakner Red Flags & Your Rights As An Investor Of course, Bradley Lakner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Lakner at Sunbelt Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Bradley Lakner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sunbelt Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sunbelt Securities, Inc.  Due To Bradley Lakner  If you have questions about Sunbelt Securities, Inc. and/or Bradley Lakner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 15, 2024

Ronald Kummerer Jr of Merrill Lynch, Pierce, Fenner & Smith Incorporated Reviews

DID RONALD J KUMMERER JR CAUSE YOU INVESTMENT LOSSES? Ronald Kummerer Jr Customer Complaints and Reviews Ronald Kummerer has one reported customer dispute in his record: Customer Dispute (Pending as of 2024): A client alleges that the investment strategy recommended by Ronald was unsuitable, claiming damages amounting to $315,872. This complaint is currently pending and was filed under the docket/case number 24-00578 with arbitration being handled in Philadelphia, PA. Allegations Against Ronald Kummerer Jr Ronald Kummerer Jr Red Flags & Your Rights As An Investor Of course, Ronald Kummerer Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Kummerer Jr at Merrill Lynch, Pierce, Fenner & Smith Incorporatedon alert to review carefully the activity and performance of their accounts and question whether Ronald Kummerer Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Ronald Kummerer Jr  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ronald Kummerer Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 14, 2024

Daniel Kozloski, III of Northwestern Mutual Investment Services, LLC Reviews

DID DANIEL JOSEPH KOZLOSKI III CAUSE YOU INVESTMENT LOSSES? Daniel Kozloski, III Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Daniel Kozloski, III Customer Complaint and Reviews Daniel Kozloski’s record includes a notable disclosure: Customer Dispute (Closed with No Action, 2024): A dispute was filed alleging that Kozloski forged a client’s signature on a policy loan check payable to the client, involving an insurance product and claimed damages of $8,500. The firm’s investigation concluded in January 2024, determining the allegations to be unfounded with no evidence of wrongdoing, leading to the case being closed with no action taken. Allegations Against Daniel Kozloski Daniel Kozloski, III Red Flags & Your Rights As An Investor Of course, Daniel Kozloski, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kozloski, III at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Kozloski, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Daniel Kozloski, III  If you have questions about Northwestern Mutual Investment Services, LLC and/or Daniel Kozloski, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 14, 2024

Michael Krumholz of Fortune Financial Services, Inc. Reviews

DID MICHAEL LEE KRUMHOLZ CAUSE YOU INVESTMENT LOSSES? Michael Krumholz Of Fortune Financial Services, Inc. And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Michael Krumholz Customer Complaints and Reviews Allegations Against Michael Krumholz These incidents present a concerning picture of a broker whose actions may not always align with the best interests of his clients, highlighting potential risks for investors considering his services. Michael Krumholz Red Flags & Your Rights As An Investor Of course, Michael Krumholz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Krumholz at Fortune Financial Services, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Krumholz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc. Due To Michael Krumholz  If you have questions about Fortune Financial Services, Inc., LPL Financial LLC and/or Michael Krumholz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 14, 2024

Richard Rodak of LPL Financial LLC Reviews

DID RICHARD JAMES RODAK CAUSE YOU INVESTMENT LOSSES? Richard Rodak Of LPL Financial LLC And Formerly With Sigma Financial Corporation and Stifel, Nicolaus & Company, Incorporated, Has A Customer Complaint For Alleged Broker Misconduct Richard Rodak Customer Complaint and Reviews Rodak’s career includes a notable disclosure event: Customer Dispute (Closed as of June 2023): Rodak faced a dispute where a customer alleged misrepresentation concerning the terms of variable annuities, specifically around the ability to sell these annuities without penalty. The dispute, which claimed damages of $34,000, was ultimately denied. Although no action was taken, the presence of such a dispute can significantly affect a broker’s reputation. Allegations Against Richard Rodak Richard Rodak Red Flags & Your Rights As An Investor Of course, Richard Rodak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Rodak at LPL Financial LLC, Sigma Financial Corporation and Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Richard Rodak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC Sigma Financial Corporation and Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Richard Rodak  If you have questions about LPL Financial LLC, Sigma Financial Corporation, Stifel, Nicolaus & Company, Incorporated and/or Richard Rodak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 14, 2024

Sidney Schroader of LPL Financial LLC Reviews

DID SIDNEY RUSSELL SCHROADER CAUSE YOU INVESTMENT LOSSES? Sidney Schroader Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Sidney Schroader Customer Complaint and Reviews Customer Dispute (Closed as of December 2023): Schroader was implicated in a dispute where a client alleged that $26,000 meant for investment in a mutual fund was misappropriated and not invested for six months. The complaint, which was first brought to light in November 2023, was eventually denied. Allegations Against Sidney Schroader Sidney Schroader Red Flags & Your Rights As An Investor Of course, Sidney Schroader did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sidney Schroader at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Sidney Schroader has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Sidney Schroader  If you have questions about LPL Financial LLC and/or Sidney Schroader and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 14, 2024

Richard Tartarini of LPL Financial LLC Reviews

DID RICHARD JOSEPH TARTARINI CAUSE YOU INVESTMENT LOSSES? Richard Tartarini Of LPL Financial LLC And Formerly With Osaic Wealth, Inc. and Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Richard Tartarini Customer Complaint and Reviews Customer Dispute (Resolved – No Action Taken): In May 2023, a complaint was lodged against Tartarini alleging misrepresentation related to an investment in a Real Estate Investment Trust (REIT) from June 2011 to May 2023. The complaint, which sought damages over $5,000, was denied, leaving Tartarini’s record tainted by the allegations but ultimately unpenalized. Allegations Against Richard Tartarini Richard Tartarini Red Flags & Your Rights As An Investor Of course, Richard Tartarini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Tartarini at LPL Financial LLC, Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Tartarini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Richard Tartarini  If you have questions about LPL Financial LLC, Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Richard Tartarini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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