DID PETER JAMES KEATING CAUSE YOU INVESTMENT LOSSES?
Peter Keating Of United Planners’ Financial Services Of America A Limited Partner Has A Customer Complaint For Alleged Broker Misconduct
Who is Peter Keating of United Planners’ Financial Services Of America A Limited Partner?
Peter Keating (CRD #3012512) who is currently registered with United Planners’ Financial Services Of America A Limited Partner and located in Columbia, Maryland is a subject of one of our many securities industry sales practice abuse investigations.
Peter Keating Customer Complaint
Peter Keating has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were breach of contract and gross negligence. Peter Keating’s customer complaint was denied and, to date, the customer has not taken any further action.
Peter Keating Red Flags & Your Rights As An Investor
Of course, Peter Keating did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Keating at United Planners’ Financial Services Of America A Limited Partner on alert to review carefully the activity and performance of their accounts and question whether Peter Keating has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services Of America A Limited Partner also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At United Planners’ Financial Services Of America A Limited Partner Due To Peter Keating
If you have questions about United Planners’ Financial Services Of America A Limited Partner and/or Peter Keating and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.