DID PAUL B STEPANKOVSKIY CAUSE YOU INVESTMENT LOSSES?
Paul Stepankovskiy Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Paul Stepankovskiy of UBS Financial Services Inc.?
Paul Stepankovskiy (CRD #2943015) who is currently registered as a broker and investment adviser with UBS Financial Services Inc. and located in Northbrook, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Paul Stepankovskiy was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Paul Stepankovskiy Customer Complaint
Paul Stepankovskiy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty for misleading client about placement fees. Further, misrepresentations and misleading statements related to municipal bonds portfolio returns. A customer complaint was recently denied, and, to date, the investor has not taken any further action.
Paul Stepankovskiy Red Flags & Your Rights As An Investor
Of course, Paul Stepankovskiy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Stepankovskiy at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Stepankovskiy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Paul Stepankovskiy
If you have questions about UBS Financial Services Inc. and/or Paul Stepankovskiy and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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