DID PATRICK GERARD RILEY CAUSE YOU INVESTMENT LOSSES?
Patrick Riley Of Merrill Lynch, Pierce, Fenner & Smith Incorporated, Has A Customer Complaint For Alleged Broker Misconduct
About Patrick Riley of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Patrick Riley (CRD #4918740) is currently affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Bellevue, WA, since December 2015. Throughout his career, Riley has had previous registrations at multiple firms, including Edward Jones and several shifts within Merrill Lynch itself. This frequent movement between firms might suggest difficulties in establishing a stable client base or issues with firm policies. His registration encompasses 53 U.S. states and territories, and he has passed two principal/supervisory exams along with three general industry/product exams. Despite these qualifications, his career is marred by a pending customer dispute.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Patrick Riley Customer Complaint and Reviews
Customer Dispute (Pending as of November 2023): Patrick Riley faces a pending dispute where a client alleges misrepresentation linked to a Merrill Lynch Preferred Deposit Account during February 2022 to February 2023. The client is claiming damages amounting to $8,420.
Allegations Against Patrick Riley
- Misrepresentation: The core accusation in the pending dispute involves allegations of misrepresentation related to account features or expectations. This points to possible discrepancies in what was communicated to the client versus the actual terms or performance of the financial product offered.
Patrick Riley Red Flags & Your Rights As An Investor
Of course, Patrick Riley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Riley at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Patrick Riley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Patrick Riley
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Patrick Riley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...