DID PATRICK DONALD PEPPER CAUSE YOU INVESTMENT LOSSES?
About Patrick Pepper Of LPL Financial LLC?
Patrick Pepper (CRD #4950695) has been involved in the financial industry for a significant period and is currently registered with LPL Financial LLC in The Plains, Ohio. He has been with LPL Financial since December 2010. Pepper is licensed in six U.S. states and territories and has passed one principal/supervisory exam, three general industry/product exams, and one multi-state securities law exam. His registrations and qualifications showcase a robust career with substantial professional competence in various securities and investment advisory roles.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Patrick Pepper Customer Complaints and Reviews
Patrick Donald Pepper’s professional record includes a customer dispute and a financial disclosure:
- Customer Dispute (Settled):
- A dispute received in March 2020 was settled for $16,722.07, with Pepper personally contributing $15,000. The complaint involved allegations of misrepresentation concerning mutual fund investments.
- Judgment/Lien:
- An outstanding tax lien was reported against Pepper by the IRS totaling $26,354.78, filed on July 29, 2019. This lien pertains to tax years 2014 through 2017 and remains unsatisfied.
Allegations Against Patrick Pepper
- Misrepresentation in Mutual Fund Investments:
- The customer dispute alleged that Pepper misrepresented mutual funds. The matter was settled to avoid further legal proceedings, although Pepper denied any wrongdoing, stating that all investments were fully discussed and agreed upon by the customer.
- Financial Mismanagement:
- The IRS tax lien indicates a significant issue concerning financial management related to personal tax obligations spanning multiple years.
Patrick Pepper Red Flags & Your Rights As An Investor
Of course, Patrick Pepper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Pepper at LPL Financial LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Patrick Pepperhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Edward Jones also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Patrick Pepper
If you have questions about LPL Financial LLC, Edward Jones and/or Patrick Pepper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...