DID Ran Regev CAUSE YOU INVESTMENT LOSSES?
Ran Regev Of Osaic Wealth, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
About Ran Regev of Osaic Wealth, Inc.?
Ran Regev (CRD #5469190) is currently registered with Osaic Wealth, Inc. in Fort Lauderdale, Florida, since September 2023. He has previously worked with SagePoint Financial, Inc. and MetLife Securities Inc., showcasing a career that spans multiple firms across different states. Regev is licensed in 13 U.S. states and territories and has passed one Principal/Supervisory Exam (Series 24), two General Industry/Product Exams (Series 7 and SIE), and one Multi-State Securities Law Exam (Series 66). His professional registrations highlight a broad and versatile engagement with the securities industry, allowing him to operate across various regulatory environments.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Ran Regev Customer Complaints and Reviews
Ran Regev has two customer disputes listed in his disclosure events:
- Settled Customer Dispute (2012 incident reported in 2013): A complaint arose from an alleged provision of incorrect information during the transfer of funds from an existing variable annuity to a new one. The case was settled for $15,385 without specifying compensatory damages initially alleged by the customer.
- Pending Customer Dispute (2024 incident): The claimant alleges unsuitable discretionary trading in their account, with reported potential damages of $150,000. This case is currently pending, with the arbitration process managed through FINRA Dispute Resolution.
Allegations Against Ran Regev
- Settled Dispute Allegations (2012 incident):
- Allegation Detail: Incorrect information provided during annuity transfer, potentially misleading the customer regarding the terms or consequences of the transfer.
- Settlement Detail: Case settled in 2013 for $15,385, reflecting a resolution without an admission of wrongdoing, as is typical in many FINRA settlements.
- Pending Dispute Allegations (2024 incident):
- Allegation Detail: The trading conducted within the claimant’s account was alleged to be unsuitable given the client’s investment profile and objectives.
- Current Status: This case remains unresolved, with the arbitration process ongoing, highlighting the complexities of disputes involving trading suitability and advisor discretion.
Ran Regev Red Flags & Your Rights As An Investor
Of course, Ran Regev did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ran Regev at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ran Regev has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Ran Regev
If you have questions about Osaic Wealth, Inc. and/or Ran Regev and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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