May 11, 2024

Louis Pellegriti formerly with Spartan Capital Securities, LLC

DID LOUIS JOSEPH PELLEGRITI CAUSE YOU INVESTMENT LOSSES? Louis Pellegriti Formerly With Spartan Capital Securities, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Louis Pellegriti Customer Complaints Louis Pellegriti has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor for his alleged misconduct. Two of the customer complaints were settled by Spartan Capital Management in favor of the investors for Louis Pellegriti’s alleged misconduct.  His former employers denied, and the other 2 customer complaints and the investors took no further action. Allegations Against Louis Pellegriti A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Louis Pellegriti Red Flags & Your Rights As An Investor Of course, Louis Pellegriti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Pellegriti at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Louis Pellegriti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Louis Pellegriti  If you have questions about Spartan Capital Securities, LLC and/or Louis Pellegriti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 11, 2024

Michael Norton of David Lerner Associates, Inc

DID MICHAEL JOSEPH NORTON CAUSE YOU INVESTMENT LOSSES? Michael Norton Of David Lerner Associates, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Michael Norton Customer Complaints Michael Norton has been the subject of 9 customer complaints that we know about seeking to recover investment losses. Four of the customer complaints were settled by David Lerner Associates in favor of the investors.  Another customer complaint was filed with David Lerner Associates for Michael Norton’s alleged misconduct and denied by the brokerage firm.  The customers took no further action.  There is currently one misconduct proceeding that was recently filed against David Lerner Associates for Michael Norton’s alleged misconduct that is still pending. Allegations Against Michael Norton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Norton Red Flags & Your Rights As An Investor Of course, Michael Norton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Norton at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Norton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Michael Norton  If you have questions about David Lerner Associates, Inc. and/or Michael Norton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 11, 2024

Katherine Nishnic of Centaurus Financial, Inc

DID KATHERINE GREER NISHNIC CAUSE YOU INVESTMENT LOSSES? Katherine Nishnic Of Centaurus Financial, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Katherine Nishnic Customer Complaints Katherine Nishnic has been the subject of 9 customer complaints that we know about seeking to recover investment losses. Seven customer complaints were settled by Katherine Nishnic’s former employers in favor of the investors for her alleged misconduct.  Another customer complaint was denied by J.P. Turner and the investor took no further action.  There is currently one FINRA arbitration proceeding pending against Centaurus Financial for the advisors alleged misconduct. Allegations Against Katherine Nishnic A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Katherine Nishnic Red Flags & Your Rights As An Investor Of course, Katherine Nishnic did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Katherine Nishnic at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Katherine Nishnic has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Katherine Nishnic  If you have questions about Centaurus Financial, Inc. and/or Katherine Nishnic and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 11, 2024

Daniel Nielsen of LPL Financial LLC

DID DANIEL JOE NIELSEN CAUSE YOU INVESTMENT LOSSES? Daniel Nielsen Of LPL Financial LLC And Formerly With Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Daniel Nielsen Customer Complaints Daniel Nielsen has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor for Daniel Nielsen’s alleged misconduct.  Cambridge Investment Research recently denied the other customer complaint and so far, it does not appear that the investor has taken any further action. Allegations Against Daniel Nielsen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Nielsen Red Flags & Your Rights As An Investor Of course, Daniel Nielsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Nielsen at LPL Financial LLC and Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Nielsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Daniel Nielsen  If you have questions about LPL Financial LLC, Cambridge Investment Research, Inc. and/or Daniel Nielsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 11, 2024

Felipe Arrieta of Vestech Securities, Inc. Reviews

DID FELIPE NERY ARRIETA CAUSE YOU INVESTMENT LOSSES? Felipe Arrieta of Vestech Securities, Inc. And Formerly With Great Point Capital LLC, Moloney Securities Co., Inc. and San Blas Securities LLC Has 6 Customer Complaints For Alleged Broker Misconduct Felipe Arrieta Customer Complaints and Reviews Felipe Nery Arrieta’s professional conduct has led to several customer disputes: These incidents underscore a pattern of serious allegations that question his adherence to ethical standards and duty of care expected in financial advisement. Allegations Against Felipe Arrieta The allegations against Felipe Nery Arrieta, leading to customer disputes and regulatory scrutiny, primarily focus on: These accusations reflect poorly on his professional integrity and capability, presenting a high-risk profile to potential investors and collaborators in the financial services industry. Felipe Arrieta Red Flags & Your Rights As An Investor Of course, Felipe Arrieta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Felipe Arrieta at Vestech Securities, Inc., Great Point Capital LLC, Moloney Securities Co., Inc. and San Blas Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Felipe Arrietahas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vestech Securities, Inc., Great Point Capital LLC, Moloney Securities Co., Inc. and San Blas Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vestech Securities, Inc. Due To Felipe Arrieta  If you have questions about Vestech Securities, Inc., Great Point Capital LLC, Moloney Securities Co., Inc., San Blas Securities LLC and/or Felipe Arrieta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 10, 2024

