May 12, 2024

Lawrence Barrett of Lincoln Financial Advisors Corporation Reviews

DID LAWRENCE CHARLES BARRETT CAUSE YOU INVESTMENT LOSSES? Lawrence Barrett Of Lincoln Financial Advisors Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Lawrence Barrett Customer Complaints and Reviews Barrett’s career has been marred by three reported customer disputes: Allegations Against Lawrence Barrett The allegations against Lawrence Charles Barrett primarily involve: These accusations reflect poorly on his professional integrity and capability, presenting a high-risk profile to potential investors and collaborators in the financial services industry. Lawrence Barrett Red Flags & Your Rights As An Investor Of course, Lawrence Barrett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Barrett at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Lawrence Barrett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Lawrence Barrett  If you have questions about Lincoln Financial Advisors Corporation and/or Lawrence Barrett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 11, 2024

Daniel Nielsen of LPL Financial LLC

DID DANIEL JOE NIELSEN CAUSE YOU INVESTMENT LOSSES? Daniel Nielsen Of LPL Financial LLC And Formerly With Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Daniel Nielsen Customer Complaints Daniel Nielsen has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor for Daniel Nielsen’s alleged misconduct.  Cambridge Investment Research recently denied the other customer complaint and so far, it does not appear that the investor has taken any further action. Allegations Against Daniel Nielsen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Nielsen Red Flags & Your Rights As An Investor Of course, Daniel Nielsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Nielsen at LPL Financial LLC and Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Nielsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Daniel Nielsen  If you have questions about LPL Financial LLC, Cambridge Investment Research, Inc. and/or Daniel Nielsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 11, 2024

Felipe Arrieta of Vestech Securities, Inc. Reviews

DID FELIPE NERY ARRIETA CAUSE YOU INVESTMENT LOSSES? Felipe Arrieta of Vestech Securities, Inc. And Formerly With Great Point Capital LLC, Moloney Securities Co., Inc. and San Blas Securities LLC Has 6 Customer Complaints For Alleged Broker Misconduct Felipe Arrieta Customer Complaints and Reviews Felipe Nery Arrieta’s professional conduct has led to several customer disputes: These incidents underscore a pattern of serious allegations that question his adherence to ethical standards and duty of care expected in financial advisement. Allegations Against Felipe Arrieta The allegations against Felipe Nery Arrieta, leading to customer disputes and regulatory scrutiny, primarily focus on: These accusations reflect poorly on his professional integrity and capability, presenting a high-risk profile to potential investors and collaborators in the financial services industry. Felipe Arrieta Red Flags & Your Rights As An Investor Of course, Felipe Arrieta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Felipe Arrieta at Vestech Securities, Inc., Great Point Capital LLC, Moloney Securities Co., Inc. and San Blas Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Felipe Arrietahas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vestech Securities, Inc., Great Point Capital LLC, Moloney Securities Co., Inc. and San Blas Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vestech Securities, Inc. Due To Felipe Arrieta  If you have questions about Vestech Securities, Inc., Great Point Capital LLC, Moloney Securities Co., Inc., San Blas Securities LLC and/or Felipe Arrieta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 10, 2024

Richard Miller of Ameriprise Financial Services, LLC

DID RICHARD RAY MILLER CAUSE YOU INVESTMENT LOSSES? Richard Miller Of Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Richard Miller Customer Complaints Richard Miller has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints were denied by American Expressed Financial Advisors and the investors took no further action.  The most recent complaint was filed against Ameriprise Financial Services and the customer is still awaiting a response from the brokerage firm about his complaint concerning Richard Miller’s business practices. Allegations Against Richard Miller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Miller Red Flags & Your Rights As An Investor Of course, Richard Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Miller at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Richard Miller  If you have questions about Ameriprise Financial Services, LLC and/or Richard Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 10, 2024

