| Read Time: 2 minutes | News & Articles |

DID PHOEBE CLAIRE PARK CAUSE YOU INVESTMENT LOSSES?

Phoebe Park Of J.P. Morgan Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct

About Phoebe Park Of J.P. Morgan Securities LLC?

Phoebe Park

Phoebe Park (CRD #6408997) was previously registered as a broker with J.P. Morgan Securities LLC in Dallas, Texas from November 2014 to March 2023. She is not currently registered. Throughout her brokerage career, she passed two general industry/product exams and one multi-state securities law exam. Park’s certifications include the Securities Industry Essentials Examination, the General Securities Representative Examination (Series 7), and the Uniform Securities Agent State Law Examination (Series 63). Her professional path reflects a focused tenure within a single major financial firm, highlighting a concentrated experience in securities and investment advisory services.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Phoebe Park Customer Complaints and Reviews

Phoebe Claire Park’s record includes several customer disputes:

  • Customer Disputes (3 incidents):
    • Dispute 1: A complaint filed on March 25, 2020, alleged misrepresentation concerning a mutual fund investment. The client claimed damages of $242,729, related to transactions dated from January 22, 2020, to March 5, 2020. This complaint was denied by the firm on May 15, 2020, with no settlement or contribution from Park.
    • Dispute 2: Another complaint received on the same date involved similar allegations of misrepresentation for mutual fund investments, with claimed damages of $191,370, related to transactions from February 14, 2020, to March 16, 2020. This was also denied without any settlement.
    • Dispute 3: A further allegation for a transaction on January 21, 2020, cited misrepresentation, claiming damages of $56,048. This too was denied by the firm.

Allegations Against Phoebe Park

The allegations against Phoebe Claire Park involve claims of misrepresentation regarding mutual fund investments across three separate instances:

  • Misrepresentation: All allegations focus on claims that Park misrepresented the nature or potential outcomes of mutual fund investments, leading to significant claimed financial losses by clients. Despite these allegations, all complaints were formally denied by the firm and were not substantiated with any settlements or punitive actions, indicating that the firm did not find merit in the claims.

Phoebe Park Red Flags & Your Rights As An Investor

Of course, Phoebe Park did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phoebe Park at J.P. Morgan Securities LLCon alert to review carefully the activity and performance of their accounts and question whether Phoebe Park has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Phoebe Park

If you have questions about J.P. Morgan Securities LLC and/or Phoebe Park and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...