Thomas Moran formerly with Wells Fargo Advisors Financial Network, LLC

DID THOMAS MICHAEL MORAN CAUSE YOU INVESTMENT LOSSES? Thomas Moran Formerly With Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Thomas Moran Customer Complaints Thomas Moran has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were denied by Thomas Moran’s former employer, Prudential Securities, and the investors took no further action.  The most recent customer complaint evolved into a recent FINRA Arbitration proceeding against Wells Fargo Advisors Financial Network for Thomas Moran’s alleged misconduct and is still pending. Allegations Against Thomas Moran A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Moran Red Flags & Your Rights As An Investor Of course, Thomas Moran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Moran at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Moran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Thomas Moran  If you have questions about Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC and/or Thomas Moran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 10, 2024

Richard Miller of Ameriprise Financial Services, LLC

DID RICHARD RAY MILLER CAUSE YOU INVESTMENT LOSSES? Richard Miller Of Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Richard Miller Customer Complaints Richard Miller has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints were denied by American Expressed Financial Advisors and the investors took no further action.  The most recent complaint was filed against Ameriprise Financial Services and the customer is still awaiting a response from the brokerage firm about his complaint concerning Richard Miller’s business practices. Allegations Against Richard Miller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Miller Red Flags & Your Rights As An Investor Of course, Richard Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Miller at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Richard Miller  If you have questions about Ameriprise Financial Services, LLC and/or Richard Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 10, 2024

David McMillen of Crown Capital Securities, L.P

DID DAVID BRUCE MCMILLEN CAUSE YOU INVESTMENT LOSSES? David McMillen Of Crown Capital Securities, L.P. Has 4 Customer Complaints For Alleged Broker Misconduct David McMillen’s Customer Complaints David McMillen has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Two of those customer complaints were settled by Crown Capital Securities in favor of the investors for the advisors alleged misconduct.  The brokerage paid $1.5 million and $250,000 to the 2 investors.  One of the other two customer complaints was denied and the other is still pending before FINRA arbitrators against Crown Capital Securities for David McMillen’s alleged misconduct. Allegations Against David McMillen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David McMillen Red Flags & Your Rights As An Investor Of course, David McMillen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David McMillen at Crown Capitol  Securities, L.P. on alert to review carefully the activity and performance of their accounts and question whether David McMillen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Crown Capitol Securities, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Crown Capitol Securities, L.P.  Due To David McMillen  If you have questions about Crown Capitol Securities, L.P. and/or David McMillen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 10, 2024

Lincoln Mason formerly with Edward Jones

DID LINCOLN LUCAS MASON CAUSE YOU INVESTMENT LOSSES? Lincoln Mason Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Lincoln Mason Customer Complaints Lincoln Mason has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones for Lincoln Mason’s alleged misconduct in favor of the investment.  The same brokerage firm denied another customer recently and so far it does not appear that the investor is taken any further action Allegations Against Curtis Mason A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Curtis Mason Red Flags & Your Rights As An Investor Of course, Lincoln Mason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lincoln Mason at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Lincoln Mason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Lincoln Mason  If you have questions about Edward Jones and/or Lincoln Mason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2024

Curtis Mason of GWN Securities Inc

DID CURTIS J MASON CAUSE YOU INVESTMENT LOSSES? Curtis Mason Of GWN Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Curtis Mason Customer Complaints Curtis Mason has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints were denied by Curtis Mason’s employers.  One investor took no further action.  The other investor had his complaint recently denied, and it does not appear that he has filed any arbitration proceeding. Allegations Against Curtis Mason A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Curtis Mason Red Flags & Your Rights As An Investor Of course, Curtis Mason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Mason at GWN Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Curtis Mason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At GWN Securities Inc. Due To Curtis Mason  If you have questions about GWN Securities Inc. and/or Curtis Mason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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