Apr 30, 2024

Billy Aycock of Cabin Securities, Inc

DID BILLY JAMES AYCOCK CAUSE YOU INVESTMENT LOSSES? Billy Aycock Of Cabin Securities, Inc. And Formerly With Center Street Securities, Inc. Has 14 Customer Complaints For Alleged Broker Misconduct Billy Aycock Customer Complaints Billy Aycock has been the subject of 14 customer complaints that we know about seeking to recover investment losses.  All 14 of the customer complaints evolved into FINRA arbitration proceedings filed by customers of Billy Aycock against Center Street Securities that are still pending. Allegations Against Billy Aycock A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Billy Aycock Red Flags & Your Rights As An Investor Of course, Billy Aycock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Billy Aycock at Cabin Securities, Inc. and Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Billy Aycock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabin Securities, Inc. and Center Street Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cabin Securities, Inc. Due To Billy Aycock  If you have questions about Cabin Securities, Inc., Center Street Securities, Inc. and/or Billy Aycock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 30, 2024

Arif Ahmed of J.P. Morgan Securities LLC

DID ARIF AHMED CAUSE YOU INVESTMENT LOSSES? Arif Ahmed Of J.P. Morgan Securities LLC And Formerly With First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 5 Customer Complaints For Alleged Broker Misconduct Arif Ahmed Customer Complaints Arif Ahmed has been the subject of 5 customer complaints that we know about seeking to recover investment losses.  Two of the customer complaints were settled by Merrill Lynch Pierce Fenner and Smith in favor of the investors for over $458,000 and $85,000, respectively.  Another customer complaint was denied by Merrill Lynch, Pierce, Fenner and Smith and the investor took no further action.  There are currently two customer complaints made in connection with his employment at First Republic Securities Co. alleging damages of over $204 million and $35 million that are still pending. Allegations Against Arif Ahmed A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Arif Ahmed Red Flags & Your Rights As An Investor Of course, Arif Ahmed did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arif Ahmed at J.P. Morgan Securities LLC , First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Arif Ahmed has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC, First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Arif Ahmed  If you have questions about J.P. Morgan Securities LLC, First Republic Securities Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Arif Ahmed and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 29, 2024

Drew Reinhardt of Morgan Stanley

DID DREW MARTIN REINHARDT CAUSE YOU INVESTMENT LOSSES? Drew Reinhardt Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Drew Reinhardt Customer Complaints Drew Reinhardt has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Morgan Stanley or Drew Reinhardt’s alleged misconduct in favor of the investors.  The other customer dispute was denied by Morgan Stanley recently.  To date, the investor has not taken any further action. Allegations Against Drew Reinhardt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Drew Reinhardt Red Flags & Your Rights As An Investor Of course, Drew Reinhardt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Drew Reinhardt at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Drew Reinhardt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Drew Reinhardt  If you have questions about Morgan Stanley and/or Drew Reinhardt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 28, 2024

Patrick Tantoco of Osaic Wealth, Inc

DID PATRICK TANTOCO CAUSE YOU INVESTMENT LOSSES? Patrick Tantoco Of Osaic Wealth, Inc. And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Patrick Tantoco Customer Complaints Patrick Tantoco has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints have proceeded to FINRA arbitration proceedings against Independent Financial Group for Patrick Tantoco’s alleged misconduct and are still pending. Allegations Against Louis Wargo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Patrick Tantoco Red Flags & Your Rights As An Investor Of course, Patrick Tantoco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Tantoco at Osaic Wealth, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Tantoco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Patrick Tantoco  If you have questions about Osaic Wealth, Inc., MML Investors Services, LLC and/or Patrick Tantoco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 28, 2024

Vincent Virga formerly with Madison Avenue Securities, LLC

DID VINCENT ANTHONY VIRGA CAUSE YOU INVESTMENT LOSSES? Vincent Virga Formerly With Madison Avenue Securities, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Vincent Virga Customer Complaints Vincent Virga has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Five of those customer complaints were settled by Madison Avenue Securities for Vincent Virga’s alleged misconduct in favor of the investors.  There is currently one FINRA arbitration proceeding, that is still pending against Madison Avenue Securities with the adviser’s alleged misconduct. Allegations Against Louis Wargo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Vincent Virga Red Flags & Your Rights As An Investor Of course, Vincent Virga did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Virga at Madison Avenue Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Vincent Virga has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Vincent Virga  If you have questions about Madison Avenue Securities, LLC and/or Vincent Virga and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 28, 2024

