May 16, 2024

Kenia Rocha of EFG Capital International Reviews

DID KENIA NAVES ROCHA CAUSE YOU INVESTMENT LOSSES? Kenia Rocha Of EFG Capital International Has 1 Customer Complaint For Alleged Broker Misconduct Kenia Rocha Customer Complaints and Reviews Kenia Rocha has been the subject of 1 customer complaint that we know about seeking to recover investment losses. Allegations Against Kenia Rocha The single formal customer dispute involving Kenia Naves Rocha revolves around allegations of inadequate service linked to complex option trading. The claimants argued that her failure in service delivery resulted in substantial financial damages, initially claimed at $4,100,000. This serious accusation may point to a significant lapse in professional responsibility and expertise, reflecting poorly on Rocha’s reliability and trustworthiness as a financial advisor. The settlement of the case, albeit without her direct financial contribution, further tarnishes her professional image, suggesting potential issues in her handling of complex financial instruments and client relationships. Kenia Rocha Red Flags & Your Rights As An Investor Of course, Kenia Rocha did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenia Rocha at EFG Capital International on alert to review carefully the activity and performance of their accounts and question whether Kenia Rocha has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at EFG Capital International also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At EFG Capital International Due To Kenia Rocha  If you have questions about EFG Capital International and/or Kenia Rocha and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2024

Ashlynn Mohan of Equitable Advisors, LLC Reviews

DID ASHLYNN BERNADETTE MOHAN CAUSE YOU INVESTMENT LOSSES? Ashlynn Mohan Of Equitable Advisors, LLC Has 1 Customer Complaint For Alleged Broker Misconduct Ashlynn Mohan Customer Complaints and Reviews Mohan’s professional record includes an instance of customer dissatisfaction, which reflects poorly on her advisory capabilities: Allegations Against Ashlynn Mohan The allegations against Ashlynn Mohan focus on: Although the complaint was denied, the incident itself can indicate a need for improved communication or understanding of product details. Ashlynn Mohan Red Flags & Your Rights As An Investor Of course, Ashlynn Mohan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ashlynn Mohan at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ashlynn Mohan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Ashlynn Mohan  If you have questions about Equitable Advisors, LLC and/or Ashlynn Mohan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 15, 2024

Fermin Mesina of Osaic Institutions, Inc. Reviews

DID FERMIN ALBERTO MESINA CAUSE YOU INVESTMENT LOSSES? Fermin Mesina Of Osaic Institutions, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Fermin Mesina Customer Complaints and Reviews Mesina’s career has been tarnished by multiple negative disclosures that include financial issues and customer disputes: Allegations Against Fermin Mesina The allegations against Fermin Mesina center on significant and concerning aspects of his professional conduct: Fermin Mesina Red Flags & Your Rights As An Investor Of course, Fermin Mesina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fermin Mesina at Osaic Institutions, Inc. on alert to review carefully the activity and performance of their accounts and question whether Fermin Mesina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Institutions, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Institutions, Inc. Due To Fermin Mesina  If you have questions about Osaic Institutions, Inc. and/or Fermin Mesina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 15, 2024

Joyce Mechler of Edward Jones Reviews

DID JOYCE DIANE MECHLER CAUSE YOU INVESTMENT LOSSES? Joyce Mechler Of Edward Jones Has 1 Customer Complaint For Alleged Broker Misconduct Joyce Mechler Customer Complaints and Reviews Mechler’s professional conduct is marred by a significant customer dispute: This resolution points to serious concerns regarding Mechler’s responsiveness and her adherence to client instructions. Allegations Against Joyce Mechler The allegations against Joyce Mechler include: Joyce Mechler Red Flags & Your Rights As An Investor Of course, Joyce Mechler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joyce Mechler at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Joyce Mechler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Joyce Mechler  If you have questions about Edward Jones and/or Joyce Mechler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 15, 2024

Jeffrey Matchett of Securities America, Inc. Reviews

DID JEFFREY SHAWN MATCHETT CAUSE YOU INVESTMENT LOSSES? Jeffrey Matchett Of Securities America, Inc. And Formerly With Key Investment Services LLC Has 1 Customer Complaint For Alleged Broker Misconduct Jeffrey Matchett Customer Complaints and Reviews Matchett’s professional record is tarnished by a notable customer dispute: Allegations Against Jeffrey Matchett The allegations against Jeffrey Matchett center around: Jeffrey Matchett Red Flags & Your Rights As An Investor Of course, Jeffrey Matchett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Matchett at Securities America, Inc. and Key Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Matchett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Key Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Jeffrey Matchett  If you have questions about Securities America, Inc., Key Investment Services LLC and/or Jeffrey Matchett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 15, 2024

