Jun 28, 2024

Joseph Sheperis Jr of J.P. Morgan Securities LLC Reviews

DID JOSEPH ANTHONY SGHEPERIS JR CAUSE YOU INVESTMENT LOSSES? J.P. Morgan Securities LLC Customer Complaints and Reviews Customer Dispute (1 Incident) Allegations Against Joseph Sheperis Jr Joseph Sheperis Jr Red Flags & Your Rights As An Investor Of course, Joseph Sheperis Jrdid not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Sheperis Jrat J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Sheperis Jrhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Joseph Sheperis Jr  If you have questions about J.P. Morgan Securities LLC and/or Joseph Sheperis Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 28, 2024

Antoine Shamlee Formerly With Newbridge Securities Corporation Reviews

DID ANTOINE DEVON SHAMLEE CAUSE YOU INVESTMENT LOSSES? Antoine Shamlee Formerly With Newbridge Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Antoine Shamlee Customer Complaints and Reviews Customer Dispute (Total: 2 Incidents) Allegations Against Antoine Shamlee Antoine Devon Shamlee has been implicated in a series of serious allegations: These issues have not only led to financial settlements but also to a tarnished reputation within the financial services community. Antoine Shamlee Red Flags & Your Rights As An Investor Of course, Antoine Shamlee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antoine Shamlee at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Antoine Shamlee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Antoine Shamlee  If you have questions about Newbridge Securities Corporation and/or Antoine Shamlee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 28, 2024

Barbara Shaffer of Cambridge Investment Research Inc Reviews

DID JON ERIC PRICE CAUSE YOU INVESTMENT LOSSES? Barbara Shaffer Of Cambridge Investment Research, Inc. and Formerly with National Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct Barbara Shaffer Customer Complaint and Reviews Customer Dispute (Settled in November 2008): This dispute involved allegations of misrepresentation concerning the provisions of a variable annuity contract sold in June 2007. Though the alleged damages were not specified, they were determined to exceed $5,000. And settled for an undisclosed amount. Allegations Against Barbara Shaffer Barbara Shaffer Red Flags & Your Rights As An Investor Of course, Barbara Shaffer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barbara Shaffer at Cambridge Investment Research Inc. and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Barbara Shaffer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research Inc. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Inc. Due To Barbara Shaffer  If you have questions about Cambridge Investment Research Inc., National Securities Corporation and/or Barbara Shaffer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 28, 2024

Todd Seesman of Allstate Financial Services, LLC Reviews

DID TODD ALLEN SEESMAN CAUSE YOU INVESTMENT LOSSES? Todd Seesman Customer Complaints and Reviews Todd A. Seesman has been involved in one customer dispute: Customer Dispute (Denied): A complaint was filed on March 29, 2024, alleging misrepresentation related to the dividends and pricing/performance of a variable annuity subaccount. The complaint was denied on April 11, 2024, with the firm unable to determine if the alleged damages would exceed $5,000, indicating that no financial compensation was awarded. Allegations Against Todd Seesman Todd Seesman Red Flags & Your Rights As An Investor Of course, Todd Seesman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Seesman at Allstate Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Seesman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Allstate Financial Services, LLC Due To Todd Seesman  If you have questions about Allstate Financial Services, LLC and/or Todd Seesman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 28, 2024

Brittany Riddle of Ameriprise Financial Services, LLC Reviews

DID BRITTANY NOEL RIDDLE CAUSE YOU INVESTMENT LOSSES? Brittany Riddle Of Ameriprise Financial Services, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Brittany Riddle Customer Complaint and Reviews Customer Dispute (Closed – No Action as of December 2023): Riddle faced allegations of unauthorized withdrawals from a client’s IRA, which supposedly occurred without the client’s consent and resulted in substantial tax liabilities. The client sought $48,263 in damages. Although the complaint was eventually denied and no action was taken, the serious nature of the accusations could concern some. Allegations Against Brittany Riddle Brittany Riddle Red Flags & Your Rights As An Investor Of course, Brittany Riddle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brittany Riddle at Ameriprise Financial Services, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Brittany Riddle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Brittany Riddle  If you have questions about Ameriprise Financial Services, LLC, UBS Financial Services Inc. and/or Brittany Riddle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2024

