DID RADHAMES PINEDA CAUSE YOU INVESTMENT LOSSES?
About Radhames Pineda Of J.P. Morgan Securities LLC?
Radhames Pineda (CRD #5747037) has an extensive career in the securities industry, primarily with J.P. Morgan Securities LLC in New York, New York, since October 1, 2012. He has a robust qualification profile, having passed three general industry/product exams and two multi-state securities law exams. His licensing spans across 34 U.S. states and territories, demonstrating a broad geographical reach in his professional activities. Pineda’s registrations include a variety of Self-Regulatory Organizations (SROs), highlighting his compliance with multiple regulatory bodies and his ability to offer a wide range of financial services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Radhames Pineda Customer Complaints and Reviews
Radhames Pineda has one customer dispute recorded:
- Customer Dispute (Denied):
- Date Received: March 27, 2020
- Allegations: The client alleged suitability issues regarding a mutual fund investment, claiming damages of $13,000 for activities dated August 15, 2019.
- Outcome: The complaint was denied on May 12, 2020, with no settlement amount. Pineda denied the allegations, stating that the investment was suitable based on the client’s investment objective and risk tolerance, and that all material disclosures were discussed at the time of purchase.
Allegations Against Radhames Pineda
The allegations made against Radhames Pineda in the customer dispute include:
- Suitability Issues: The client claimed that the mutual fund investment recommended by Pineda was not suitable for their financial objectives and risk tolerance. Despite the client’s dissatisfaction, Pineda maintained that the investment was appropriate and that all necessary disclosures were provided during the transaction. The firm’s investigation concluded without action against Pineda, affirming his stance on the suitability of the investment.
Radhames Pineda Red Flags & Your Rights As An Investor
Of course, Radhames Pineda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Radhames Pineda at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Radhames Pineda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Radhames Pineda
If you have questions about J.P. Morgan Securities LLC and/or Radhames Pineda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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