David McMillen of Crown Capital Securities, L.P

DID DAVID BRUCE MCMILLEN CAUSE YOU INVESTMENT LOSSES? David McMillen Of Crown Capital Securities, L.P. Has 4 Customer Complaints For Alleged Broker Misconduct David McMillen’s Customer Complaints David McMillen has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Two of those customer complaints were settled by Crown Capital Securities in favor of the investors for the advisors alleged misconduct.  The brokerage paid $1.5 million and $250,000 to the 2 investors.  One of the other two customer complaints was denied and the other is still pending before FINRA arbitrators against Crown Capital Securities for David McMillen’s alleged misconduct. Allegations Against David McMillen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David McMillen Red Flags & Your Rights As An Investor Of course, David McMillen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David McMillen at Crown Capitol  Securities, L.P. on alert to review carefully the activity and performance of their accounts and question whether David McMillen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Crown Capitol Securities, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Crown Capitol Securities, L.P.  Due To David McMillen  If you have questions about Crown Capitol Securities, L.P. and/or David McMillen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 10, 2024

Lincoln Mason formerly with Edward Jones

DID LINCOLN LUCAS MASON CAUSE YOU INVESTMENT LOSSES? Lincoln Mason Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Lincoln Mason Customer Complaints Lincoln Mason has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones for Lincoln Mason’s alleged misconduct in favor of the investment.  The same brokerage firm denied another customer recently and so far it does not appear that the investor is taken any further action Allegations Against Curtis Mason A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Curtis Mason Red Flags & Your Rights As An Investor Of course, Lincoln Mason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lincoln Mason at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Lincoln Mason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Lincoln Mason  If you have questions about Edward Jones and/or Lincoln Mason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2024

Curtis Mason of GWN Securities Inc

DID CURTIS J MASON CAUSE YOU INVESTMENT LOSSES? Curtis Mason Of GWN Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Curtis Mason Customer Complaints Curtis Mason has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints were denied by Curtis Mason’s employers.  One investor took no further action.  The other investor had his complaint recently denied, and it does not appear that he has filed any arbitration proceeding. Allegations Against Curtis Mason A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Curtis Mason Red Flags & Your Rights As An Investor Of course, Curtis Mason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Mason at GWN Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Curtis Mason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At GWN Securities Inc. Due To Curtis Mason  If you have questions about GWN Securities Inc. and/or Curtis Mason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2024

Martinez formerly with Pruco Securities LLC

DID JUSTIN ROBERT MARTINEZ CAUSE YOU INVESTMENT LOSSES? Justin Martinez Formerly With Pruco Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Justin Martinez Customer Complaints Justin Martinez has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints were recently denied by Pruco Securities and thus far, it does not appear that the investors have taken any further action. Allegations Against Justin Martinez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Justin Martinez Red Flags & Your Rights As An Investor Of course, Justin Martinez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Martinez at Pruco Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Justin Martinez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities LLC Due To Justin Martinez  If you have questions about Pruco Securities LLC and/or Justin Martinez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2024

Mark Mappa of Osaic Wealth, Inc

DID MARK ALAN MAPPA CAUSE YOU INVESTMENT LOSSES? Mark Mappa Of Osaic Wealth, Inc. And Formerly With Woodbury Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Mark Mappa Customer Complaints Mark Mappa has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  Kestra Investment Services settled all 3 customer complaints that involved in the FINRA arbitration proceedings for Mark Mappa’s alleged misconduct in favor of the investors. Allegations Against Damon Mapes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Mappa Red Flags & Your Rights As An Investor Of course, Mark Mappa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Mappa at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Mappa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Mark Mappa  If you have questions about Osaic Wealth, Inc., Woodbury Financial Services, Inc. and/or Mark Mappa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2024

Ramesh Madhusudan formerly with Raymond James Financial Services, Inc

DID RAMESH MADHUSUDAN CAUSE YOU INVESTMENT LOSSES? Ramesh Madhusudan Formerly With Raymond James Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Ramesh Madhusudan Customer Complaints Ramesh Madhusudan has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer dispute was settled by Raymond James Financial Services in favor of the investor for advisors alleged misconduct, finance denied.  The other customer complaint and the investor took no further action. Allegations Against Ramesh Madhusudan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ramesh Madhusudan Red Flags & Your Rights As An Investor Of course, Ramesh Madhusudan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ramesh Madhusudan at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ramesh Madhusudan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Ramesh Madhusudan  If you have questions about Raymond James Financial Services, Inc. and/or Ramesh Madhusudan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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