May 5, 2024

Phillip Kao of Portsmouth Financial Services

DID PHILLIP C KAO CAUSE YOU INVESTMENT LOSSES? Phillip Kao Of Portsmouth Financial Services and Formerly With Woodbury Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Phillip Kao Customer Complaints Phillip Kao has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  LPL Financial denied one of the customer complaints about Phillip Kao’s alleged misconduct and the investor took no further action.  The other customer complaint resulted in a FINRA arbitration proceeding that was recently filed and still pending against LPL Financial for its former employees alleged misconduct. Allegations Against Phillip Kao A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Phillip Kao Red Flags & Your Rights As An Investor Of course, Phillip Kao did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phillip Kao at Woodbury Financial Services, Inc. and on alert to review carefully the activity and performance of their accounts and question whether Phillip Kao has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Phillip Kao  If you have questions about Woodbury Financial Services, Inc. and/or Phillip Kao and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2024

Eugene Jordan of Cetera Advisor Networks LLC

DID EUGENE PAUL JORDAN CAUSE YOU INVESTMENT LOSSES? Eugene Jordan Of Cetera Advisor Networks LLC Has 2 Customer Complaints For Alleged Broker Misconduct Eugene Jordan Customer Complaints Eugene Jordan has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Tower Square Securities in favor of the investor or Eugene Jordan’s alleged misconduct.  The other customer complaint was recently denied by Cetera Advisors, Networks and, to date, the investor has not taken any further action. Allegations Against Eugene Jordan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eugene Jordan Red Flags & Your Rights As An Investor Of course, Eugene Jordan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eugene Jordan at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Eugene Jordan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Eugene Jordan  If you have questions about Cetera Advisor Networks LLC and/or Eugene Jordan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 4, 2024

Bernard Jasmin formerly with PHX Financial Inc

DID BERNARD F JASMIN CAUSE YOU INVESTMENT LOSSES? Bernard Jasmin Formerly With PHX Financial, INC. Has 4 Customer Complaints For Alleged Broker Misconduct Bernard Jasmin Customer Complaints Bernard Jasmin has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Two customer complaints were settled by Aura Financial Services for Bernard Jasmin’s alleged misconduct in favor of the investors.  The other 2 customer complaints are FINRA arbitration proceedings filed against Bernard Jasmin’s former employer’s for his alleged misconduct and still pending. Allegations Against Bernard Jasmin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bernard Jasmin Red Flags & Your Rights As An Investor Of course, Bernard Jasmin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bernard Jasmin at PHX Financial Inc on alert to review carefully the activity and performance of their accounts and question whether Bernard Jasmin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PHX Financial Inc Due To Bernard Jasmin If you have questions about PHX Financial Inc and/or Bernard Jasmin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 4, 2024

Rand Heckler formerly with Benjamin & Jerold Brokerage I, LLC

DID RAND ALAN HECKLER CAUSE YOU INVESTMENT LOSSES? Rand Heckler Formerly With Benjamin & Jerold Brokerage I, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Rand Heckler Customer Complaints Rand Heckler has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two customer complaints were settled by Rand Heckler his former employers in favor of the investors or his alleged misconduct.  Another 2 customer complaints were denied by his former employers and the investors took no further action.  There is currently one customer complaint which is still pending. Allegations Against Michael Hack A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rand Heckler Red Flags & Your Rights As An Investor Of course, Rand Heckler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rand Heckler at Benjamin & Jerold Brokerage I, LLC on alert to review carefully the activity and performance of their accounts and question whether Benjamin & Jerold Brokerage I, LLC has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benjamin & Jerold Brokerage I, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Benjamin & Jerold Brokerage I, LLC Due To Rand Heckler  If you have questions about Benjamin & Jerold Brokerage I, LLC and/or Rand Heckler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2024

Craig Gould of Cabot Lodge Securities LLC

DID CRAIG MICHAEL GOULD CAUSE YOU INVESTMENT LOSSES? Craig Gould Of Cabot Lodge Securities LLC And Formerly With World Equity Group, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Craig Gould Customer Complaints Craig Gould has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding that resulted in an award against Craig Gould’s employer and himself in favor of the investor.  The other FINRA arbitration proceeding filed against Cabot Lodge Securities for Craig Gould’s alleged misconduct is still pending. Allegations Against Craig Gould A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Craig Gould Red Flags & Your Rights As An Investor Of course, Craig Gould did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Gould at Cabot Lodge Securities LLC and World Equity Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Craig Gould has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabot Lodge Securities LLC and World Equity Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cabot Lodge Securities LLC Due To Craig Gould  If you have questions about Cabot Lodge Securities LLC, World Equity Group, Inc., and/or Craig Gould and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2024

