DID PAUL JOHN STANISLAW JR CAUSE YOU INVESTMENT LOSSES?

Paul Stanislaw, Jr. Formerly With LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Paul Stanislaw, Jr. formerly with LPL Financial LLC?

Paul Stanislaw, Jr. (CRD #859272) who was formerly registered as a broker and investment adviser with LPL Financial LLC and located in Ontario, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Paul Stanislaw, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Paul Stanislaw, Jr. Customer Complaints

Paul Stanislaw, Jr. has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints are settled by LPL Financial in favor of the investors the same brokerage firm denied the remaining customer complaint and no further action was taken.

Allegations Against Paul Stanislaw, Jr.

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unauthorized investment in a mutual fund.
• Misrepresentation about fees associated with mutual fund investment.
• Failure to disclose upfront sales charge or mutual fund investment and unsuitable investment recommendation to switch investments in different mutual funds.
• Failure to execute variable annuity contract order with income rider requested by customer.

Paul Stanislaw, Jr. Red Flags & Your Rights As An Investor

Of course, Paul Stanislaw, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Stanislaw, Jr. at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Stanislaw, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Paul Stanislaw, Jr.

If you have questions about LPL Financial LLC and/or Paul Stanislaw, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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