Royce Makishima Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Reviews

DID ROYCE LEE MAKISHIMA CAUSE YOU INVESTMENT LOSSES? Royce Makishima Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 1 Customer Complaint For Alleged Broker Misconduct Royce Makishima Customer Complaints and Reviews Royce Makishima’s career is overshadowed by troubling customer disputes and termination: This complaint, however, was closed without action, which does not entirely clear Makishima’s reputation as it still raises concerns about his transparency and handling of client transactions. Allegations Against Royce Makishima The allegations against Royce Makishima include: Royce Makishima Red Flags & Your Rights As An Investor Of course, Royce Makishima did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Royce Makishima at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Royce Makishima has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Royce Makishima  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Royce Makishima and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 14, 2024

Aileen Low of Edward Jones Reviews

DID AILEEN ANNA LOW CAUSE YOU INVESTMENT LOSSES? Aileen Low Of Edward Jones Has 1 Customer Complaint For Alleged Broker Misconduct Aileen Low Customer Complaints and Reviews Low’s record includes a settled customer dispute that reflects poorly on her advisory judgment: Allegations Against Aileen Low The allegations against Aileen A. Low include: These claims, settled to mitigate further dispute, highlight significant concerns regarding her fidelity to client-centric advisory services. Aileen Low Red Flags & Your Rights As An Investor Of course, Aileen Low did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aileen Low at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Aileen Low has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jonesalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Aileen Low  If you have questions about Edward Jones and/or Aileen Low and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 14, 2024

Syauching Hung of Independent Financial Group, LLC Reviews

DID SYAUCHING HUNG CAUSE YOU INVESTMENT LOSSES? Syauching Hung Of Independent Financial Group, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Syauching Hung Customer Complaints and Reviews Hung’s professional record is marred by several customer disputes that raise concerns about her investment practices: Allegations Against Syauching Hung The allegations against Syauching Hung include: The pattern of settlements in these disputes suggests a concerning trend in her advisory practice, focusing on high-commission products without adequate disclosure or alignment with client interests. Syauching Hung Red Flags & Your Rights As An Investor Of course, Syauching Hung did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Syauching Hung at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Syauching Hung has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Syauching Hung  If you have questions about Independent Financial Group, LLC and/or Syauching Hung and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 13, 2024

Nicholas Hasselkus of Morgan Stanley Reviews

DID TEOFILO TELL GONZALEZ CAUSE YOU INVESTMENT LOSSES? Nicholas Hasselkus of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Nicholas Hasselkus Customer Complaints and Reviews Hasselkus’s record is tarnished by several customer disputes: Allegations Against Nicholas Hasselkus The allegations against Nicholas R. Hasselkus include These allegations reflect a pattern of communication failures and possible ethical lapses in his handling of client accounts and financial products. Nicholas Hasselkus Red Flags & Your Rights As An Investor Of course, Nicholas Hasselkus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Hasselkus at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nicholas Hasselkus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Nicholas Hasselkus  If you have questions about Morgan Stanley and/or Nicholas Hasselkus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 12, 2024

Anthony Dorsey of PFS Investments Inc.  Reviews

DID Anthony LEJAMBRE Dorsey CAUSE YOU INVESTMENT LOSSES? Anthony Dorsey Of PFS Investments Inc. Has 1 Customer Complaint For Alleged Broker Misconduct Anthony Dorsey Customer Complaints and Reviews Dorsey’s record includes a notable disclosure: Allegations Against Anthony Dorsey The primary allegation against Anthony Dorsey revolves around a significant oversight in client communications, specifically: This suggests a lack of diligence or transparency in his advisory duties, which are critical for maintaining trust and integrity in the broker-client relationship. Anthony Dorsey Red Flags & Your Rights As An Investor Of course, Anthony Dorsey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Dorsey at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Dorsey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Anthony Dorsey  If you have questions about PFS Investments Inc. and/or Anthony Dorsey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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