DID PAUL M GETTY CAUSE YOU INVESTMENT LOSSES?
Paul Getty Of Lightpath Capital, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Paul Getty of Lightpath Capital, Inc.?
Paul Getty (CRD #6470002) who is currently registered as a broker with Lightpath Capital, Inc. and located in San Jose, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lightpath Capital, Inc., Paul Getty was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Paul Getty Customer Complaints
Paul Getty has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint about Paul Getty’s conduct was settled by Lightpath Capital in favor of the investor. There are 2 more customer complaints that evolved into FINRA arbitration proceedings that are still pending against Lightpath Capital for Paul Getty’s alleged misconduct.
Allegations Against Paul Getty
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Breach of contract, violation of state securities statutes, violation of the consumer protection statutes, claims under common law for misconduct related to a real estate private placement.
- Violation of federal securities laws, violation of California’s securities laws, violation of California unfair, unlawful, and fraudulent business practices act, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence related to private placement real estate investment.
Paul Getty Red Flags & Your Rights As An Investor
Of course, Paul Getty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Getty at Lightpath Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Getty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lightpath Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Lightpath Capital, Inc. Due To Paul Getty
If you have questions about Lightpath Capital, Inc. and/or Paul Getty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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