Louis Wargo of Osaic Wealth, Inc

DID LOUIS MARTIN WARGO CAUSE YOU INVESTMENT LOSSES? Louis Wargo Of Osaic Wealth, Inc. And Formerly With FSC Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct Louis Wargo Customer Complaints Louis Wargo has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints evolved into FINRA arbitration proceedings against FSC Securities Corp., and they were settled in favor of the investor.  Louis Wargo’s employers denied two other customer complaints, and the investors took no further action.  There is currently one customer complaint that evolved into a FINRA arbitration proceeding that is pending against FSC Securities Corporation for Louis Wargo’s alleged misconduct. Allegations Against Louis Wargo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Louis Wargo Red Flags & Your Rights As An Investor Of course, Louis Wargo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Wargo at Osaic Wealth, Inc. and FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Louis Wargo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Louis Wargo  If you have questions about Osaic Wealth, Inc., FSC Securities Corporation and/or Louis Wargo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 27, 2024

Richard Zientarski of Planmember Securities Corporation

DID RICHARD CHESTER ZIENTARSKI CAUSE YOU INVESTMENT LOSSES? Richard Zientarski Of Planmember Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Richard Zientarski Customer Complaints Richard Zientarski has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Pan-American Financial Advisors in favor of the investor.  There is currently 1 customer complaint that was recently filed with Planmember Securities Corporation for Richard Zientarski’s alleged misconduct that is still pending. Allegations Against Richard Zientarski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Zientarski Red Flags & Your Rights As An Investor Of course, Richard Zientarski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Zientarski at Planmember Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Richard Zientarski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Planmember Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Planmember Securities Corporation Due To Richard Zientarski  If you have questions about Planmember Securities Corporation and/or Richard Zientarski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 27, 2024

Shimshon Plotkin of Independent Financial Group, LLC

DID SHIMSHON PLOTKIN CAUSE YOU INVESTMENT LOSSES? Shimshon Plotkin Of Independent Financial Group, LLC Has 11 Customer Complaints For Alleged Broker Misconduct Shimshon Plotkin Customer Complaints Shimshon Plotkin has been the subject of 11 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints resulted in arbitration awards against Royal Alliance Associates in favor of the investors. Four of the customer complaints were settled by Shimshon Plotkin’s employers in favor of investors.  Another 3 customer complaints were denied by the adviser’s former employers and the investors took no further action.  There are currently 2 FINRA arbitration proceedings pending against the Independent Financial Group for the registered representatives alleged misconduct. Allegations Against Shimshon Plotkin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shimshon Plotkin Red Flags & Your Rights As An Investor Of course, Shimshon Plotkin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shimshon Plotkin at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Shimshon Plotkin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Shimshon Plotkin  If you have questions about Independent Financial Group, LLC and/or Shimshon Plotkin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 27, 2024

Kevin Peters of Equitable Advisors, LLC

DID KEVIN L PETERS CAUSE YOU INVESTMENT LOSSES? Kevin Peters Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Kevin Peters Customer Complaints Kevin Peters has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by AXA Advisors and the investor took no further action.  The more recent complaint filed against Equitable Advisors evolved into a FINRA arbitration proceeding that is still pending. Allegations Against Kevin Peters A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Peters Red Flags & Your Rights As An Investor Of course, Kevin Peters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Peters at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Peters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Kevin Peters  If you have questions about Equitable Advisors, LLC and/or Kevin Peters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 27, 2024

Michael Orlowski of Commerce One Financial In

DID MICHAEL EDWARD ORLOWSKI CAUSE YOU INVESTMENT LOSSES? Michael Orlowski Of Commerce One Financial Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Orlowski Customer Complaints Michael Orlowski has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Commerce One Financial for Michael Orlowski’s alleged misconduct in favor of the investors.  The other customer complaint is still pending against the brokerage firm in a FINRA arbitration proceeding that was recently filed. Allegations Against Michael Orlowski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Orlowski Red Flags & Your Rights As An Investor Of course, Michael Orlowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Orlowski at Commerce One Financial Inc on alert to review carefully the activity and performance of their accounts and question whether Michael Orlowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commerce One Financial Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commerce One Financial Inc. Due To Michael Orlowski  If you have questions about Commerce One Financial Inc. and/or Michael Orlowskin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading