DID PATRICK DEAN LOUISE CAUSE YOU INVESTMENT LOSSES?
About Patrick Louise of LPL Financial LLC?
Patrick Louise (CRD #5810428) is a registered broker currently employed by LPL Financial LLC in Woodstock, IL, since November 16, 2012. He is licensed in 10 U.S. states and territories. Patrick has successfully passed two general industry/product exams (Series 6 and SIE) and two multi-state securities law exams (Series 63 and Series 65). His previous employment includes Fifth Third Securities, Inc. His extensive qualifications and registration across multiple states demonstrate a solid grounding in various aspects of financial advisement.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Patrick Louise Customer Complaints and Reviews
Patrick D. Louise has one pending customer dispute reported:
- Pending Dispute (2024): A client has filed a complaint alleging that between 2011 and 2023, Patrick recommended unsuitable investments in variable annuities. The claimant is seeking $2,000,000 in damages. The case, filed under FINRA docket #24-00671, is currently pending arbitration.
Allegations Against Patrick Louise
The allegations and accusations in the customer disputes against Karry J. Maciak include:
- Unsuitable Investment Recommendations: The client alleges that Patrick advised investments in variable annuities that were unsuitable given their financial situation and goals over a significant period.
- Dispute Over Investment Suitability: Patrick asserts that all recommendations were appropriate and aligned with the client’s investment objectives, although the client claims substantial financial harm from these recommendations.
Patrick Louise Red Flags & Your Rights As An Investor
Of course, Patrick Louise did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Louise at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Louise has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Patrick Louise
If you have questions about LPL Financial LLC and/or Patrick Louise and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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