DID PETER M THOM CAUSE YOU INVESTMENT LOSSES?
Peter Thom was fired from Silverwood Partners on January 30, 2025, due to allegations of “selling away”—engaging in private placement activities outside of the firm without prior disclosure.
Who is Peter Thom formerly with Silverwood Partners?
Peter Thom (CRD #2637447) who was formerly registered as a broker with Silverwood Partners and located in Sherborn, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Peter Thom Employment History and Termination
There is one pending customer dispute reported in Talati’s BrokerCheck record:
- Peter M. Thom has over 25 years of experience in the securities industry, having worked for five different firms as a registered broker since 1995. His most recent employment was with Silverwood Partners from Feb 2024–Jan 2025. His previous registrations were with Scott-Macon Securities, Inc. (2012–2013) Rockland Securities, LLC (2010–2012) Citigroup Global Markets Inc. (1999–2003) J.P. Morgan Securities Inc. (1995–1999)
- Throughout his career he completed three general industry/product exams and one multi-state securities law exam but had not completed any principal/supervisory exams.
- Silverwood Partners terminated Mr. Thom on January 30, 2025. The firm alleges that he entered into an engagement agreement with an external company to provide private placement services and that he solicited potential investors, sdisclosing this activity to Silverwood Partners. He is currently not registered with FINRA.
Negative Disclosures Summary
Peter M. Thom has one employment termination ono record:
- Termination Date: January 30, 2025
- Firm: Silverwood Partners
- Reason: Allegations of “selling away,” engaging in private placement activities with an external company without firm authorization. The firm discovered that Thom had solicited potential investors, distributed offering materials, and arranged investor meetings for a private placement that was not disclosed to Silverwood Partners.
Peter Thom Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Peter Thom is a red flag which should put all current and former customers of Peter Thom at Silverwood Partners on alert to review carefully the activity and performance of their accounts and question whether Peter Thom engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silverwood Partners also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Silverwood Partners Due To Peter Thom
If you have questions about Silverwood Partners and/or Peter Thom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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