DID PASQUALE EVANGELISTA CAUSE YOU INVESTMENT LOSSES?
About Pasquale Evangelista of Raymond James & Associates, Inc.?
Pasquale Evangelista (CRD #2443782) has an extensive career in the financial services industry, currently employed by Raymond James & Associates, Inc., in Naples, Florida since March 2010. He is registered with 5 Self-Regulatory Organizations and licensed in 30 U.S. states and territories. Evangelista has passed two general industry/product exams and two multi-state securities law exams, highlighting his comprehensive understanding of securities regulations. His previous associations include M&I Financial Advisors, Inc. and Morgan Stanley, indicating significant experience within major financial institutions.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Pasquale Evangelista Customer Complaints and Reviews
Pasquale Evangelista has been involved in one negative disclosure event:
- Customer Dispute (Pending): A client alleges Evangelista had a conflict of interest by also servicing her sibling’s and mother’s trust accounts, claiming inappropriate pressure to sell securities to cover a line of credit not primarily secured by her account. This has led to the freezing and liquidation of her account due to balance deficiencies. This dispute, involving alleged damages of $277,686, is currently pending under FINRA arbitration (Docket #24-01383) with proceedings in Boca Raton, FL.
Allegations Against Pasquale Evangelista
- Conflict of Interest and Mismanagement:
- Evangelista is accused of having a conflict of interest by managing accounts of closely related parties, which allegedly influenced his advisory practices detrimentally.
- The client claims that he pressured her to make financial decisions that were not in her best interest, leading to substantial financial damages and the subsequent freezing and liquidation of her assets under duress.
- These allegations are the subject of ongoing FINRA arbitration, reflecting the serious nature of the accusations and their potential impact on Evangelista’s professional standing.
Pasquale Evangelista Red Flags & Your Rights As An Investor
Of course, Pasquale Evangelista did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pasquale Evangelista at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Pasquale Evangelista has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Pasquale Evangelista
If you have questions about Raymond James & Associates, Inc. and/or Pasquale Evangelista and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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