DID RANDY CARTER COX CAUSE YOU INVESTMENT LOSSES?
Randy Cox Of Osaic Wealth, Inc. And Formerly With FSC Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Randy Cox of Osaic Wealth, Inc.?
Randy Cox (CRD #2544998) who is currently registered as a broker and investment adviser with Osaic Wealth, Inc. and located in Hudson Oaks, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Osaic Wealth, Inc., Randy Cox was associated with FSC Securities Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Randy Cox Customer Complaints
Randy Cox has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by FSC Securities Corporation in favor of the investors. Another customer complaint which evolved into a FINRA arbitration proceeding is still pending against FSC Securities Corporation for Randy Cox’s alleged misconduct.
Allegations Against Randy Cox
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Financial professional sold customer in an alternative investment that was unsuitable.
- Violations of Texas securities laws, and FINRA rules related to variable annuity contracts, mutual funds, oil and gas partnerships, and real estate securities.
Randy Cox Red Flags & Your Rights As An Investor
Of course, Randy Cox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randy Cox at Osaic Wealth, Inc. and FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Randy Cox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Randy Cox
If you have questions about Osaic Wealth, Inc., FSC Securities Corporation and/or Randy Cox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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