Jun 26, 2024

Steven Schroeder of Principal Securities, Inc Reviews

DID STEVEN WILLIAM SCHROEDER CAUSE YOU INVESTMENT LOSSES? Steven Schroeder Formerly With Principal Securities, Inc Has A Customer Complaint For Alleged Broker Misconduct Steven Schroeder Customer Complaint and Reviews Customer Dispute (Closed – No Action as of 2008): Schroeder faced a customer complaint alleging that he did not adequately explain the premiums required to support a variable universal life policy, selected inappropriate face amounts, and failed to deliver a prospectus. The complaint involved alleged damages of $19,626 and was eventually denied. Allegations Against Steven Schroeder Steven Schroeder Red Flags & Your Rights As An Investor Of course, Steven Schroeder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Schroeder at Principal Securities, Inc, on alert to review carefully the activity and performance of their accounts and question whether Steven Schroeder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Principal Securities, Inc Due To Steven Schroeder  If you have questions about Principal Securities, Inc and/or Steven Schroeder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2024

Dinesh Sawal of Ameriprise Financial Services, LLC Reviews

DID DINESH KUMAR SAWAL CAUSE YOU INVESTMENT LOSSES? Dinesh Sawal Customer Complaints and Reviews Customer Dispute (1 Incident) Allegations Against Dinesh Sawal Dinesh Sawal Red Flags & Your Rights As An Investor Of course, Dinesh Sawal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dinesh Sawal at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Dinesh Sawal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Dinesh Sawal  If you have questions about Ameriprise Financial Services, LLC and/or Dinesh Sawal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2024

John Savini of NYLife Securities LLC Reviews

DID JOHN A SAVINI CAUSE YOU INVESTMENT LOSSES? John Savini Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct John Savini Customer Complaint and Reviews Settled Customer Dispute (April 2023): This dispute was settled with the customer after allegations that Savini had misled the client into rolling over a deferred compensation plan into a variable annuity in October 2022. The client was concerned about the inability to withdraw funds without facing surrender charges. The settlement amount totaled $17,394.35, reflecting the gravity of the issue and its resolution in the client’s favor. Although Savini did not contribute personally to the settlement, the incident likely has had a detrimental impact on his professional reputation. Allegations Against John Savini These accusations, though resolved through a financial settlement, highlight significant concerns regarding Savini’s adherence to ethical standards in providing clear and truthful financial advice. John Savini Red Flags & Your Rights As An Investor Of course, John Savini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Savini at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether John Savini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To John Savini  If you have questions about NYLife Securities LLC and/or John Savini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2024

John Samelson of Wells Fargo Clearing Services, LLC Reviews

DID JOHN DAVID SAMELSON CAUSE YOU INVESTMENT LOSSES? John Samelson Of Wells Fargo Clearing Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct John Samelson Customer Complaints and Reviews Allegations Against John Samelson These points underscore a career fraught with legal disputes and client dissatisfaction, painting a picture of a financial advisor whose practices have often come under scrutiny. John Samelson Red Flags & Your Rights As An Investor Of course, John Samelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Samelson at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Samelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To John Samelson  If you have questions about Wells Fargo Clearing Services, LLC and/or John Samelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2024

Richard Salinas of Avantax Investment Services, Inc. Reviews

DID RICHARD SALINAS CAUSE YOU INVESTMENT LOSSES? Richard Salinas Customer Complaints and Reviews Richard Salinas has one customer dispute on his record: Customer Dispute (Settled): A complaint was filed against him while he was with BBVA Securities Inc., concerning the suitability of a market-linked CD based on its maturity date. The customer questioned the suitability, and the dispute was settled for $7,950.22 on March 26, 2024. No individual contribution was required from Salinas. Allegations Against Richard Salinas Richard Salinas Red Flags & Your Rights As An Investor Of course, Richard Salinas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Salinas at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Salinas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Richard Salinas  If you have questions about Avantax Investment Services, Inc. and/or Richard Salinas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2024

