May 19, 2024

Shaiza Rizavi of Gilder Gagnon Howe & Co. LLC

DID SHAIZA MARIAM RIZAVI CAUSE YOU INVESTMENT LOSSES? Shaiza Rizavi Of Gilder Gagnon Howe & Co. LLC Has 2 Customer Complaints For Alleged Broker Misconduct Shaiza Rizavi Customer Complaints Shaiza Rizavi has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints evolved into FINRA arbitration proceedings that were eventually settled by Gilder Gagnon Howe and Co. in favor of the investors for Shaiza Rizavi’s alleged misconduct. Allegations Against Shaiza Rizavi The only allegations reported by the brokerage firm about the arbitration claims and settlements investment losses were for breach of fiduciary duty in the management of discretionary accounts.  Apparently the adviser mismanaged the accounts and the customers sought their damages, including margin interest and fees. Shaiza Rizavi Red Flags & Your Rights As An Investor Of course, Shaiza Rizavi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shaiza Rizavi at Gilder Gagnon Howe & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Shaiza Rizavi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gilder Gagnon Howe & Co. LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Gilder Gagnon Howe & Co. LLC Due To Shaiza Rizavi  If you have questions about Gilder Gagnon Howe & Co. LLC and/or Shaiza Rizavi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2024

Mark Richardson formerly with Lightpath Capital, Inc

DID MARK JAY RICHARDSON CAUSE YOU INVESTMENT LOSSES? Mark Richardson Formerly With Lightpath Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mark Richardson Customer Complaints A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are for violation of federal securities laws, violation of California securities laws, violation of California unfair, unlawful and fraudulent business practices act, breach of contract, fraud, breach of fiduciary duty, negligence and gross negligence related to a real estate private placement.  The recommended real estate private placement transaction was invested by multiple clients who collectively suffered millions of dollars in losses. Allegations Against Mark Richardson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Richardson Red Flags & Your Rights As An Investor Of course, Mark Richardson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Richardson at Lightpath Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Richardson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lightpath Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lightpath Capital, Inc. Due To Mark Richardson  If you have questions about Lightpath Capital, Inc. and/or Mark Richardson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2024

Juan Rascon of Cetera Investment Services LLC

DID JUAN RASCON CAUSE YOU INVESTMENT LOSSES? Juan Rascon Of Cetera Investment Services LLC And Formerly With BBVA Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Juan Rascon Customer Complaints Juan Rascon has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by BBVA Securities in favor of the investor for Juan Rascon’s alleged misconduct.  The other customer complaint has evolved into a FINRA arbitration proceeding alleging damages of $1 million against BBVA Securities for the adviser’s alleged misconduct that is still pending. Allegations Against Juan Rascon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Juan Rascon Red Flags & Your Rights As An Investor Of course, Juan Rascon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Rascon at Cetera Investment Services LLC and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Juan Rascon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Juan Rascon  If you have questions about Cetera Investment Services LLC, BBVA Securities Inc. and/or Juan Rascon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2024

Saralyn Scaldini of Fidelity Brokerage Services LLC

DID SARALYN SCALDINI CAUSE YOU INVESTMENT LOSSES? Saralyn Scaldini Of Fidelity Brokerage Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Saralyn Scaldini Customer Complaints Saralyn Scaldini has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Merrill, Lentz Pierce Fenner and Smith in favor of the investor for the advisors alleged misconduct.  The other customer complaint was filed just last year is a FINRA arbitration proceeding seeking $3 million in damages. Allegations Against Saralyn Scaldini A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Saralyn Scaldini Red Flags & Your Rights As An Investor Of course, Saralyn Scaldini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Saralyn Scaldini at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Saralyn Scaldini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Saralyn Scaldini  If you have questions about Fidelity Brokerage Services LLC and/or Saralyn Scaldini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2024

John Orlando formerly with SW Financial

DID JOHN ANTHONY ORLANDO CAUSE YOU INVESTMENT LOSSES? John Orlando Formerly With SW Financial and Formerly With Joseph Gunnar & Co. LLC and Westpark Capital, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct John Orlando Customer Complaints In his career, John Orlando has been the subject of 9 customer complaints that we know about!  One of John Orlando’s 9 customer complaints went through an arbitration hearing and an arbitration award was enteredin favor of investors.  Three customer complaints were settled by WestPark Capital in favor of the investors and were John Orlando’s alleged misconduct.  One complaint was denied by his former employer, and to date, no action has been taken.  There are currently 4 pending customer complaints filed against John Orlando’s former employers, Westpark Capital, Inc. and Newport Coast Securities, Inc., for investment losses caused by his alleged misconduct. Allegations Against John Orlando A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Orlando Red Flags & Your Rights As An Investor Of course, John Orlando did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Orlando at SW Financial, Joseph Gunnar & Co. LLC and Westpark Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Orlando has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SW Financial, Joseph Gunnar & Co. LLC and Westpark Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At SW Financial Due To John Orlando  If you have questions about SW Financial, Joseph Gunnar & Co. LLC, Westpark Capital, Inc and/or John Orlando and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 17, 2024