Paul Getty of Lightpath Capital, Inc

DID PAUL M GETTY CAUSE YOU INVESTMENT LOSSES? Paul Getty Of Lightpath Capital, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Paul Getty Customer Complaints Paul Getty has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint about Paul Getty’s conduct was settled by Lightpath Capital in favor of the investor.  There are 2 more customer complaints that evolved into FINRA arbitration proceedings that are still pending against Lightpath Capital for Paul Getty’s alleged misconduct. Allegations Against Paul Getty A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Getty Red Flags & Your Rights As An Investor Of course, Paul Getty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Getty at Lightpath Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Getty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lightpath Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lightpath Capital, Inc. Due To Paul Getty  If you have questions about Lightpath Capital, Inc. and/or Paul Getty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2024

Ivan Gefen of Newbridge Securities Corporation

DID IVAN RICHARD GEFEN CAUSE YOU INVESTMENT LOSSES? Ivan Gefen Of Newbridge Securities Corporation Has 11 Customer Complaints For Alleged Broker Misconduct Ivan Gefen Customer Complaints Ivan Gefen has been the subject of 11 customer complaints that we know about seeking to recover investment losses. One customer complaint evolved into NASD arbitration and an award in favor of the investor against Prudential Securities for Ivan Geffen’s alleged misconduct. Five more customer complaints evolved in FINRA arbitration proceedings at was settled by Richard Geffen’s former employers in favor of the investors.  Another for customer complaints were denied by Ivan Geffen’s former employers and the investors took no further action.  There is currently one FINRA arbitration proceeding, that is still pending against Newbridge Securities Corporation for Ivan Geffen’s alleged misconduct. Allegations Against Ivan Gefen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ivan Gefen Red Flags & Your Rights As An Investor Of course, Ivan Gefen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ivan Gefen at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Ivan Gefen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Ivan Gefen  If you have questions about Newbridge Securities Corporation and/or Ivan Gefen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2024

Ron Filoramo formerly with Morgan Stanley

DID RON ERNEST FILORAMO CAUSE YOU INVESTMENT LOSSES? Ron Filoramo Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Ron Filoramo Customer Complaints Ron Filoramo has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer dispute was settled by Morgan Stanley in favor of the investor.  There currently 3 more customer complaints pending with Morgan Stanley for the brokers alleged misconduct. Allegations Against Ron Filoramo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ron Filoramo Red Flags & Your Rights As An Investor Of course, Ron Filoramo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ron Filoramo at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ron Filoramo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ron Filoramo  If you have questions about Morgan Stanley and/or Ron Filoramo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2024

Susan Duke formerly with Transamerica Financial Advisors, Inc

DID SUSAN M DUKE CAUSE YOU INVESTMENT LOSSES? Susan Duke Formerly With Transamerica Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Susan Duke Customer Complaints Susan Duke has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both of these customer complaints evolved into FINRA arbitration proceedings that were subsequently settled by Transamerica Financial Advisors in favor of the investors or Susan Duke’s alleged misconduct. Allegations Against Susan Duke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Susan Duke Red Flags & Your Rights As An Investor Of course, Susan Duke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Duke at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Susan Duke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Susan Duke  If you have questions about Transamerica Financial Advisors, Inc. and/or Susan Duke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2024

Ruben Fernandez of Stonecrest Capital Markets, Inc

DID RUBEN C FERNANDEZ CAUSE YOU INVESTMENT LOSSES? Ruben Fernandez Of Stonecrest Capital Markets, Inc. And Formerly With Herbert J. Sims & Co., Inc. Has 21 Customer Complaints For Alleged Broker Misconduct Ruben Fernandez Customer Complaints Ruben Fernandez has been the subject of 21 customer complaints that we know about seeking to recover investment losses. Nineteen customer complaints were settled by Oriental Financial Services Corp. in favor of the investors.  Another customer complaint was denied by PaineWebber and the investor took no further action is currently one customer complaint pending with Herbert J.  Sims and Co. for Ruben Fernandez’s alleged misconduct. Allegations Against Susan Duke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ruben Fernandez Red Flags & Your Rights As An Investor Of course, Ruben Fernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ruben Fernandez at Stonecrest Capital Markets, Inc. and Herbert J. Sims & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Ruben Fernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stonecrest Capital Markets, Inc. and Herbert J. Sims & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stonecrest Capital Markets, Inc. Due To Ruben Fernandez  If you have questions about Stonecrest Capital Markets, Inc., Herbert J. Sims & Co., Inc. and/or Ruben Fernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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