John Rotando of Wells Fargo Clearing Services, LLC Reviews

DID JOHN GEORGE ROTANDO CAUSE YOU INVESTMENT LOSSES? John Rotando Of Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct John Rotando Customer Complaints and Reviews Allegations Against John Rotando These sections underline the critical issues surrounding John George Rotando’s brokerage practice. John Rotando Red Flags & Your Rights As An Investor Of course, John Rotando did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Rotando at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Rotando has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To John Rotando  If you have questions about Wells Fargo Clearing Services, LLC and/or John Rotando and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2024

Thomas Ross III of Raymond James & Associates, Inc Reviews

DID THOMAS ROSS III CAUSE YOU INVESTMENT LOSSES? Thomas Ross III Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Thomas Ross III Customer Complaint and Reviews Ross’s professional record includes significant negative disclosures: Pending Customer Dispute (Reported May 2023): This dispute involves allegations that Ross recommended investments in hedge funds that were not suitable for the client, occurring between August 2022 and May 2023. The client has claimed damages of $15,000. The complaint, still under review, alleges a lapse in Ross’s duty to provide suitable investment recommendations. Allegations Against Thomas Ross III Thomas Ross III Red Flags & Your Rights As An Investor Of course, Thomas Ross III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Ross III at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Ross III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Thomas Ross III  If you have questions about Raymond James & Associates, Inc. and/or Thomas Ross III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2024

James Rockford of Stifel, Nicolaus & Company, Incorporated Reviews

DID JAMES KYLE ROCKFORD CAUSE YOU INVESTMENT LOSSES? James Rockford Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct James Rockford Customer Complaint and Reviews Customer Dispute (Pending as of May 2023): Rockford is currently embroiled in a dispute involving allegations of misappropriation linked to mutual fund transactions in December 2021. The customer has alleged mismanagement in the automated periodic rebalancing of a mutual fund within a custom advisory portfolio account, although the firm has denied these claims. This pending dispute raises serious concerns about his transaction handling and ethical practices. Allegations Against James Rockford James Rockford Red Flags & Your Rights As An Investor Of course, James Rockford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Rockford at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether James Rockford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To James Rockford  If you have questions about Stifel, Nicolaus & Company, Incorporated and/or James Rockford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2024

Peter Robertson of Lincoln Financial Advisors Corporation Reviews

DID PETER BRIAN ROBERTSON CAUSE YOU INVESTMENT LOSSES? Peter Robertson Of Lincoln Financial Advisors Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Peter Robertson Customer Complaints and Reviews Peter Robertson has been involved in three customer disputes, two of which are currently pending: Allegations Against Peter Robertson Peter Robertson Red Flags & Your Rights As An Investor Of course, Peter Robertson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Robertson at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Peter Robertson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Peter Robertson  If you have questions about Lincoln Financial Advisors Corporation and/or Peter Robertson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2024

Patrick Riley of Merrill Lynch, Pierce, Fenner & Smith Incorporated Reviews

DID PATRICK GERARD RILEY CAUSE YOU INVESTMENT LOSSES? Patrick Riley Of Merrill Lynch, Pierce, Fenner & Smith Incorporated, Has A Customer Complaint For Alleged Broker Misconduct Patrick Riley Customer Complaint and Reviews Customer Dispute (Pending as of November 2023): Patrick Riley faces a pending dispute where a client alleges misrepresentation linked to a Merrill Lynch Preferred Deposit Account during February 2022 to February 2023. The client is claiming damages amounting to $8,420. Allegations Against Patrick Riley Patrick Riley Red Flags & Your Rights As An Investor Of course, Patrick Riley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Riley at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Patrick Riley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Patrick Riley  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Patrick Riley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading