DID PATRICK TANTOCO CAUSE YOU INVESTMENT LOSSES?
Patrick Tantoco Of Osaic Wealth, Inc. And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Patrick Tantoco of Osaic Wealth, Inc.?
Patrick Tantoco (CRD #5249850) who is currently registered as a broker and investment adviser with Osaic Wealth, Inc. and located in Honolulu, Hawaii, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Osaic Wealth, Inc., Patrick Tantoco was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Patrick Tantoco Customer Complaints
Patrick Tantoco has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints have proceeded to FINRA arbitration proceedings against Independent Financial Group for Patrick Tantoco’s alleged misconduct and are still pending.
Allegations Against Louis Wargo
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable nontraded REIT investment recommendation.
- Recommendation to invest in non-traded REIT is not in line with customers stated objectives and risk tolerance.
Patrick Tantoco Red Flags & Your Rights As An Investor
Of course, Patrick Tantoco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Tantoco at Osaic Wealth, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Tantoco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Patrick Tantoco
If you have questions about Osaic Wealth, Inc., MML Investors Services, LLC and/or Patrick Tantoco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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