DID PATRICIA LYNN RAMIREZ CAUSE YOU INVESTMENT LOSSES?
Patricia Ramirez Formerly With Raymond James & Associates, Inc. was recently fired, following allegations of conduct inconsistent with firm policies regarding outside business activities and public communications
Who is Patricia Ramirez formerly with Raymond James & Associates, Inc.?
Patricia Ramirez (CRD #2093341) who was formerly registered as a broker with Raymond James & Associates, Inc. and located in St. Petersburg, Florida, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Patricia Ramirez Employment History and Termination
Patricia Lynn Ramirez has been in the securities industry since 1998, with a career that includes positions at Citigroup Global Markets Inc., Morgan Stanley, and Raymond James & Associates, Inc. Her tenure at Raymond James & Associates, Inc. from April 2015 ended in September 2024 following termination. She is currently associated with Vanderbilt Financial Group as an Investment Advisor Representative.
Throughout her career, she has passed two principal/supervisory exams, two general industry/product exams, and two multi-state securities law exams, demonstrating a solid foundation in industry knowledge and compliance.
Patricia Ramirez was terminated by Raymond James & Associates, Inc. on September 16, 2024, following allegations of conduct inconsistent with firm policies on outside business activities and communication with the public.
Disclosure Events:
- Termination:
- Date: September 16, 2024
- Firm: Raymond James & Associates, Inc.
- Allegation: Discharged due to allegations of engaging in conduct inconsistent with firm policies, specifically related to outside business activities and public communications. No customer complaints or securities transactions were associated with this termination.
Patricia Ramirez Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Patricia Ramirez is a red flag which should put all current and former customers of Patricia Ramirez at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Patricia Ramirez engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Patricia Ramirez
If you have questions about Raymond James & Associates, Inc. and/or Patricia Ramirez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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