DID PATRICK MICHAEL MENDENHALL CAUSE YOU INVESTMENT LOSSES?
Patrick Mendenhall Of USCA Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Patrick Mendenhall of USCA Securities LLC?
Patrick Mendenhall (CRD #1068809) who is currently registered as a broker and investment adviser with USCA Securities LLC and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to USCA Securities LLC, Patrick Mendenhall was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Patrick Mendenhall Customer Complaints
Patrick Mendenhall has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by USCA Securities, LLC in favor of the investors for Patrick Mendenhall’s alleged misconduct. Another customer complaint was recently filed against USCA Securities and denied by the brokerage firm. Thus far, the investor has not taken any further action.
Allegations Against Patrick Mendenhall
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Various legal claims connection with the purchase of securities in Harris County State Ct. in Texas.
- Breach of fiduciary duty, excessive trading, unauthorized trading of customer’s accounts.
- Missed investment opportunity as a result of the advisors covered call writing strategy.
Patrick Mendenhall Red Flags & Your Rights As An Investor
Of course, Patrick Mendenhall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Mendenhall at USCA Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Mendenhall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USCA Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At USCA Securities LLC Due To Patrick Mendenhall
If you have questions about USCA Securities LLC and/or Patrick Mendenhall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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