DID PATRICK TUYEN NGUYEN CAUSE YOU INVESTMENT LOSSES?
Patrick Nguyen was fired from Fidelity Brokerage Services LLC in November 2024 due to allegations of improper use of a planning tool.
Who is Patrick Nguyen formerly with Fidelity Brokerage Services LLC?
Patrick Nguyen (CRD #7539027) who was formerly registered as a broker with Fidelity Brokerage Services LLC and located in Jacksonville Florida, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Patrick Nguyen Employment History and Termination
Patrick Tuyen Nguyen was registered with a securities firm, Fidelity Brokerage Services LLC, as a Workplace Planning Associate from July 2022 to December 2024. Before entering the securities industry, he worked in various roles during the years 2016-2022. However, he is not currently registered with any financial firm.
Mr. Nguyen passed two general industry/product exams (SIE and Series 7) and one multi-state securities law exam (Series 66).
His employment at Fidelity Brokerage Services LLC ended in termination on November 14, 2024, due to concerns that he improperly used a financial planning tool without verifying client information accuracy, which impacted his performance metrics.
Negative Disclosures Summary
The FINRA report identifies one employment termination:
- Date: November 14, 2024
- Employer: Fidelity Brokerage Services LLC
- Details: Concerns that he improperly used a financial planning tool without confirming client information accuracy, which impacted his performance metrics.
Patrick Nguyen Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Patrick Nguyen is a red flag which should put all current and former customers of Patrick Nguyen at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Nguyen engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Patrick Nguyen
If you have questions about Fidelity Brokerage Services LLC and/or Patrick Nguyen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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