Melanie St Franc of Osaic Wealth, Inc Reviews

DID MELANIE KRISTA ST FRANC CAUSE YOU INVESTMENT LOSSES? Melanie St Franc Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Melanie St Franc Customer Complaint and Reviews Customer Dispute (Settled in August 2023): St Franc was implicated in a customer dispute where the client alleged misrepresentation related to a variable annuity purchase made in 2022. The client claimed damages of $5,000, and the dispute was settled for $3,114.09. Although the settlement did not require a personal contribution from St Franc, the incident may concern potential clients about her transparency and integrity in client dealings. Allegations Against Melanie St Franc Melanie St Franc Red Flags & Your Rights As An Investor Of course, Melanie St Franc did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melanie St Franc at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Melanie St Franc has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Melanie St Franc  If you have questions about Osaic Wealth, Inc, Sagepoint Financial, Inc. and/or Melanie St Franc and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2024

Gregory Suzio of Merrill Lynch, Pierce, Fenner & Smith Incorporated Reviews

DID GREGORY PAUL SUZIO CAUSE YOU INVESTMENT LOSSES? Gregory Suzio Customer Complaints and Reviews Allegations Against Gregory Suzio These sections underscore a problematic aspect of Suzio’s professional conduct, marked by serious allegations that question his reliability and integrity as a financial advisor. Gregory Suzio Red Flags & Your Rights As An Investor Of course, Gregory Suzio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Suzio at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Gregory Suzio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Gregory Suzio  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Gregory Suzio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2024

Kenneth Sledge Jr. of Lincoln Financial Advisors Corporation Reviews

DID KENNETH CECIL SLEDGE JR CAUSE YOU INVESTMENT LOSSES? Kenneth Sledge Jr. Of Lincoln Financial Advisors Corporation Has A Customer Complaint For Alleged Broker Misconduct Kenneth Sledge Jr. Customer Complaint and Reviews Customer Dispute (Settled as of October 2023): Sledge faced serious allegations from a client regarding an investment in an oil and gas product. The client claimed $500,000 in damages, accusing Sledge of recommending unsuitable investments. The dispute was settled for $274,885.18 in October 2023, though Sledge did not contribute to the settlement amount personally. This incident highlights significant questions about his investment advice and suitability assessments. Allegations Against Kenneth Sledge Jr. Kenneth Sledge Jr. Red Flags & Your Rights As An Investor Of course, Kenneth Sledge Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Sledge Jr.at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Kenneth Sledge Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Kenneth Sledge Jr.  If you have questions about Lincoln Financial Advisors Corporation and/or Kenneth Sledge Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2024

Alex Shtaynberger of Laidlaw & Company (UK) Ltd Reviews

DID ALEX SHTAYNBERGER CAUSE YOU INVESTMENT LOSSES? Alex Shtaynberger Of Laidlaw & Company (UK) Ltd. Has A Customer Complaint For Alleged Broker Misconduct Alex Shtaynberger Customer Complaint and Reviews Customer Dispute (Settled March 2023): Shtaynberger was involved in a dispute where he was accused of negligence, misrepresentation, fraud, breach of duty, excessive commissions, and loss of opportunity related to unspecified securities. The case concluded with a payment of $57,375.43 in compensatory damages to the claimant. Allegations Against Alex Shtaynberger Alex Shtaynberger Red Flags & Your Rights As An Investor Of course, Jon Price did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Price at Benjamin F. Edwards & Company, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jon Price has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benjamin F. Edwards & Company, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Laidlaw & Company (UK) Ltd. Due To Alex Shtaynberger  If you have questions about Laidlaw & Company (UK) Ltd. and/or Alex Shtaynberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2024

Allen Short of Morgan Stanley Reviews

DID ALLEN KEITH SHORT CAUSE YOU INVESTMENT LOSSES? Allen Short Of Morgan Stanley And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Allen Short Customer Complaint and Reviews Settled Customer Dispute (2023): Short faced allegations related to a diversification strategy for concentrated stock positions, which the client claimed was misrepresented concerning the tax consequences. The settlement was reached in October 2023 for $58,463, although no personal contribution was required from Short. This dispute reflects negatively on his transparency and the clarity of his investment strategies. Allegations Against Allen Short Allen Short Red Flags & Your Rights As An Investor Of course, Allen Short did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Allen Short at Morgan Stanley and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Allen Short has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Allen Short  If you have questions about Morgan Stanley, Wells Fargo Clearing Services, LLC and/or Allen Short and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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