Donald Savaglia of Osaic Wealth, Inc. Reviews

DID DONALD RAYMOND SAVAGALIA CAUSE YOU INVESTMENT LOSSES? Donald Savaglia Of Osaic Wealth, Inc. and Formerly With Woodbury Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Donald Savaglia Customer Complaints and Reviews Donald Savaglia’s professional conduct has been questioned in several instances, detailed as follows: Donald Savaglia Red Flags & Your Rights As An Investor The allegations against Donald Savaglia include: These allegations paint a picture of a broker whose practices may not always align with client interests or industry standards, posing potential risks for future clients. Donald Savaglia Red Flags & Your Rights As An Investor Of course, Donald Savaglia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Savaglia at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Savaglia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Donald Savaglia  If you have questions about Osaic Wealth, Inc., Woodbury Financial Services, Inc. and/or Donald Savaglia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 17, 2024

Stephen Roeder Formerly with Principal Securities, Inc. Reviews

DID STEPHEN MARTIN ROEDER CAUSE YOU INVESTMENT LOSSES? Stephen Roeder Formerly With Principal Securities, Inc. Has 1 Customer Complaint For Alleged Broker Misconduct Stephen Roeder Customer Complaints and Reviews Stephen M. Roeder’s professional record is marred by a customer dispute: Allegations Against Stephen Roeder The core accusation against Stephen M. Roeder involves: Stephen Roeder Red Flags & Your Rights As An Investor Of course, Stephen Roeder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Roeder at Principal Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Roeder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Principal Securities, Inc. Due To Stephen Roeder  If you have questions about Principal Securities, Inc. and/or Stephen Roeder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2024

Alan Pransky of Lifemark Securities Corp. Reviews

DID ALAN STEPHEN PRANSKY CAUSE YOU INVESTMENT LOSSES? Alan Pransky Of Lifemark Securities Corp. And Formerly With Foresters Equity Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Alan Pransky Customer Complaints and Reviews Alan Pransky has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Allegations Against Alan Pransky Alan Pransky faces serious allegations that underscore potential risks for clients, including: These disputes and allegations cast a shadow over Pransky’s professional conduct, suggesting that potential clients should proceed with caution when considering his services. Alan Pransky Red Flags & Your Rights As An Investor Of course, Alan Pransky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Pransky at Lifemark Securities Corp. and Foresters Equity Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alan Pransky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lifemark Securities Corp. and Foresters Equity Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lifemark Securities Corp. Due To Alan Pransky  If you have questions about Lifemark Securities Corp., Foresters Equity Services, Inc. and/or Alan Pransky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2024

Nicole Pizzi of NYLife Securities Reviews

DID NICOLE MARIE PIZZI CAUSE YOU INVESTMENT LOSSES? Nicole Pizzi Of NYLife Securities LLC Has 1 Customer Complaint For Alleged Broker Misconduct Nicole Pizzi Customer Complaints and Reviews Nicole Pizzi has been the subject of 1 customer complaint that we know about seeking to recover investment losses. Incident Count: 1 pending customer dispute Allegations Against Nicole Pizzi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: These allegations, particularly concerning her role in financial advisement, highlight significant ethical and professional concerns that potential clients should consider. Nicole Pizzi Red Flags & Your Rights As An Investor Of course, Nicole Pizzi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicole Pizzi at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Nicole Pizzi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Nicole Pizzi  If you have questions about NYLife Securities LLC and/or Nicole Pizzi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2024

Daniel Otoya of PHX Financial, Inc. Reviews

DID DANIEL ORLANDO OTOYA CAUSE YOU INVESTMENT LOSSES? Daniel Otoya Of PHX Financial, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Daniel Otoya Customer Complaints and Reviews Daniel Otoyahas been the subject of 4 customer complaints that we know about seeking to recover investment losses: Allegations Against Daniel Otoya A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: These disclosures and the nature of the allegations highlight significant concerns regarding Daniel Otoya’s conduct and the potential risks involved in dealing with or being advised by him in financial matters. Daniel Otoya Red Flags & Your Rights As An Investor Of course, Daniel Otoya did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Otoya at PHX Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Otoya has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PHX Financial, Inc.  Due To Daniel Otoya  If you have questions about PHX Financial, Inc. and/or Daniel Otoya and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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