DID PAUL WAYNE JONES JR CAUSE YOU INVESTMENT LOSSES?
Paul Jones, Jr. Of Independent Financial Group, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Paul Jones, Jr. of Independent Financial Group, LLC?
Paul Jones, Jr. (CRD #2920042) who is currently registered as a broker with Independent Financial Group, LLC and located in San Dimas, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, LLC, Paul Jones, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Paul Jones, Jr. Customer Complaints
Paul Jones, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Investor’s Capital Corp. in favor of the investor. The other 2 customer complaints have recently filed with Independent Financial Group for Paul Jones’s alleged misconduct and still pending.
Allegations Against Paul Jones, Jr.
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations.
- Recommendations to purchase REITs and business development companies were unsuitable.
- Variable annuity contract investment was unsuitable and licensing issues.
Paul Jones, Jr. Red Flags & Your Rights As An Investor
Of course, Paul Jones, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Jones, Jr. at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Jones, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Paul Jones, Jr.
If you have questions about Independent Financial Group, LLC and/or Paul Jones, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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