DID PETER JOSEPH KLEIN CAUSE YOU INVESTMENT LOSSES?

Peter Klein Of Hightower Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Peter Klein of Hightower Securities, LLC?

Peter Klein (CRD #1523734) who is currently registered broker and investment adviser with Hightower Securities, LLC and located in Melville New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hightower Securities, LLC, Peter Klein was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Peter Klein Customer Complaints

Peter Klein has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Hightower Securities in favor the investor. The other arbitration claim is still pending against Hightower Securities for Peter Kline’s alleged misconduct.

Allegations Against Peter Klein

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Sales practice violations in connection with a private placement investment.
• Unsuitable investment recommendations and other sales practice violations in connection with a private placement investment.

Peter Klein Red Flags & Your Rights As An Investor

Of course, Peter Klein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Klein at Hightower Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Klein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Peter Klein

If you have questions about Hightower Securities, LLC and/or Peter Klein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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