DID RAQUEL B PACHECO CAUSE YOU INVESTMENT LOSSES?
About Raquel Pacheco of Wells Fargo Clearing Services, LLC?
Raquel Pacheco (CRD #3117770) has a substantial career in the financial industry, currently registered with Wells Fargo Advisors and Wells Fargo Clearing Services, LLC in Westlake, Ohio, since February 2018. She has passed two general industry/product exams and two multi-state securities law exams. Pacheco is registered with six Self-Regulatory Organizations (SROs) and is licensed in 26 U.S. states and territories. Her professional journey includes previous registrations with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Butler, Wick & Co., Inc., and Wachovia Securities, LLC. This diverse registration history underlines her extensive experience across major financial markets.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Raquel Pacheco Customer Complaints and Reviews
Raquel B. Pacheco has one negative disclosure reported:
- Customer Dispute (Settled): A single customer dispute filed against Pacheco alleged unsuitable investment recommendations and failure to follow instructions. This complaint, filed while she was with Merrill Lynch, led to allegations of damages amounting to $100,109. The dispute was settled on March 4, 2022, for $39,000, with no individual contribution from Pacheco. The case was settled to resolve the allegations, and there was no admission of wrongdoing by Pacheco.
Allegations Against Raquel Pacheco
- Allegations of Unsuitability and Non-compliance: The customer dispute involved claims that Pacheco made unsuitable investment recommendations and failed to adhere to the customer’s instructions, suggesting a potential mismatch between the client’s investment objectives and the strategies implemented by Pacheco. Although the case was settled, it underscores the importance of alignment between broker recommendations and client expectations in investment advisory roles.
Raquel Pacheco Red Flags & Your Rights As An Investor
Of course, Raquel Pacheco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raquel Pacheco at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Raquel Pacheco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Raquel Pacheco
If you have questions about Wells Fargo Clearing Services and/or Raquel Pacheco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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